DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• W••••• T••••••• S••••••••
Legal name S••••• W••••• T••••••• S••••••••• L••
Latest filing Mar 23, 2026
First filing on the tape Sep 8, 2023 · 14 filings
SEC status approved since Sep 29, 2023
RAUM
$148M
reported, Item 5.F
Discretionary
56%
of RAUM
Private clients
98%
$145M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$37.0M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$148M as of Mar 23, 2026
Mar 23, 2024$53.8M then
HNW client RAUM$145M as of Mar 23, 2026
Mar 23, 2024$52.3M then
State-registered IARs (5.B.3)3 as of Mar 23, 2026
Mar 23, 20242 then
Employees (5.A)6 as of Mar 23, 2026
Mar 23, 20246 then
Private funds: no history
RAUM +23% over the last fiscal yearIARs 2 to 3
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $37.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.9MderivedHNW RAUM over HNW clients
- Average account
- $3.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 56%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$145M100%
- Individual clients
- n/areported
- HNW clients
- 21reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 39reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••••• S•••••Certified Financial Planner | Houston, Tx | Oct 1, 2023 | 43 y | 7 |
| K•••• A•••••••• T••••••Certified Financial Planner | Houston, Tx | Nov 8, 2023 | 17 y | 5 |
| S•••• S••••Chartered Financial Analyst | Houston, Tx | Jun 3, 2025 | 28 y | 5 |
| Y•••••••• A•••••••••Certified Financial Planner | Houston, Tx | Sep 29, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S•••• S•••• from P••• O•• P•••••• W••••• A•••••••Jun 3, 2025 · RIA to RIA
- K•••• A•••••••• T•••••• from C••••••Nov 8, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- D•••••• S••••• from C••••••Oct 1, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S•••••• D••••••• M•••••• · Managing Principal/Ceo & Chief Compliance Officercontrolsince 04/2023 · owns less than 5%
- S•••••• D••••••• M•••••• · LLC Managercontrolsince 04/2023 · owns F of St. Chan Management, LLC
Entity owners
- S•• C••• B••••••• E••••••••• L••• · LLC Member/Ownerdirect · owns 75% or more
- S•• C••• M••••••••• L•• · General Partnerindirect · owns F of St. Chan Business Enterprises, Ltd.
Related persons
Schedule D 7.A
- F•••• F•••••••• R•••••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 23, 2026discretionary share of RAUM moved from 10.0% to 56.0% between the annual amendments of 2025-04-19 and 2026-03-23peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 43 to 39Jan 30, 2026 to Mar 23, 2026
- Employees · 5 to 6Jan 30, 2026 to Mar 23, 2026
- State-registered IARs · 2 to 3Jan 30, 2026 to Mar 23, 2026
- Discretionary RAUM · $11.5M to $83.2MJan 30, 2026 to Mar 23, 2026
- HNW RAUM · $109M to $145MJan 30, 2026 to Mar 23, 2026
- Non-discretionary RAUM · $109M to $64.9MJan 30, 2026 to Mar 23, 2026
- RAUM · $121M to $148MJan 30, 2026 to Mar 23, 2026
- Accounts · 21 to 43Mar 4, 2025 to Apr 19, 2025
- Advisory employees · 1 to 3Mar 4, 2025 to Apr 19, 2025
- HNW clients · 15 to 21Mar 4, 2025 to Apr 19, 2025
- Employees · 4 to 5Mar 4, 2025 to Apr 19, 2025
- Financial planning clients · 1-10 to 1-10Mar 4, 2025 to Apr 19, 2025
- State-registered IARs · 1 to 2Mar 4, 2025 to Apr 19, 2025
- Discretionary RAUM · $9.1M to $11.5MMar 4, 2025 to Apr 19, 2025
- HNW RAUM · $99.4M to $109MMar 4, 2025 to Apr 19, 2025
- Non-discretionary RAUM · $99.4M to $109MMar 4, 2025 to Apr 19, 2025
- RAUM · $108M to $121MMar 4, 2025 to Apr 19, 2025
- Accounts · 5 to 21Mar 23, 2024 to Sep 30, 2024
- Advisory employees · 2 to 1Mar 23, 2024 to Sep 30, 2024
- BD registered reps · 2 to 1Mar 23, 2024 to Sep 30, 2024
- HNW clients · unset to 15.0Mar 23, 2024 to Sep 30, 2024
- Employees · 6 to 4Mar 23, 2024 to Sep 30, 2024
- Financial planning clients · 0 to 1-10Mar 23, 2024 to Sep 30, 2024
- State-registered IARs · 2 to 1Mar 23, 2024 to Sep 30, 2024
- Discretionary RAUM · $0 to $9.1MMar 23, 2024 to Sep 30, 2024
- HNW RAUM · $52.3M to $99.4MMar 23, 2024 to Sep 30, 2024
- Non-discretionary RAUM · $53.8M to $99.4MMar 23, 2024 to Sep 30, 2024
- RAUM · $53.8M to $108MMar 23, 2024 to Sep 30, 2024
- Accounts · 3 to 5Mar 8, 2024 to Mar 23, 2024
- Non-discretionary RAUM · $53.8M to $53.8MFeb 11, 2024 to Mar 1, 2024
- RAUM · $53.8M to $53.8MFeb 11, 2024 to Mar 1, 2024
- Accounts · 0 to 3Jan 11, 2024 to Feb 11, 2024
- Advisory employees · 1 to 2Jan 11, 2024 to Feb 11, 2024
- Advisory activities · 2 to 5Jan 11, 2024 to Feb 11, 2024
- BD registered reps · 1 to 2Jan 11, 2024 to Feb 11, 2024
- Commission compensation · true to falseJan 11, 2024 to Feb 11, 2024
- Employees · 4 to 6Jan 11, 2024 to Feb 11, 2024
- State-registered IARs · 1 to 2Jan 11, 2024 to Feb 11, 2024
- HNW RAUM · $0 to $52.3MJan 11, 2024 to Feb 11, 2024
- Individual RAUM · 0.0 to unsetJan 11, 2024 to Feb 11, 2024
Signals
3 dated events
- Alexandra Kayla Tolunay (Senior Principal & Chief Financial Planning Officer) no longer on Schedule A of Stavis Wealth Transfer Solutions (listed 2024-03-23, absent 2024-09-30)Sep 30, 2024 · Control person left · inference
- Alexandra Kayla Tolunay (Senior Principal & Chief Financial Planning Officer) appeared on Schedule A of Stavis Wealth Transfer SolutionsFeb 11, 2024 · Control person joined · fact
- Stavis Wealth Transfer Solutions filed its initial SEC registration (Form ADV)Sep 8, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@staviswealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 713-391-8200reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/stavis-wealth-transfer-solutionsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- staviswealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 713-391-8200reportedpublic record, Form ADV, Mar 23, 2026
- Team page
- staviswealth.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $37.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026