DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Stonebridge Wealth Systems LLC
Latest filing Mar 23, 2026
First filing on the tape Sep 12, 2023 · 14 filings
SEC status approved since Oct 12, 2023
RAUM
$369M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
100%
$369M individuals and HNW
Advisors
13
registered through the firm on IAPD
RAUM per advisor
$28.4M
derived; firm RAUM over IAPD count
Employees
25
10 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$369M as of Mar 23, 2026
Feb 13, 2024$70,180 then
HNW client RAUM$168M as of Mar 23, 2026
Feb 28, 2025$62.0M then
State-registered IARs (5.B.3)10 as of Mar 23, 2026
Feb 13, 20246 then
Employees (5.A)25 as of Mar 23, 2026
Feb 13, 20246 then
Private funds: no history
RAUM +34% over the last fiscal yearIARs 9 to 10
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
- RAUM per advisor
- $28.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 72derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $130,902derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 3.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +34%derivedbetween the last two annual amendments
- Advisor growth, one year
- +11%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $45.6M, 353 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$201M54%
- High-net-worth individuals$168M46%
- Individual clients
- 792reported
- HNW clients
- 139reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2,820reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $45.6M for 353 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
13 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jeffrey Gove | Kearney, Ne | Oct 12, 2023 | 18 y | 2 |
| John Eugene TernusCertified Financial Planner, Chartered Financial Consultant | Grand Island, Ne | Oct 12, 2023 | 12 y | 1 |
| Scott Andrew Nachtigal | Kearney, Ne | Oct 13, 2023 | 26 y | 1 |
| Jeremy Gove | Kearney, Ne | Oct 13, 2023 | 25 y | 6 |
| Eli T Mardock | Lincoln, Ne | Oct 13, 2023 | 20 y | 1 |
| Timothy Keith Kulhanek | Kearney, Ne | Oct 13, 2023 | 17 y | 4 |
| Zachary Robert Vancas | Kearney, Ne | Nov 13, 2024 | 10 y | 0 |
| Daniel Joseph Oleson | Kearney, Ne | Nov 13, 2024 | 11 y | 0 |
| Aliisa Ann Criffield | Kearney, Ne | Jan 23, 2025 | 12 y | 0 |
| Jay Michael Aaron Kammerer | Omaha, Ne | Dec 23, 2025 | 16 y | 1 |
| Chad Stephen Winter | Lincoln, Ne | Feb 2, 2026 | 13 y | 0 |
| Gavin Harsh | Grand Island, Ne | Mar 25, 2026 | 11 y | 1 |
| Ian Michael Stratman | Grand Island, Ne | Apr 16, 2026 | 10 y | 2 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Ian Michael Stratman from Principal Advised ServicesApr 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- Gavin Harsh from Harsh Wealth Management LLCMar 25, 2026 · Other
- Jay Michael Aaron Kammerer from First Command Advisory ServicesDec 23, 2025 · Affiliated broker-dealer or bank to independent RIA
- Scott Andrew Nachtigal from Brookstone Wealth Advisors, LLCOct 13, 2023 · Other
- Timothy Keith Kulhanek from Brookstone Wealth Advisors, LLCOct 13, 2023 · Other
- Jeremy Gove from Brookstone Wealth Advisors, LLCOct 13, 2023 · Other
- Eli T Mardock from Brookstone Wealth Advisors, LLCOct 13, 2023 · Other
- Jeffrey Gove from Brookstone Wealth Advisors, LLCOct 12, 2023 · Other
- John Eugene Ternus from Brookstone Wealth Advisors, LLCOct 12, 2023 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 5 joined from Brookstone Wealth Advisors, LLCNov 29, 2023 · Lincoln, Ne
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Keith John Dwyer · Chief Compliance Officercontrolsince 11/2024 · owns less than 5%
- Jeffrey Gove · Managing Membercontrolsince 09/2023 · owns 25% to 50%
- Keith Timothy Kulhanek · Membercontrolsince 09/2023 · owns 25% to 50%
- Jeremy Gove · Membersince 09/2023 · owns 5% to 10%
- Andrew Scott Nachtigal · Membersince 09/2023 · owns 10% to 25%
Related persons
Schedule D 7.A
- S&S Business Group Inc.real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Kearney, Ne · principal | 11 | 2 | 0 | ||
| Lincoln, Ne | 4 | 1 | 0 | ||
