DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
5•• C•••••• P•••••••• L••
Latest filing Apr 8, 2026
First filing on the tape Sep 15, 2023 · 9 filings
SEC status approved since May 30, 2024
RAUM
$636M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
34%
$214M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$636M as of Apr 8, 2026
Mar 20, 2025$399M then
HNW client RAUM$214M as of Apr 8, 2026
Mar 20, 2025$153M then
State-registered IARs (5.B.3)0 as of Apr 8, 2026
Mar 20, 20250 then
Employees (5.A)14 as of Apr 8, 2026
Mar 20, 202513 then
Private funds8 as of Apr 8, 2026
Mar 20, 20257 then
RAUM +60% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 8, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $42.8MderivedHNW RAUM over HNW clients
- Average account
- $45.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +60%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$393M62%
- High-net-worth individuals$214M34%
- Charitable organizations$30.1M4.7%
- Individual clients
- n/areported
- HNW clients
- 5reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 14reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.34 fund_share=0.62 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| 5•• C•••••• P••••••• T•• E••••• C••••• O••••••••• F••• I•• L• | Hedge Fund | $101M | 83 | Mar 30, 2022 |
| 5•• C•••••• P••••••• T•• E••••• C••••• O••••••••• F••• I••• L• | Hedge Fund | $74.9M | 135 | Mar 30, 2024 |
| 5•• C•••••• P••••••• T•• E••••• C••••• O••••••••• F••• I• L• | Hedge Fund | $25.5M | 114 | Mar 31, 2019 |
| 5•• C•••••• P••••••• E•••••••• O••••••••• F•••• L• | Hedge Fund | $18.9M | 28 | Mar 31, 2021 |
| 5•• C•••••• P••••••• D••••• M•••••••• O••••••••• F•••• L• | Hedge Fund | $13.1M | 214 | Mar 30, 2017 |
Owners and control persons
Schedule A and B, latest filing
- H•••••• G•••• P••• · Managing Partnercontrolsince 07/2023 · owns less than 5%
- M••••• K••••••••• M• · Chief Compliance Officer, Managing Partnercontrolsince 07/2024 · owns less than 5%
- S••••••• D••••• F•••• · Chief Investment Officer, Managing Partnercontrolsince 07/2024 · owns less than 5%
Entity owners
- 5•• H•••••• L•• · Sole Memberdirect · owns 75% or more
- 5•• I••••••••• L•• · Sole Memberindirect · owns 75% or more of 5•• H•••••• L••
Related persons
Schedule D 7.A
- 5•• C••••• F••• I• G•• L••pooled vehicle sponsory
- 5•• C••••• F••• I• G•• L••pooled vehicle sponsory
- 5•• C••••• F••• I•• G•• L••pooled vehicle sponsory
- 5•• E•••••••• O••••••••• F••• G•• L••pooled vehicle sponsory
- 5•• M•••••••• C••••• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Apr 8, 2026RAUM (Item 5.F) moved from $398,726,553 to $636,447,785 (+60.0%) between the annual amendments of 2025-03-20 and 2026-04-08; the peer median change was +16.0% (1385 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,385) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 11 to 14Mar 20, 2025 to Mar 30, 2026
- Advisory activities · 2 to 3Mar 20, 2025 to Mar 30, 2026
- Pooled vehicle clients · 6 to 8Mar 20, 2025 to Mar 30, 2026
- Employees · 13 to 14Mar 20, 2025 to Mar 30, 2026
- Financial planning clients · 0 to Mar 20, 2025 to Mar 30, 2026
- Private funds · 7 to 8Mar 20, 2025 to Mar 30, 2026
- Discretionary RAUM · $399M to $636MMar 20, 2025 to Mar 30, 2026
- HNW RAUM · $153M to $214MMar 20, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $246M to $393MMar 20, 2025 to Mar 30, 2026
- RAUM · $399M to $636MMar 20, 2025 to Mar 30, 2026
- Accounts · 9 to 11Dec 16, 2024 to Mar 20, 2025
- Advisory employees · 10 to 9Dec 16, 2024 to Mar 20, 2025
- HNW clients · unset to 5.0Dec 16, 2024 to Mar 20, 2025
- Pooled vehicle clients · 5 to 6Dec 16, 2024 to Mar 20, 2025
- Assets in custody · 235739795.0 to unsetDec 16, 2024 to Mar 20, 2025
- Custody of client assets · true to falseDec 16, 2024 to Mar 20, 2025
- Employees · 14 to 13Dec 16, 2024 to Mar 20, 2025
- Financial planning clients · 0 to 0Dec 16, 2024 to Mar 20, 2025
- Private funds · 5 to 7Dec 16, 2024 to Mar 20, 2025
- Discretionary RAUM · $382M to $399MDec 16, 2024 to Mar 20, 2025
- HNW RAUM · $146M to $153MDec 16, 2024 to Mar 20, 2025
- Pooled vehicle RAUM · $236M to $246MDec 16, 2024 to Mar 20, 2025
- RAUM · $382M to $399MDec 16, 2024 to Mar 20, 2025
- HQ city · OVERLAND PARK to LEAWOODAug 27, 2024 to Dec 16, 2024
- Accounts · 0 to 9May 29, 2024 to Aug 27, 2024
- Advisory employees · 1 to 10May 29, 2024 to Aug 27, 2024
- Advisory activities · 3 to 2May 29, 2024 to Aug 27, 2024
- Pooled vehicle clients · unset to 5.0May 29, 2024 to Aug 27, 2024
- Assets in custody · unset to 235739795.0May 29, 2024 to Aug 27, 2024
- Custody of client assets · false to trueMay 29, 2024 to Aug 27, 2024
- Employees · 1 to 14May 29, 2024 to Aug 27, 2024
- Financial planning clients · unset to 0May 29, 2024 to Aug 27, 2024
- HQ city · unset to OVERLAND PARKMay 29, 2024 to Aug 27, 2024
- HQ state · unset to KSMay 29, 2024 to Aug 27, 2024
- Private funds · unset to 5May 29, 2024 to Aug 27, 2024
- Discretionary RAUM · $0 to $382MMay 29, 2024 to Aug 27, 2024
- HNW RAUM · unset to 146213718.0May 29, 2024 to Aug 27, 2024
- Pooled vehicle RAUM · unset to 235739795.0May 29, 2024 to Aug 27, 2024
- RAUM · $0 to $382MMay 29, 2024 to Aug 27, 2024
- Related adviser · true to falseSep 27, 2023 to Apr 15, 2024
Signals
4 dated events
- 5•• C•••••• P•••••••• L•• reported RAUM $636.4M, up 60% from $398.7M (2025-03-20 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- M Katherine Moore (Chief Compliance Officer, Managing Partner) appeared on Schedule A of 5•• C•••••• P•••••••• L••Aug 27, 2024 · Control person joined · fact
- F•••• D•••• S•••••• (Chief Investment Officer, Managing Partner) appeared on Schedule A of 5•• C•••••• P•••••••• L••Aug 27, 2024 · Control person joined · fact
- S••••••••• C•••••• P••••••• filed its initial SEC registration (Form ADV)Sep 15, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/503-capital-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- 503capitalpartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 913-279-0177reportedpublic record, Form ADV, Apr 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026