DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Blueprint Financial Advisors

Independent wealth managerCharlotte, North CarolinaCRD 315570SEC 801-121848websiteIAPD
Legal name Blueprint Financial Advisors LLC
Latest filing Aug 24, 2026
First filing on the tape Jun 24, 2021 · 38 filings
SEC status approved since Jul 23, 2021
RAUM
$1.4B
reported, Item 5.F
Discretionary
81%
of RAUM
Private clients
97%
$1.4B individuals and HNW
Advisors
37
registered through the firm on IAPD
RAUM per advisor
$38.2M
derived; firm RAUM over IAPD count
Employees
47
39 advisory (5.B.1)
Offices
21
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$1.4B as of Aug 24, 2026
Mar 31, 2022$0 then
HNW client RAUM$562M as of Aug 24, 2026
Mar 31, 2022$0 then
State-registered IARs (5.B.3)40 as of Aug 24, 2026
Mar 31, 20221 then
Employees (5.A)47 as of Aug 24, 2026
Mar 31, 20223 then
Private funds: no history
RAUM +601% over the last fiscal year+282% a year over threeIARs 14 to 40offices 13 to 21
Practice profile
derived from the filing of Aug 24, 2026; every figure names its basis
RAUM per advisor
$38.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
62derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$14.0MderivedHNW RAUM over HNW clients
Average account
$606,601derivedRAUM over accounts (5.F.2.f)
Discretionary
81%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
1.7derived22 offices incl. principal (1.F.5)
RAUM growth, one year
+380%derivedbetween the last two annual amendments
Advisor growth, one year
+79%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$806M57%
  • High-net-worth individuals$562M40%
  • Corporations and businesses$45.8M3.2%
Individual clients
2,250reported
HNW clients
40reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2,330reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=22.0derived
Advisors registered through the firm
36 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Larry Wayne DeyoungSouth Holland, Il Jul 19, 202236 y1
Andrea Louise SwopeCharlotte, Nc Oct 3, 202217 y8
Christopher B. KemperCharlotte, Nc May 26, 202324 y2
Michael Brian KomaraChartered Financial ConsultantCharlotte, Nc Mar 5, 202430 y5
David L RogersTampa, Fl Jun 21, 202421 y7
Nicholas Andrew DavisCharlotte, Nc Jun 24, 202413 y2
Sarah Lee DavisWeare, Nh Jun 24, 202411 y2
Steven John MrozekRaleigh, Nc Jul 29, 202427 y4
Adam Patrick SchererCertified Financial PlannerCharlotte, Nc Sep 9, 202418 y3
Eric J WarrenCharlotte, Nc Jan 7, 202510 y1
Hunter Mirek BoydCharlotte, Nc Feb 13, 202518 y1
Christopher Allan WattsLexington, Ky Feb 20, 202521 y3
Bradley Gene NagelGreen Bay, Wi Apr 15, 202531 y2
Brian John VerseyCharlotte, Nc Apr 16, 202527 y2
Dwain Michael GullionCharlotte, Nc Aug 4, 202534 y5
William Bradley SmithCharlotte, Nc Aug 4, 202529 y3
Lori Hooper HaddockCertified Financial PlannerGreensboro, Nc Aug 4, 202514 y3
Shepard Clay OttawayCharlotte, Nc Aug 4, 202511 y2
Graham Andrew JonesCertified Financial PlannerGreensboro, Nc Aug 4, 202510 y3
Jeffrey Marlin PhillipsCharlotte, Nc Aug 4, 202539 y5
Richard Van Dyke WestoverCharlotte, Nc Aug 5, 202511 y2
Michael L AllisonSavannah, Ga Aug 25, 202519 y13
Robert Mallory FreemanCertified Financial Planner, Chartered Financial ConsultantRichmond, Va Oct 1, 202529 y4
Patrick Jay GalvinCertified Financial Planner, Chartered Financial ConsultantCharlotte, Nc Jan 26, 202612 y2
Luis Miguel DieguezCharlotte, Nc Jan 28, 202614 y1
Bryan Carson WoodellCharlotte, NcJan 29, 202628 y3
Leah Grace WilliamsChartered Financial ConsultantCharlotte, Nc Feb 6, 202610 y2
Jacob B NagelCharlotte, Nc Apr 15, 202611 y0
Jonathan Hammond GardnerTucson, Az May 1, 202613 y1
Noel Zerna CajigasCharlotte, Nc May 4, 202630 y4
John Charles PanterDenver, Co May 7, 202624 y3
Marvin Brent MorseChartered Financial AnalystRichmond, Va Jun 16, 202632 y6
Ronald Todd SperryAlpine, Ut Jun 17, 202622 y5
Richard Darren SimonsAlpine, Ut Jul 23, 202631 y6
