DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O••• C•••••• M••••••••• L•••
Latest filing Apr 30, 2026
First filing on the tape Mar 30, 2012 · 46 filings
SEC status approved since Nov 4, 2010
RAUM
$5.7B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$5.7B
derived; firm RAUM over IAPD count
Employees
132
84 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
12
reported on Schedule D
History
46 filings and snapshots on the tape
RAUM$5.7B as of Apr 30, 2026
Mar 30, 2012$28.7M then
HNW client RAUM: $38.7M
State-registered IARs (5.B.3)0 as of Apr 30, 2026
Mar 30, 20120 then
Employees (5.A)132 as of Apr 30, 2026
Mar 27, 20135 then
Private funds12 as of Apr 30, 2026
Mar 30, 20123 then
RAUM n/a over the last fiscal year+175% a year over three
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $5.7BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $89.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 2.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 132.0derivedItem 5.A over advisors
- Advisors per office
- 0.2derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, subscription, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, publicationsreportedItem 5.G
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.6B64%
- Corporations and businesses$1.8B33%
- Insurance companies$152M2.7%
- Other investment advisers$22.5M0.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 64reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.63 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• R••••• S•••• | Austin, Tx | May 26, 2014 | 17 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V••• I•••••••• C••••• O••••••••• F••• I••• L• | Private Equity Fund | $1.6B | 126 | Mar 30, 2020 |
| V••• I•••••••• C••••• O••••••••• F••• I•• L•no longer reported | Private Equity Fund | $1.1B | 294 | 2•••-03-29 |
| O••• I•••••••• S•••••• S••••••••• F•••• L• | Private Equity Fund | $133M | 4 | Mar 31, 2023 |
| V••• S••• P••••• I• L•no longer reported | Hedge Fund | $63.5M | 5 | Jun 7, 2013 |
| V••• S••• P••••• I• L•no longer reported | Hedge Fund | $20.6M | 34 | Jun 7, 2013 |
| O••• C••••• A••••••••• L•• | Private Equity Fund | $20.4M | 3 | Mar 29, 2024 |
| O••• A••••••••• A••••••••• L•• | Private Equity Fund | $12.3M | 2 | Mar 29, 2024 |
| V••• O••••••••• F•••• L•no longer reported | Hedge Fund | $4.2M | 29 | Mar 31, 2017 |
| V••• L•••••••• F••• I••• L• | Private Equity Fund | $4.1M | 7 | Mar 30, 2015 |
| I••••• C•••••• I• L•• | Private Equity Fund | $1.9M | 2 | Mar 29, 2024 |
| I••••• C•••••• I•• L•• | Private Equity Fund | $1.5M | 3 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- K•••••••• S••••••• A•••• · Senior Managing Direct, Chief Legal Officer, Chief Compliance Officercontrolsince 02/2••• · owns less than 5%
- L•••••• B••••• E••• · Chief Financial Officercontrolsince 03/2023 · owns less than 5%
- W••••••• B••••• H• · Pres•••Nt & Ceocontrolsince 10/2021 · owns less than 5%
Entity owners
- O••• C••••••• I••• · Managing Memberdirect · owns 75% or more
- A••• B••• S•• A••••••••• C• L•• · Limited Partnerindirect · owns 50% to 75% of L••• J• L•
- A••• B••• S•• A••••••••• C• L•• · Co-Managing Memberindirect · owns 50% to 75% of L••• G• L••
- A••••••• H••••••• L•• · Memberindirect · owns 75% or more of A••• B••• S•• A••••••••• C• L••
- H••••••• A•• A•• U• B••••••• T•••• · Memberindirect · owns 50% to 75% of A••••••• H••••••• L••
