DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Mercer Advisors Private Asset Management, Inc.

Asset manager (funds and pooled vehicles)Denver, ColoradoCRD 327830SEC 801-129203IAPD
Latest filing Jul 1, 2026
First filing on the tape Nov 13, 2023 · 15 filings
SEC status approved since Dec 13, 2023
RAUM
$206M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$206M as of Jul 1, 2026
Mar 28, 2024$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 1, 2026
Mar 28, 20242 then
Employees (5.A)1 as of Jul 1, 2026
Mar 28, 20247 then
Private funds7 as of Jul 1, 2026
Feb 4, 20252 then
RAUM +248% over the last fiscal yearIARs 2 to 0
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
Archetypes, each a printed rule
  • PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$29.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+248%derivedbetween the last two annual amendments
Advisor growth, one year
-100%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$206M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
7reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Regis Partners Fund, L.P.Hedge Fund$31.0M8Mar 30, 2012
      Regis India Opportunities Fund II, L.P.Real Estate Fund$783,9941Mar 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Andrew Donald Calcagni · President And Chief Investment Officercontrol
        since 02/2023 · owns less than 5%
      • Vincent Christopher Casdia · Chief Compliance Officercontrol
        since 06/2024 · owns less than 5%
      • Adele Christine Cataldo · Chief Technology Officercontrol
        since 02/2023 · owns less than 5%
      • Ryan Mathew Encino · General Counsel, Secretarycontrol
        since 02/2023 · owns less than 5%
      • Hasan Gun Keresteci · Chief Financial Officercontrol
        since 02/2024 · owns less than 5%
      • Elizabeth Martine Lellis · Chief Talent Officercontrol
        since 02/2023 · owns less than 5%
      • David Charles Welling · Chief Executive Officercontrol
        since 02/2023 · owns less than 5%
      Entity owners
      • Mercer Advisors Private Asset Holdings, Inc. · Parent Company
        direct · owns 75% or more
      • Altas Partners Holdings III LP · Shareholder
        indirect · owns 25% to 50% of Aph III Primetime Aggregator, L.P.
      • Altas Partners Holdings III(A) LP · Shareholder
        indirect · owns 25% to 50% of Aph III Primetime Aggregator, L.P.
      • Aph III Primetime Aggregator, L.P. · Shareholder
        indirect · owns 25% to 50% of Og Crimson Holdings, L.P.
      • Aph III Primetime Co-Invest LP · Shareholder
        indirect · owns 25% to 50% of Aph III Primetime Aggregator, L.P.
      • Gc Waves Holdings, Inc. · Parent Company
        indirect · owns 75% or more of Mercer Advisors Inc.
      • Mercer Advisors Inc. · Parent Company
        indirect · owns 75% or more of Mercer Advisors Private Asset Holdings, Inc.
      • Og Crimson Holdings Genpar, LLC · General Partner
        indirect · owns F of Og Crimson Holdings, L.P.
      • Og Crimson Holdings, L.P. · Parent Company
        indirect · owns 75% or more of Og Crimson Parent Holdings I, Inc.
      • Og Crimson Parent Holdings I, Inc. · Parent Company
        indirect · owns 75% or more of Og Crimson Parent Holdings II, Inc.
      • Og Crimson Parent Holdings II, Inc. · Parent Company
        indirect · owns 75% or more of Og Crimson Parent, Inc.
      • Og Crimson Parent, Inc. · Parent Company
        indirect · owns 75% or more of Gc Waves Holdings, Inc.