Adam Spencer CareyCharlotte, Nc Aug 28, 202626 y2
David Bart HillCertified Financial PlannerCharlotte, Nc Sep 4, 202626 y5
Advisor movement
4 left, 16 joined in 12 months
net +12 in 12 months1 left in 90 days3 joined in 90 daysdeparture rate 11% of current headcount5 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Scott Brandon Langley · Strategic Advisor/Co-Founder And Membercontrol
      since 06/2021 · owns 10% to 25%
    • Michele Laurie Moore · Ccocontrol
      since 01/2026 · owns less than 5%
    • David Jonathan Robinson · Ceo/Co-Founder And Membercontrol
      since 06/2021 · owns 10% to 25%
    • Louise Andrea Swope · Member & Presidentcontrol
      since 03/2023 · owns less than 5%
    • Richard Rory Collins · Membercontrol
      since 08/2022 · owns 25% to 50% of Blueprint North 1, LLC
    • Gene Tony Hauck · Membercontrol
      since 08/2022 · owns 25% to 50% of Blueprint North 1, LLC
    • Scott Brandon Langley · Membercontrol
      since 11/2019 · owns 25% to 50% of Blueprint Partners Fund
    • Thomas Ralph Mayes · Membercontrol
      since 11/2019 · owns 25% to 50% of Blueprint Partners Fund
    • David Jonathan Robinson · Membercontrol
      since 11/2019 · owns 25% to 50% of Blueprint Partners Fund
    • Mike Carlone · Member
      since 03/2023 · owns 5% to 10%
    • Joseph Daniel Crawford · Member
      since 03/2023 · owns less than 5%
    • Marie Nicole Hands · Member
      since 03/2023 · owns less than 5%
    • Thomas Ralph Mayes · Member
      since 03/2023 · owns 10% to 25%
    • Browne Kenneth Peters · Member
      since 03/2023 · owns less than 5%
    • Randall James Arthaud · Trustee
      since 05/2010 · owns F of James R Arthaud Revocable Trust
    Entity owners
    • Blueprint Partners Fund · Member
      direct · owns 50% to 75%
    • James R Arthaud Revocable Trust · Member
      indirect · owns 25% to 50% of Blueprint North 1, LLC
    • Blueprint North 1, LLC · Member
      direct · owns less than 5%
    Related persons
    Schedule D 7.A
    Advisers that list Blueprint Financial Advisors as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Charlotte, Nc · principal37153
    Greensboro, Nc600
    Alpine, Ut330
    Green Bay, Wi310
    Lexington, Ky200
    Richmond, Va220
    Weare, Nh200
    Hendersonville, Nc210
    Mesa, Az001
    Offices
    Schedule D 1.F, the 25 largest
    • Charlotte, NC4 employees
    • Mint Hill, NC2 employees
    • Naples, FL1 employees
    • New Castle, PA1 employees
    • New Ipswich, NH1 employees
    • Raleigh, NC1 employees
    • S Holland, IL1 employees
    • Scottsdale, AZ1 employees
    • , 1 employees
    ADV anomalies
    6 against comparable advisers; where to look, not conclusions
    • control person changedChange between filings · filing Aug 24, 2026
      MOORE, LAURIE, MICHELE (CCO) appeared on Schedule A between the filings of 2024-12-05 and 2026-08-24
      peers: independent wealth managers, $1B to $5B (1,360)
    • control person changedChange between filings · filing Aug 24, 2026
      COLLINS, RORY, RICHARD (MEMBER) left Schedule A between the filings of 2024-12-05 and 2026-08-24
      peers: independent wealth managers, $1B to $5B (1,360)
    • control person changedChange between filings · filing Aug 24, 2026
      HAUCK, TONY, GENE (MEMBER) left Schedule A between the filings of 2024-12-05 and 2026-08-24
      peers: independent wealth managers, $1B to $5B (1,360)
    • growth on all axesCombination · filing Apr 30, 2026
      peers: independent wealth managers, $1B to $5B (1,360)
    • advisor count surgeChange between filings · filing Apr 30, 2026
      advisory representatives (Item 5.B.3) moved from 14.0 to 25.0 (+79.0%) between the annual amendments of 2025-03-26 and 2026-04-30; the peer median change was 0.0% (999 comparable advisers, 98.0th percentile of changes)
      peers: independent wealth managers, $1B to $5B (999) · 98% percentile
    • RAUM up 50 %Change between filings · filing Apr 30, 2026
