DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Capinsights Partners, LLC
Latest filing Jan 22, 2026
First filing on the tape Jul 18, 2023 · 7 filings
SEC status approved since Aug 17, 2023
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$0 as of Jan 22, 2026
Jan 21, 2025$0 then
HNW client RAUM$0 as of Aug 28, 2025
Mar 28, 2024$0 then
State-registered IARs (5.B.3)3 as of Jan 22, 2026
Mar 28, 20240 then
Employees (5.A)6 as of Jan 22, 2026
Mar 28, 20245 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 3
Practice profile
derived from the filing of Jan 22, 2026; every figure names its basis
- RAUM per advisor
- $0derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 0.6derived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Steven Robert Nelson | Stamford, Ct | Sep 14, 2023 | 13 y | 2 |
| Matthew Aaron Modica | Greenwich, Ct | May 15, 2026 | 22 y | 0 |
| Robert Shaughnessy Schwab | Chicago, Il | May 15, 2026 | 12 y | 1 |
| Eric James Perry | Greenwich, Ct | May 18, 2026 | 17 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Eric James Perry from Blueprint Investment Partners LLCSep 17, 2023 · Other
- Steven Robert Nelson from Blueprint Investment Partners LLCSep 14, 2023 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lynn Jamie Cahal · Chief Compliance Officercontrolsince 07/2023 · owns less than 5%
- Thomas Ralph Mayes · Co-Founder And Coocontrolsince 07/2023 · owns 10% to 25%
- Robert Steven Nelson · Co-Founder And Ceocontrolsince 07/2023 · owns 75% or more
Related persons
Schedule D 7.A
- Blueprint Financial Advisorsinvestment advisernRAUM $1.4B
- Blueprint Fund Managementinvestment advisernRAUM $340M
- Blueprint Investment Partners LLCinvestment advisernRAUM $1.8B
Advisers that list Capinsights Partners, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Greenwich, Ct · principal | 4 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Financial planning clients · 0 to Aug 28, 2025 to Sep 11, 2025
- HNW RAUM · 0.0 to unsetAug 28, 2025 to Sep 11, 2025
- Individual RAUM · 0.0 to unsetAug 28, 2025 to Sep 11, 2025
- Pension RAUM · 0.0 to unsetAug 28, 2025 to Sep 11, 2025
- Pooled vehicle RAUM · 0.0 to unsetAug 28, 2025 to Sep 11, 2025
- Advisory employees · 5 to 6Jan 21, 2025 to Jun 23, 2025
- Employees · 7 to 6Jan 21, 2025 to Jun 23, 2025
- HQ city · GREENSBORO to GREENWICHJan 21, 2025 to Jun 23, 2025
- HQ state · NC to CTJan 21, 2025 to Jun 23, 2025
- State-registered IARs · 0 to 3Jan 21, 2025 to Jun 23, 2025
- Related adviser · true to falseJan 21, 2025 to Jun 23, 2025
- Accounts · unset to 0.0Mar 28, 2024 to Jan 21, 2025
- Advisory employees · 3 to 5Mar 28, 2024 to Jan 21, 2025
- Employees · 5 to 7Mar 28, 2024 to Jan 21, 2025
- Insurance-licensed employees · 1 to 0Mar 28, 2024 to Jan 21, 2025
- Other offices · 5 to 6Mar 28, 2024 to Jan 21, 2025
- Discretionary RAUM · unset to 0.0Mar 28, 2024 to Jan 21, 2025
- Non-discretionary RAUM · unset to 0.0Mar 28, 2024 to Jan 21, 2025
- RAUM · unset to 0.0Mar 28, 2024 to Jan 21, 2025
- Advisory employees · 4 to 3Jul 18, 2023 to Mar 28, 2024
- Other offices · 4 to 5Jul 18, 2023 to Mar 28, 2024
Signals
2 dated events
- Capinsights Partners, Llc no longer on the SEC adviser roster (last listed 2026-03-02)Apr 1, 2026 · Left the SEC roster · derived
- Capinsights Partners, Llc filed its initial SEC registration (Form ADV)Jul 18, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Capinsights Partners, LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/capinsights-partnersreportedpublic record, Form ADV, Sep 17, 2026
- Website
- capinsights.partnersreportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026