DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Elite Portfolios

Asset manager (funds and pooled vehicles)Carmel By The Sea, CaliforniaCRD 327535SEC 801-128578websiteIAPD
Legal name Elite Tamp LLC
Latest filing Sep 9, 2026
First filing on the tape Jul 17, 2023 · 15 filings
SEC status approved since Sep 6, 2023
RAUM
$322,063
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$161,032
derived; firm RAUM over IAPD count
Employees
1
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$322,063 as of Jun 26, 2026
Mar 28, 2025$497,372 then
HNW client RAUM$0 as of Jun 26, 2026
Mar 27, 2024$0 then
State-registered IARs (5.B.3)0 as of Jun 26, 2026
Mar 27, 20240 then
Employees (5.A)1 as of Jun 26, 2026
Mar 27, 20241 then
Private funds: no history
RAUM -35% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Sep 9, 2026; every figure names its basis
RAUM per advisor
$161,032derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$161,032derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-35%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Other investment advisers$322,063100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
Joined, latest
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Allan Gregory Rutherford · Ceocontrol
    since 06/2023 · owns less than 5%
  • Andrew Jeffrey Smith · Ccocontrol
    since 06/2023 · owns less than 5%
  • Allan Gregory Rutherford · Managercontrol
    since 03/2021 · owns 75% or more of Purple Marlin LLC
Entity owners
  • Purple Marlin LLC · Member
    direct · owns 75% or more
  • Chad And Sara Hinds 2021 Trust · Direct Owner
    direct · owns less than 5%
Related persons
Schedule D 7.A
Advisers that list Elite Portfolios as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Carmel By The Sea, Ca · principal220
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Financial planning clients · to unset
    Jun 26, 2026 to Sep 9, 2026
  • Succession · false to unset
    Jun 26, 2026 to Sep 9, 2026
  • Discretionary RAUM · $497,372 to $322,063
    Aug 13, 2025 to Mar 25, 2026
  • RAUM · $497,372 to $322,063
    Aug 13, 2025 to Mar 25, 2026
  • HQ city · ALPHARETTA to CARMEL BY THE SEA
    May 30, 2025 to Aug 13, 2025
  • HQ state · GA to CA
    May 30, 2025 to Aug 13, 2025
  • Financial planning clients · unset to
    Mar 28, 2025 to May 30, 2025
  • Accounts · unset to 2.0
    Oct 29, 2024 to Mar 28, 2025
  • Employees · 0 to 1
    Oct 29, 2024 to Mar 28, 2025
  • Discretionary RAUM · unset to 497372.0
    Oct 29, 2024 to Mar 28, 2025
  • Non-discretionary RAUM · unset to 0.0
    Oct 29, 2024 to Mar 28, 2025
  • RAUM · unset to 497372.0
    Oct 29, 2024 to Mar 28, 2025
  • Advisory employees · 1 to 0
    May 17, 2024 to Oct 29, 2024
  • Employees · 1 to 0
    May 17, 2024 to Oct 29, 2024
  • Other offices · 1 to 0
    May 17, 2024 to Oct 29, 2024
  • Other offices · 0 to 1
    Aug 31, 2023 to Mar 27, 2024
  • Individual clients · 1 to 0
    Aug 22, 2023 to Aug 28, 2023
  • HQ city · MONTEREY to ALPHARETTA
    Jul 17, 2023 to Jul 25, 2023
  • HQ state · CA to GA
    Jul 17, 2023 to Jul 25, 2023
Signals
3 dated events
  • Justin Balas left Elite Portfolios for Thepartners Wealth Management (registered 2024-03-18)
    Oct 29, 2024 · Advisor changed firm · fact
  • Justin Balas (Cio) no longer on Schedule A of Elite Portfolios (listed 2024-05-17, absent 2024-10-29)
    Oct 29, 2024 · Control person left · inference
  • Elite Portfolios filed its initial SEC registration (Form ADV)
    Jul 17, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
elitetamp.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
402-670-7704reportedpublic record, Form ADV, Sep 9, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor
$161,032derivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026