      RAUM (Item 5.F) moved from $201,503,941 to $966,594,900 (+380.0%) between the annual amendments of 2025-03-26 and 2026-04-30; the peer median change was +17.0% (1297 comparable advisers, 100.0th percentile of changes)
      peers: independent wealth managers, $1B to $5B (1,297) · 100% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 1,913 to 2,330
      Apr 30, 2026 to Jul 24, 2026
    • Advisory employees · 28 to 39
      Apr 30, 2026 to Jul 24, 2026
    • BD registered reps · 18 to 22
      Apr 30, 2026 to Jul 24, 2026
    • Corporate clients · 30 to 40
      Apr 30, 2026 to Jul 24, 2026
    • HNW clients · 31 to 40
      Apr 30, 2026 to Jul 24, 2026
    • Individual clients · 1,852 to 2,250
      Apr 30, 2026 to Jul 24, 2026
    • Employees · 35 to 47
      Apr 30, 2026 to Jul 24, 2026
    • Insurance-licensed employees · 5 to 4
      Apr 30, 2026 to Jul 24, 2026
    • State-registered IARs · 25 to 40
      Apr 30, 2026 to Jul 24, 2026
    • Other offices · 17 to 21
      Apr 30, 2026 to Jul 24, 2026
    • Discretionary RAUM · $934M to $1.1B
      Apr 30, 2026 to Jul 24, 2026
    • HNW RAUM · $301M to $562M
      Apr 30, 2026 to Jul 24, 2026
    • Individual RAUM · $632M to $806M
      Apr 30, 2026 to Jul 24, 2026
    • Non-discretionary RAUM · $32.8M to $272M
      Apr 30, 2026 to Jul 24, 2026
    • RAUM · $967M to $1.4B
      Apr 30, 2026 to Jul 24, 2026
    • Other offices · 15 to 17
      Mar 31, 2026 to Apr 30, 2026
    • Accounts · 1,298 to 1,913
      Feb 17, 2026 to Mar 31, 2026
    • Advisory employees · 17 to 28
      Feb 17, 2026 to Mar 31, 2026
    • BD registered reps · 8 to 18
      Feb 17, 2026 to Mar 31, 2026
    • Corporate clients · 9 to 30
      Feb 17, 2026 to Mar 31, 2026
    • HNW clients · unset to 31.0
      Feb 17, 2026 to Mar 31, 2026
    • Individual clients · 1,289 to 1,852
      Feb 17, 2026 to Mar 31, 2026
    • Employees · 24 to 35
      Feb 17, 2026 to Mar 31, 2026
    • Financial planning clients · 11-25 to 51-100
      Feb 17, 2026 to Mar 31, 2026
    • State-registered IARs · 14 to 25
      Feb 17, 2026 to Mar 31, 2026
    • Other offices · 16 to 15
      Feb 17, 2026 to Mar 31, 2026
    • Discretionary RAUM · $189M to $934M
      Feb 17, 2026 to Mar 31, 2026
    • HNW RAUM · unset to 300787721.0
      Feb 17, 2026 to Mar 31, 2026
    • Individual RAUM · $194M to $632M
      Feb 17, 2026 to Mar 31, 2026
    • Non-discretionary RAUM · $12.0M to $32.8M
      Feb 17, 2026 to Mar 31, 2026
    • RAUM · $202M to $967M
      Feb 17, 2026 to Mar 31, 2026
    • Other offices · 15 to 16
      Dec 10, 2025 to Feb 17, 2026
    • Other offices · 14 to 15
      Jul 15, 2025 to Aug 18, 2025
    • Financial planning clients · 11-25 to 11-25
      Jun 10, 2025 to Jul 15, 2025
    • Other offices · 13 to 14
      Mar 26, 2025 to May 16, 2025
    • Accounts · 743 to 1,298
      Jan 7, 2025 to Mar 26, 2025
    • Advisory employees · 14 to 17
      Jan 7, 2025 to Mar 26, 2025
    • Advisory activities · 3 to 4
      Jan 7, 2025 to Mar 26, 2025
    • BD registered reps · 2 to 8
      Jan 7, 2025 to Mar 26, 2025
    • Corporate clients · unset to 9.0
      Jan 7, 2025 to Mar 26, 2025
    Signals
    22 dated events
    • Melissa L Miller left Blueprint Financial Advisors for Miller Wealth Partners (registered 2026-08-24)
      Aug 24, 2026 · Advisor changed firm · fact
    • Blueprint Financial Advisors reported RAUM $1.4B, up 46% from $966.6M (2026-04-30 to 2026-07-24)
      Jul 24, 2026 · RAUM change · derived
    • Blueprint Financial Advisors reported 40 state-registered advisory representatives, up from 25 (2026-04-30 to 2026-07-24)
      Jul 24, 2026 · Advisor headcount change · derived
    • Johnny Brandon Berry left Blueprint Financial Advisors for Lpl Financial Llc (registered 2026-04-20)
      Apr 21, 2026 · Advisor changed firm · fact
    • Blueprint Financial Advisors reported RAUM $966.6M, up 380% from $201.5M (2026-02-17 to 2026-03-31)
