DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O••• F••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Nov 14, 2023 · 9 filings
SEC status approved since Jan 5, 2024
RAUM
$71.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
47
40 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$71.6M as of Mar 31, 2026
Mar 29, 2024$0 then
HNW client RAUM: $0
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20240 then
Employees (5.A)47 as of Mar 31, 2026
Mar 29, 202418 then
Private funds: no history
RAUM +50% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $23.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +50%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$71.6M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••••••• S••••••• A•••• · Chief Compliance Officer And Chief Legal Officercontrolsince 08/2023 · owns less than 5%
- L•••••• B••••• E••• · Chief Financial Officercontrolsince 08/2023 · owns less than 5%
- W••••••• B••••• H• · President And Ceocontrolsince 08/2023 · owns less than 5%
Entity owners
- O••• C••••••• I••• · Managing Memberdirect · owns 75% or more
- A••• B••• S•• A••••••••• C• L•• · Limited Partnerindirect · owns 50% to 75% of L••• J• L•
- A••• B••• S•• A••••••••• C• L•• · Co-Managing Memberindirect · owns 50% to 75% of L••• G• L••
- A••••••• H••••••• L•• · Memberindirect · owns 75% or more of A••• B••• S•• A••••••••• C• L••
- H•••••••• A•• A•• U• B••••••• T•••• · Memberindirect · owns 50% to 75% of A••••••• H••••••• L••
- L••• G• L•• · General Partnerindirect · owns F of L••• J• L•
- L••• G• L•• · General Partnerindirect · owns F of L••• T•••• L•
- L••• H••••••• I••• · Shareholderindirect · owns 75% or more of L••• P•••••••• I•••
- L••• J• L• · Limited Partnerindirect · owns 75% or more of L••• T•••• L•
- L••• P•••••••• I••• · Shareholderindirect · owns 75% or more of O••• C••••••• I•••
- L••• T•••• L• · Shareholderindirect · owns 75% or more of L••• H••••••• I•••
- R•••••• L••• B••••••• T•••• · Limited Partnerindirect · owns 50% to 75% of L••• J• L•
- R•••••• L••• L• · Co-Managing Memberindirect · owns 50% to 75% of L••• G• L••
- R•••••• S••••• 2••• G••••• L•• · Trusteeindirect · owns F of H•••••••• A•• A•• U• B••••••• T••••
- R•••••• V••• C•••••••• G••••• L•• · Trusteeindirect · owns F of R•••••• L••• B••••••• T••••
- T•• K•••••••• C••••••••• · Trusteeindirect · owns F of T•• T••••• T••••
- T•• T••••• T•••• · Memberindirect · owns 50% to 75% of A••••••• H••••••• L••
Related persons
Schedule D 7.A
- O••• C•••••• M••••••••• L•••investment advisernRAUM $5.7B
- O••• I••••••••• C•••••• L••investment advisern
- O••• I•••••••• S•••••• S••••••••• F••• G•• L•pooled vehicle sponsorn
- O••• M••••••••• I• L••pooled vehicle sponsorn
- V••• I•••••••• C••••• O••••••••• F••• I• G•• L•pooled vehicle sponsorn
- V••• I•••••••• C••••• O••••••••• F••• I•• G•• L•pooled vehicle sponsorn
- V••• L••• A•••••• L••real estaten
- V••• M••••••••• V• L••pooled vehicle sponsorn
- V••• M••••••••• V• L••pooled vehicle sponsorn
Advisers that list O••• F••• M••••••••• L•• as a related person
- 155231 y
Offices
Schedule D 1.F, the 25 largest
- Austin, TX2 employees
What changed
consecutive filings, newest first
- Accounts · 2 to 3Feb 13, 2026 to Mar 31, 2026
- Advisory employees · 5 to 40Feb 13, 2026 to Mar 31, 2026
- Employees · 33 to 47Feb 13, 2026 to Mar 31, 2026
- Discretionary RAUM · $47.9M to $71.6MFeb 13, 2026 to Mar 31, 2026
- RAUM · $47.9M to $71.6MFeb 13, 2026 to Mar 31, 2026
- Accounts · 0 to 2Dec 3, 2024 to Mar 31, 2025
- Advisory employees · 18 to 5Dec 3, 2024 to Mar 31, 2025
- Charity clients · 0.0 to unsetDec 3, 2024 to Mar 31, 2025
- Corporate clients · 0.0 to unsetDec 3, 2024 to Mar 31, 2025
- HNW clients · 0.0 to unsetDec 3, 2024 to Mar 31, 2025
- Individual clients · 0.0 to unsetDec 3, 2024 to Mar 31, 2025
- Pension plan clients · 0.0 to unsetDec 3, 2024 to Mar 31, 2025
- Pooled vehicle clients · 0.0 to unsetDec 3, 2024 to Mar 31, 2025
- Employees · 18 to 33Dec 3, 2024 to Mar 31, 2025
- Financial planning clients · unset to Dec 3, 2024 to Mar 31, 2025
- Other offices · 1 to 0Dec 3, 2024 to Mar 31, 2025
- Discretionary RAUM · $0 to $47.9MDec 3, 2024 to Mar 31, 2025
- HNW RAUM · 0.0 to unsetDec 3, 2024 to Mar 31, 2025
- Individual RAUM · 0.0 to unsetDec 3, 2024 to Mar 31, 2025
- Pension RAUM · 0.0 to unsetDec 3, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · 0.0 to unsetDec 3, 2024 to Mar 31, 2025
- RAUM · $0 to $47.9MDec 3, 2024 to Mar 31, 2025
- HQ city · AUSTIN to NEW YORKMar 29, 2024 to Dec 3, 2024
- HQ state · TX to NYMar 29, 2024 to Dec 3, 2024
- Accounts · unset to 0.0Jan 3, 2024 to Mar 29, 2024
- Advisory employees · 15 to 18Jan 3, 2024 to Mar 29, 2024
- Charity clients · unset to 0.0Jan 3, 2024 to Mar 29, 2024
- Corporate clients · unset to 0.0Jan 3, 2024 to Mar 29, 2024
- HNW clients · unset to 0.0Jan 3, 2024 to Mar 29, 2024
- Individual clients · unset to 0.0Jan 3, 2024 to Mar 29, 2024
- Pension plan clients · unset to 0.0Jan 3, 2024 to Mar 29, 2024
- Pooled vehicle clients · unset to 0.0Jan 3, 2024 to Mar 29, 2024
- Employees · 15 to 18Jan 3, 2024 to Mar 29, 2024
- Discretionary RAUM · unset to 0.0Jan 3, 2024 to Mar 29, 2024
- HNW RAUM · unset to 0.0Jan 3, 2024 to Mar 29, 2024
- Individual RAUM · unset to 0.0Jan 3, 2024 to Mar 29, 2024
- Non-discretionary RAUM · unset to 0.0Jan 3, 2024 to Mar 29, 2024
- Pension RAUM · unset to 0.0Jan 3, 2024 to Mar 29, 2024
- Pooled vehicle RAUM · unset to 0.0Jan 3, 2024 to Mar 29, 2024
- RAUM · unset to 0.0Jan 3, 2024 to Mar 29, 2024
Signals
1 dated events
- O••• F••• M••••••••• L•• filed its initial SEC registration (Form ADV)Nov 14, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/obracapital/mycompany/?viewAsMember=trureportedpublic record, Form ADV, Sep 18, 2026
- Website
- obra.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 917-831-1000reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026