DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Index Technologies Group LLC
Latest filing Apr 27, 2026
First filing on the tape Aug 30, 2023 · 13 filings
SEC status approved since Sep 29, 2023
RAUM
$178M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
17%
$30.0M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$29.7M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$178M as of Apr 27, 2026
Mar 20, 2024$28.7M then
HNW client RAUM$26.6M as of Apr 27, 2026
Mar 20, 2024$28.7M then
State-registered IARs (5.B.3)6 as of Apr 27, 2026
Mar 20, 20244 then
Employees (5.A)7 as of Apr 27, 2026
Mar 20, 20244 then
Private funds: no history
RAUM +70% over the last fiscal yearIARs 4 to 6
Practice profile
derived from the filing of Apr 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $29.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 5derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 83%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +70%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +78%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- $178MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$148M83%
- High-net-worth individuals$26.6M15%
- Individuals$3.4M1.9%
- Other investment advisers$698,2390.4%
- Individual clients
- 10reported
- HNW clients
- 22reported
- Pension plan clients
- n/areported
- Charitable clients
- 8reported
- Accounts
- 171reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.17 fund_share=0.0 institutional_share=0.83 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Jon A Duprau from Ashton Thomas Securities, LLCMay 21, 2024 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A Jon Duprau · Managing Directorcontrolsince 07/2023 · owns less than 5%
- Maria Lee · Vice President/Chief Compliance Officercontrolsince 07/2023 · owns less than 5%
Entity owners
- Index Technologies Holdings, LLC · Ownerdirect · owns 75% or more
- Arax Asset Mangement, LLC · Ownerindirect · owns 50% to 75% of Index Technologies Holdings, LLC
- Arax Business Trust, LLC · Ownerindirect · owns 75% or more of Arax Investment Partners, LLC
- Arax Investment Partners, LLC · Ownerindirect · owns 75% or more of Arax Midco LLC
- Arax Midco LLC · Ownerindirect · owns 75% or more of Arax Asset Mangement, LLC
- Foreside Investment Company · Ownerindirect · owns 75% or more of Index Capital Partners LLC
- Index Capital Partners LLC · Ownerindirect · owns 75% or more of Superdex Miv LLC
- Redbird Capital Partners Fund IV Gen Par LLC · Ownerindirect · owns 75% or more of Arax Business Trust, LLC
- Superdex Miv LLC · Ownerindirect · owns 25% to 50% of Index Technologies Holdings, LLC
Related persons
Schedule D 7.A
- Quantum Portfolio Management, LLCinvestment advisernRAUM $340M
Advisers that list Index Technologies Group LLC as a related person
- 326280 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Apr 27, 2026RAUM (Item 5.F) moved from $104,951,495 to $178,270,658 (+70.0%) between the annual amendments of 2025-04-01 and 2026-04-27; the peer median change was +8.0% (161 comparable advisers, 91.0th percentile of changes)peers: other advisers, $100M to $500M (161) · 91% percentile
What changed
consecutive filings, newest first
- Accounts · 178 to 171Dec 19, 2025 to Mar 26, 2026
- Advisory employees · 4 to 6Dec 19, 2025 to Mar 26, 2026
- Charity clients · 10 to 8Dec 19, 2025 to Mar 26, 2026
- Corporate clients · 5.0 to unsetDec 19, 2025 to Mar 26, 2026
- HNW clients · 18 to 22Dec 19, 2025 to Mar 26, 2026
- Employees · 6 to 7Dec 19, 2025 to Mar 26, 2026
- State-registered IARs · 4 to 6Dec 19, 2025 to Mar 26, 2026
- Discretionary RAUM · $183M to $178MDec 19, 2025 to Mar 26, 2026
- HNW RAUM · $20.9M to $26.6MDec 19, 2025 to Mar 26, 2026
- Individual RAUM · $3.6M to $3.4MDec 19, 2025 to Mar 26, 2026
- RAUM · $183M to $178MDec 19, 2025 to Mar 26, 2026
- Accounts · 127 to 178Jun 30, 2025 to Dec 19, 2025
- Charity clients · 5 to 10Jun 30, 2025 to Dec 19, 2025
- Corporate clients · unset to 5.0Jun 30, 2025 to Dec 19, 2025
- HNW clients · 13 to 18Jun 30, 2025 to Dec 19, 2025
- Individual clients · 5 to 10Jun 30, 2025 to Dec 19, 2025
- Discretionary RAUM · $105M to $183MJun 30, 2025 to Dec 19, 2025
- HNW RAUM · $11.5M to $20.9MJun 30, 2025 to Dec 19, 2025
- Individual RAUM · $1.4M to $3.6MJun 30, 2025 to Dec 19, 2025
- RAUM · $105M to $183MJun 30, 2025 to Dec 19, 2025
- Financial planning clients · unset to Apr 1, 2025 to Jun 30, 2025
- Accounts · 35 to 127Jan 6, 2025 to Apr 1, 2025
- Charity clients · unset to 5.0Jan 6, 2025 to Apr 1, 2025
- HNW clients · 4 to 13Jan 6, 2025 to Apr 1, 2025
- Individual clients · unset to 5.0Jan 6, 2025 to Apr 1, 2025
- Employees · 4 to 6Jan 6, 2025 to Apr 1, 2025
- Insurance-licensed employees · 0 to 4Jan 6, 2025 to Apr 1, 2025
- Other offices · 1 to 2Jan 6, 2025 to Apr 1, 2025
- Discretionary RAUM · $8.0M to $105MJan 6, 2025 to Apr 1, 2025
- HNW RAUM · $28.7M to $11.5MJan 6, 2025 to Apr 1, 2025
- Individual RAUM · unset to 1406509.0Jan 6, 2025 to Apr 1, 2025
- Non-discretionary RAUM · $20.7M to $0Jan 6, 2025 to Apr 1, 2025
- RAUM · $28.7M to $105MJan 6, 2025 to Apr 1, 2025
- Wrap assets (manager) · unset to 0.0Jan 6, 2025 to Apr 1, 2025
- Wrap assets (sponsor) · unset to 0.0Jan 6, 2025 to Apr 1, 2025
- Other offices · 0 to 1Jan 30, 2024 to Mar 20, 2024
- Accounts · 0 to 35Nov 1, 2023 to Jan 30, 2024
- HNW clients · unset to 4.0Nov 1, 2023 to Jan 30, 2024
- Discretionary RAUM · $0 to $8.0MNov 1, 2023 to Jan 30, 2024
- HNW RAUM · unset to 28684651.0Nov 1, 2023 to Jan 30, 2024
Signals
1 dated events
- Index Technologies Group Llc filed its initial SEC registration (Form ADV)Aug 30, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/indextechnologiesgroup/?viewAsMember=trreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/superdex/aboutreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-466-6760reportedpublic record, Form ADV, Apr 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $29.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026