      Mar 31, 2026 · RAUM change · derived
    • Blueprint Financial Advisors reported 25 state-registered advisory representatives, up from 14 (2026-02-17 to 2026-03-31)
      Mar 31, 2026 · Advisor headcount change · derived
    • 3 advisors left Hornor, Townsend & Kent, LLC (Charlotte, NC) for Blueprint Financial Advisors within 11 days
      Jan 26, 2026 · Team lift-out · derived
    • 2 advisors left Hornor, Townsend & Kent, LLC (Conshohocken, PA) for Blueprint Financial Advisors on the same day
      Jan 23, 2026 · Team lift-out · derived
    • David M Wentland left Blueprint Financial Advisors for Cetera Investment Advisers Llc (registered 2026-01-23)
      Jan 20, 2026 · Advisor changed firm · fact
    • Michael Ashley Caslin left Blueprint Financial Advisors for Spc (registered 2026-02-03)
      Jan 15, 2026 · Advisor changed firm · fact
    • 2 advisors left Morse Capital Partners, LLC (Richmond, VA) for Blueprint Financial Advisors on the same day
      Nov 10, 2025 · Team lift-out · derived
    • 7 advisors left Osaic Wealth, Inc. (Greensboro, NC) for Blueprint Financial Advisors on the same day
      Aug 6, 2025 · Team lift-out · derived
    • 2 advisors left Navigen Wealth Management (Wausau, WI) for Blueprint Financial Advisors on the same day
      May 20, 2025 · Team lift-out · derived
    • Blueprint Financial Advisors reported 14 state-registered advisory representatives, up from 4 (2025-01-07 to 2025-03-26)
      Mar 26, 2025 · Advisor headcount change · derived
    • 2 advisors left Keystone Financial Group, LLC (Lexington, KY) for Blueprint Financial Advisors a day apart
      Feb 19, 2025 · Team lift-out · derived
    • Gene Tony Hauck (Member) appeared on Schedule A of Blueprint Financial Advisors
      Dec 5, 2024 · Control person joined · fact
    • Richard Rory Collins (Member) appeared on Schedule A of Blueprint Financial Advisors
      Dec 5, 2024 · Control person joined · fact
    • 2 advisors left Raymond James Financial Services Advisors, Inc (Hancock, NH) for Blueprint Financial Advisors on the same day
      May 21, 2024 · Team lift-out · derived
    • Brent Christopher Eugenides left Blueprint Financial Advisors for Avantax Advisory Services (registered 2024-03-04)
      Mar 29, 2024 · Advisor changed firm · fact
    • Blueprint Financial Advisors reported 11 offices beyond its principal office, up from 5 (2024-02-29 to 2024-03-29)
      Mar 29, 2024 · Office count change · derived
    • 2 advisors left Cambridge Investment Research Advisors, Inc. (Mint Hill, NC) for Blueprint Financial Advisors on the same day
      Jun 2, 2023 · Team lift-out · derived
    • Blueprint Financial Advisors filed its initial SEC registration (Form ADV)
      Jun 24, 2021 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    bettina.zimei@buildyourblueprint.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    brandon.langley@buildyourblueprint.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    bruce.atkinson@buildyourblueprint.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    christian.braswell@buildyourblueprint.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    cindy.kraimer@buildyourblueprint.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    dynesha.moore@buildyourblueprint.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    ella.boukedes@buildyourblueprint.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    george.gavounas@buildyourblueprint.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    jon.robinson@buildyourblueprint.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    ken.peters@buildyourblueprint.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    lana.murray@buildyourblueprint.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    laurie.moore@buildyourblueprint.comreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $38.2Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026