- L••• G• L•• · General Partnerindirect · owns F of L••• J• L•
- L••• G• L•• · General Partnerindirect · owns F of L••• T•••• L•
- L••• H••••••• I••• · Shareholderindirect · owns 75% or more of L••• P•••••••• I•••
- L••• J• L• · Limited Partnerindirect · owns 75% or more of L••• T•••• L•
- L••• P•••••••• I••• · Shareholderindirect · owns 75% or more of O••• C••••••• I•••
- L••• T•••• L• · Shareholderindirect · owns 75% or more of L••• H••••••• I•••
- R•••••• L••• B••••••• T•••• · Limited Partnerindirect · owns 50% to 75% of L••• J• L•
- R•••••• L••• L• · Co-Managing Memberindirect · owns 50% to 75% of L••• G• L••
- R•••••• S••••• 2••• G••••• L•• · Trusteeindirect · owns F of H••••••• A•• A•• U• B••••••• T••••
- R•••••• V••• C•••••••• G••••• L•• · Trusteeindirect · owns F of R•••••• L••• B••••••• T••••
- T•• K•••••••• C••••••••• · Trusteeindirect · owns F of T•• T••••• T••••
- T•• T••••• T•••• · Memberindirect · owns 50% to 75% of A••••••• H••••••• L••
Related persons
Schedule D 7.A
- O••• F••• M••••••••• L••investment adviseryRAUM $71.6M
- O••• I•••••••• S•••••• S••••••••• F••• G•• L•pooled vehicle sponsory
- O••• M••••••••• I• L••pooled vehicle sponsory
- U•••••• L••• I•••••••• C••••••real estaten
- V••• I•••••••• C••••• O••••••••• F••• I• G•• L•pooled vehicle sponsory
- V••• I•••••••• C••••• O••••••••• F••• I•• G•• L•pooled vehicle sponsory
- V••• L••• A•••••• L•••real estaten
- V••• M••••••••• V• L••pooled vehicle sponsory
- V••• M••••••••• V• L••pooled vehicle sponsory
Advisers that list O••• C•••••• M••••••••• L••• as a related person
Offices
Schedule D 1.F, the 25 largest
- Montpelier, VT10 employees
- Austin, TX2 employees
What changed
consecutive filings, newest first
- Private funds · 9 to 12Mar 31, 2026 to Apr 30, 2026
- Accounts · 22 to 64Jan 16, 2026 to Mar 31, 2026
- Advisory employees · 60 to 84Jan 16, 2026 to Mar 31, 2026
- Corporate clients · 12 to 27Jan 16, 2026 to Mar 31, 2026
- Pooled vehicle clients · 5 to 33Jan 16, 2026 to Mar 31, 2026
- Employees · 103 to 132Jan 16, 2026 to Mar 31, 2026
- Private funds · 5 to 9Jan 16, 2026 to Mar 31, 2026
- Discretionary RAUM · $3.4B to $5.6BJan 16, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $208M to $191MJan 16, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $1.6B to $3.6BJan 16, 2026 to Mar 31, 2026
- RAUM · $3.6B to $5.7BJan 16, 2026 to Mar 31, 2026
- Accounts · 49 to 22Dec 3, 2024 to May 1, 2025
- Advisory employees · 54 to 60Dec 3, 2024 to May 1, 2025
- Charity clients · 1.0 to unsetDec 3, 2024 to May 1, 2025
- Corporate clients · 5 to 12Dec 3, 2024 to May 1, 2025
- Pension plan clients · 1.0 to unsetDec 3, 2024 to May 1, 2025
- Pooled vehicle clients · 9 to 5Dec 3, 2024 to May 1, 2025
- Employees · 113 to 103Dec 3, 2024 to May 1, 2025
- Financial planning clients · unset to Dec 3, 2024 to May 1, 2025
- Other offices · 2 to 5Dec 3, 2024 to May 1, 2025
- Private funds · 7 to 5Dec 3, 2024 to May 1, 2025
- Discretionary RAUM · $2.5B to $3.4BDec 3, 2024 to May 1, 2025
- Non-discretionary RAUM · $218M to $208MDec 3, 2024 to May 1, 2025
- Pension RAUM · 9549460.0 to unsetDec 3, 2024 to May 1, 2025
- Pooled vehicle RAUM · $1.8B to $1.6BDec 3, 2024 to May 1, 2025
- RAUM · $2.7B to $3.6BDec 3, 2024 to May 1, 2025
- HQ city · AUSTIN to NEW YORKOct 8, 2024 to Dec 3, 2024
- HQ state · TX to NYOct 8, 2024 to Dec 3, 2024