| Grand Island, Ne | 3 | 2 | 0 | ||
| Omaha, Ne | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Lincoln, NE3 employees
- Grand Island, NE1 employees
- Omaha, NE1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- employee count surgeChange between filings · filing Mar 23, 2026employees (Item 5.A) moved from 15.0 to 25.0 (+67.0%) between the annual amendments of 2025-03-31 and 2026-03-23; the peer median change was 0.0% (507 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $100M to $500M (507) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 2,152 to 2,820Jul 2, 2025 to Mar 23, 2026
- Advisory employees · 9 to 10Jul 2, 2025 to Mar 23, 2026
- HNW clients · 88 to 139Jul 2, 2025 to Mar 23, 2026
- Individual clients · 839 to 792Jul 2, 2025 to Mar 23, 2026
- Assets in custody · $36.2M to $45.6MJul 2, 2025 to Mar 23, 2026
- Employees · 15 to 25Jul 2, 2025 to Mar 23, 2026
- State-registered IARs · 9 to 10Jul 2, 2025 to Mar 23, 2026
- Discretionary RAUM · $255M to $357MJul 2, 2025 to Mar 23, 2026
- HNW RAUM · $98.9M to $168MJul 2, 2025 to Mar 23, 2026
- Individual RAUM · $177M to $201MJul 2, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $21.3M to $12.2MJul 2, 2025 to Mar 23, 2026
- RAUM · $276M to $369MJul 2, 2025 to Mar 23, 2026
- Financial planning clients · 1-10 to 1-10May 27, 2025 to Jul 2, 2025
- Accounts · 722 to 2,152Feb 28, 2025 to Mar 31, 2025
- Advisory employees · 6 to 9Feb 28, 2025 to Mar 31, 2025
- HNW clients · 161 to 88Feb 28, 2025 to Mar 31, 2025
- Individual clients · 200 to 839Feb 28, 2025 to Mar 31, 2025
- Assets in custody · unset to 36150979.0Feb 28, 2025 to Mar 31, 2025
- Custody of client assets · false to trueFeb 28, 2025 to Mar 31, 2025
- Employees · 6 to 15Feb 28, 2025 to Mar 31, 2025
- State-registered IARs · 6 to 9Feb 28, 2025 to Mar 31, 2025
- Discretionary RAUM · $102M to $255MFeb 28, 2025 to Mar 31, 2025
- HNW RAUM · $62.0M to $98.9MFeb 28, 2025 to Mar 31, 2025
- Individual RAUM · $40.0M to $177MFeb 28, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $0 to $21.3MFeb 28, 2025 to Mar 31, 2025
- RAUM · $102M to $276MFeb 28, 2025 to Mar 31, 2025
- Accounts · 2 to 722Feb 13, 2024 to Feb 21, 2024
- HNW clients · unset to 161.0Feb 13, 2024 to Feb 21, 2024
- Individual clients · 2 to 200Feb 13, 2024 to Feb 21, 2024
- Discretionary RAUM · $70,180 to $102MFeb 13, 2024 to Feb 21, 2024
- HNW RAUM · unset to 62000000.0Feb 13, 2024 to Feb 21, 2024
- Individual RAUM · $70,180 to $40.0MFeb 13, 2024 to Feb 21, 2024
- RAUM · $70,180 to $102MFeb 13, 2024 to Feb 21, 2024
- Accounts · 0 to 2Dec 12, 2023 to Feb 13, 2024
- Individual clients · unset to 2.0Dec 12, 2023 to Feb 13, 2024
- Financial planning clients · 0 to 1-10Dec 12, 2023 to Feb 13, 2024
- Other offices · 2 to 3Dec 12, 2023 to Feb 13, 2024
- Discretionary RAUM · $0 to $70,180Dec 12, 2023 to Feb 13, 2024
- Individual RAUM · unset to 70180.0Dec 12, 2023 to Feb 13, 2024
- RAUM · $0 to $70,180Dec 12, 2023 to Feb 13, 2024
Signals
4 dated events
- Stonebridge Wealth Systems Llc reported RAUM $276.0M, up 171% from $102.0M (2025-02-28 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Keith John Dwyer (Chief Compliance Officer) appeared on Schedule A of Stonebridge Wealth Systems LlcNov 21, 2024 · Control person joined · fact
- 5 advisors left Brookstone Wealth Advisors, LLC (Lincoln, NE) for Stonebridge Wealth Systems LLC on the same dayNov 29, 2023 · Team lift-out · derived
- Stonebridge Wealth, Llc filed its initial SEC registration (Form ADV)Sep 12, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 308-698-0144reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 402-805-4660reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 531-215-0497reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- stonebridgeiwm.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 308-698-0144reportedpublic record, Form ADV, Mar 23, 2026
- Team page
- stonebridgeiwm.com/team-memberreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $28.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026