DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

SEC-registered adviser

N•••• G••••• L••

Independent wealth managerCRD 327280SEC 801-128647website IAPD

Latest filing Mar 19, 2026

First filing on the tape Jul 28, 2023 · 7 filings

SEC status approved since Aug 28, 2023

RAUM

$437M

reported, Item 5.F

Discretionary

21%

of RAUM

Private clients

100%

$437M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$437M

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

7 filings and snapshots on the tape

RAUM$437M as of Mar 19, 2026

Mar 7, 2024$183M then

HNW client RAUM$437M as of Mar 19, 2026

Mar 7, 2024$183M then

State-registered IARs (5.B.3)0 as of Mar 19, 2026

Mar 7, 20240 then

Employees (5.A)1 as of Mar 19, 2026

Mar 7, 20241 then

Private funds: no history

RAUM +43% over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Mar 19, 2026; every figure names its basis

Archetypes, each a printed rule

Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M

RAUM per advisor: $437MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 23derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $19.0MderivedHNW RAUM over HNW clients
Average account: $19.0MderivedRAUM over accounts (5.F.2.f)
Discretionary: 21%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +43%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: +21%derived
Compensation: percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$437M100%

Individual clients: 0reported
HNW clients: 23reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 23reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, performancereported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

1 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
P•••• D• O••••••• F••••Chartered Financial Analyst	Bronxville, Ny	Jul 30, 2026	13 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

D• O••••••• F••••• P•••• · Chief Executive Officercontrol
since 07/2023 · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

2 against comparable advisers; where to look, not conclusions

RAUM up 25 %Change between filings · filing Mar 19, 2026
RAUM (Item 5.F) moved from $305,625,167 to $436,650,153 (+43.0%) between the annual amendments of 2025-03-20 and 2026-03-19; the peer median change was +15.0% (4548 comparable advisers, 94.0th percentile of changes)
peers: independent wealth managers, $100M to $500M (4,548) · 94% percentile
business activity changedChange between filings · filing Mar 19, 2026
selection of other advisers (Item 5.G.7): no on the filing of 2025-03-20, yes on the filing of 2026-03-19
peers: independent wealth managers, $100M to $500M (5,678)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 19 to 23
Mar 20, 2025 to Mar 19, 2026
Advisory activities · 3 to 4
Mar 20, 2025 to Mar 19, 2026
HNW clients · 19 to 23
Mar 20, 2025 to Mar 19, 2026
Discretionary RAUM · $64.3M to $90.3M
Mar 20, 2025 to Mar 19, 2026
HNW RAUM · $306M to $437M
Mar 20, 2025 to Mar 19, 2026
Non-discretionary RAUM · $241M to $346M
Mar 20, 2025 to Mar 19, 2026
RAUM · $306M to $437M
Mar 20, 2025 to Mar 19, 2026
Accounts · 13 to 19
Jul 25, 2024 to Mar 20, 2025
HNW clients · 13 to 19
Jul 25, 2024 to Mar 20, 2025
Financial planning clients · unset to
Jul 25, 2024 to Mar 20, 2025
HQ city · unset to
Jul 25, 2024 to Mar 20, 2025
HQ state · unset to
Jul 25, 2024 to Mar 20, 2025
Discretionary RAUM · $63.7M to $64.3M
Jul 25, 2024 to Mar 20, 2025
HNW RAUM · $183M to $306M
Jul 25, 2024 to Mar 20, 2025
Non-discretionary RAUM · $119M to $241M
Jul 25, 2024 to Mar 20, 2025
RAUM · $183M to $306M
Jul 25, 2024 to Mar 20, 2025
HQ city · BRONXVILLE to unset
Mar 7, 2024 to Jul 25, 2024
HQ state · NY to unset
Mar 7, 2024 to Jul 25, 2024
Accounts · 9 to 13
Dec 19, 2023 to Mar 7, 2024
HNW clients · 9 to 13
Dec 19, 2023 to Mar 7, 2024
Discretionary RAUM · $58.7M to $63.7M
Dec 19, 2023 to Mar 7, 2024
HNW RAUM · $122M to $183M
Dec 19, 2023 to Mar 7, 2024
Non-discretionary RAUM · $63.4M to $119M
Dec 19, 2023 to Mar 7, 2024
RAUM · $122M to $183M
Dec 19, 2023 to Mar 7, 2024
Accounts · 0 to 9
Aug 7, 2023 to Dec 19, 2023
HNW clients · 0 to 9
Aug 7, 2023 to Dec 19, 2023
Discretionary RAUM · $0 to $58.7M
Aug 7, 2023 to Dec 19, 2023
HNW RAUM · $0 to $122M
Aug 7, 2023 to Dec 19, 2023
Non-discretionary RAUM · $0 to $63.4M
Aug 7, 2023 to Dec 19, 2023
RAUM · $0 to $122M
Aug 7, 2023 to Dec 19, 2023

Signals

3 dated events

N•••• G••••• L•• reported RAUM $436.7M, up 43% from $305.6M (2025-03-20 to 2026-03-19)
Mar 19, 2026 · RAUM change · derived
N•••• G••••• L•• reported RAUM $305.6M, up 67% from $183.2M (2024-07-25 to 2025-03-20)
Mar 20, 2025 · RAUM change · derived
N•••• G••••• L•• filed its initial SEC registration (Form ADV)
Jul 28, 2023 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ndureglobal.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 917-536-7703reportedpublic record, Form ADV, Mar 19, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $437Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026