- HNW clients · 29.0 to unsetMar 29, 2024 to Aug 9, 2024
- HNW RAUM · 38691829.0 to unsetMar 29, 2024 to Aug 9, 2024
- Accounts · 8 to 49Jan 3, 2024 to Mar 29, 2024
- Advisory employees · 46 to 54Jan 3, 2024 to Mar 29, 2024
- Advisory activities · 2 to 3Jan 3, 2024 to Mar 29, 2024
- Charity clients · unset to 1.0Jan 3, 2024 to Mar 29, 2024
- Corporate clients · 4 to 5Jan 3, 2024 to Mar 29, 2024
- HNW clients · unset to 29.0Jan 3, 2024 to Mar 29, 2024
- Pension plan clients · unset to 1.0Jan 3, 2024 to Mar 29, 2024
- Pooled vehicle clients · 4 to 9Jan 3, 2024 to Mar 29, 2024
- Employees · 91 to 113Jan 3, 2024 to Mar 29, 2024
- State-registered IARs · 1 to 0Jan 3, 2024 to Mar 29, 2024
Signals
13 dated events
- O••• C•••••• M••••••••• L••• reported RAUM $5.7B, up 60% from $3.6B (2026-01-16 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- O••• C•••••• M••••••••• L••• reported RAUM $3.6B, up 34% from $2.7B (2024-12-03 to 2025-05-01)May 1, 2025 · RAUM change · derived
- O••• C•••••• M••••••••• L••• reported RAUM $2.7B, up 876% from $275.0M (2024-01-03 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Michael John Jureller (Chief Financial Officer) no longer on Schedule A of O••• C•••••• M••••••••• L••• (listed 2023-03-31, absent 2023-04-25)Apr 25, 2023 · Control person left · inference
- Evan Brett Lipsky (Chief Financial Officer) appeared on Schedule A of O••• C•••••• M••••••••• L•••Apr 25, 2023 · Control person joined · fact
- Scot Christopher Munson (Chief Financial Officer) no longer on Schedule A of O••• C•••••• M••••••••• L••• (listed 2022-05-20, absent 2022-07-20)Jul 20, 2022 · Control person left · inference
- Michael John Jureller (Chief Financial Officer) appeared on Schedule A of O••• C•••••• M••••••••• L•••Jul 20, 2022 · Control person joined · fact
- Wellborn William Tice (Senior Managing Director, President) no longer on Schedule A of O••• C•••••• M••••••••• L••• (listed 2021-03-31, absent 2021-10-29)Oct 29, 2021 · Control person left · inference
- Wellborn William Tice (Senior Managing Director, President) appeared on Schedule A of O••• C•••••• M••••••••• L•••Mar 31, 2021 · Control person joined · fact
- Robert Jeffrey Serra (President) no longer on Schedule A of O••• C•••••• M••••••••• L••• (listed 2020-11-25, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- O••• C•••••• M••••••••• L••• reported RAUM $279.5M, up 117% from $128.8M (2•••-11-11 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Jonathan Daniel Young (Secretary) no longer on Schedule A of O••• C•••••• M••••••••• L••• (listed 2•••-02-26, absent 2•••-03-29)2•••-03-29 · Control person left · inference
- Allan Stephen Kirkwood (Chief Compliance Officer) appeared on Schedule A of O••• C•••••• M••••••••• L•••2•••-02-26 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- O••• C•••••• M••••••••• L••• · Independent Sponsorsshared crd · capital_provider
- O••• C•••••• M••••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/obracapitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- obra.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 917-831-1000reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $5.7Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
O••• C•••••• M••••••••• L••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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