      Related persons
      Schedule D 7.A
      Advisers that list Mercer Advisors Private Asset Management, Inc. as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      2 against comparable advisers; where to look, not conclusions
      • RAUM up 50 %Change between filings · filing Mar 31, 2026
        RAUM (Item 5.F) moved from $59,021,435 to $205,589,000 (+248.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +4.0% (1148 comparable advisers, 100.0th percentile of changes)
        peers: asset managers, $100M to $500M (1,148) · 100% percentile
      • private fund count surgeChange between filings · filing Mar 31, 2026
        private funds (Schedule D 7.B.1) moved from 4.0 to 7.0 (+75.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was 0.0% (735 comparable advisers, 99.0th percentile of changes)
        peers: asset managers, $100M to $500M (735) · 99% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 4 to 7
        Aug 21, 2025 to Mar 31, 2026
      • Advisory employees · 2 to 1
        Aug 21, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 4 to 7
        Aug 21, 2025 to Mar 31, 2026
      • Employees · 8 to 1
        Aug 21, 2025 to Mar 31, 2026
      • Insurance-licensed employees · 2 to 0
        Aug 21, 2025 to Mar 31, 2026
      • State-registered IARs · 2 to 0
        Aug 21, 2025 to Mar 31, 2026
      • Private funds · 4 to 7
        Aug 21, 2025 to Mar 31, 2026
      • Discretionary RAUM · $59.0M to $206M
        Aug 21, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $59.0M to $206M
        Aug 21, 2025 to Mar 31, 2026
      • RAUM · $59.0M to $206M
        Aug 21, 2025 to Mar 31, 2026
      • Financial planning clients · unset to
        May 9, 2025 to Jun 27, 2025
      • Private funds · 2 to 4
        Feb 4, 2025 to Mar 28, 2025
      • Discretionary RAUM · $41.0M to $59.0M
        Feb 4, 2025 to Mar 28, 2025
      • Pooled vehicle RAUM · $41.0M to $59.0M
        Feb 4, 2025 to Mar 28, 2025
      • RAUM · $41.0M to $59.0M
        Feb 4, 2025 to Mar 28, 2025
      • Accounts · 0 to 4
        Jun 5, 2024 to Jul 17, 2024
      • Advisory employees · 1 to 2
        Jun 5, 2024 to Jul 17, 2024
      • Pooled vehicle clients · unset to 4.0
        Jun 5, 2024 to Jul 17, 2024
      • Employees · 7 to 8
        Jun 5, 2024 to Jul 17, 2024
      • Private funds · unset to 2
        Jun 5, 2024 to Jul 17, 2024
      • Discretionary RAUM · $0 to $41.0M
        Jun 5, 2024 to Jul 17, 2024
      • Pooled vehicle RAUM · unset to 41000043.0
        Jun 5, 2024 to Jul 17, 2024
      • RAUM · $0 to $41.0M
        Jun 5, 2024 to Jul 17, 2024
      • Advisory employees · 8 to 1
        Dec 7, 2023 to Mar 28, 2024
      • Employees · 8 to 7
        Dec 7, 2023 to Mar 28, 2024
      • Insurance-licensed employees · 8 to 2
        Dec 7, 2023 to Mar 28, 2024
      • State-registered IARs · 8 to 2
        Dec 7, 2023 to Mar 28, 2024
      • Private funds · 2 to unset
        Dec 7, 2023 to Mar 28, 2024
      Signals
      6 dated events
      • Mercer Advisors Private Asset Management, Inc. reported RAUM $205.6M, up 248% from $59.0M (2025-08-21 to 2026-03-31)
        Mar 31, 2026 · RAUM change · derived
      • Lynn Kimberly Lorenz (Chief Compliance Officer) no longer on Schedule A of Mercer Advisors Private Asset Management, Inc. (listed 2024-06-05, absent 2024-07-17)
        Jul 17, 2024 · Control person left · inference
      • Vincent Christopher Casdia (Chief Compliance Officer) appeared on Schedule A of Mercer Advisors Private Asset Management, Inc.
        Jul 17, 2024 · Control person joined · fact
      • Gun Keresteci (Chief Financial Officer) appeared on Schedule A of Mercer Advisors Private Asset Management, Inc.
        Mar 28, 2024 · Control person joined · fact
      • Michael Henry (Chief Financial Officer) no longer on Schedule A of Mercer Advisors Private Asset Management, Inc. (listed 2023-12-07, absent 2024-03-28)
        Mar 28, 2024 · Control person left · inference
      • Mercer Advisors Private Asset Management, Inc. filed its initial SEC registration (Form ADV)
        Nov 13, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Principal office phone
      888-885-8101reportedpublic record, Form ADV, Jul 1, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      Mercer Advisors Private Asset Management, Inc. is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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