DFX Intelligence
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SEC-registered adviser
D•• R••••••••• A•• F•••••••• S•••••••
Legal name D•• R••••••••• A•• F•••••••• S•••••••• L••
Latest filing Jan 12, 2026
First filing on the tape Oct 10, 2023 · 7 filings
SEC status approved since Nov 9, 2023
RAUM
$134M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$134M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$134M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$134M as of Jan 12, 2026
Feb 11, 2024$130M then
HNW client RAUM$127M as of Jan 12, 2026
Feb 11, 2024$127M then
State-registered IARs (5.B.3)1 as of Jan 12, 2026
Feb 11, 20241 then
Employees (5.A)1 as of Jan 12, 2026
Feb 11, 20241 then
Private funds: no history
RAUM -0.2% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Jan 12, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $134MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 21derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $31.9MderivedHNW RAUM over HNW clients
- Average account
- $3.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$127M95%
- Individuals$6.2M4.6%
- Individual clients
- 17reported
- HNW clients
- 4reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 37reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••• T• D•••••••• | Manassas, Va | Dec 14, 2023 | 16 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R•••••• T• D•••••••• from J• W• C••• A•••••••• I•••Dec 14, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••••• D••••• · Ownercontrolsince 08/2023 · owns 50% to 75%
- D••••••••• R••••••• T• · President And Chief Compliance Officercontrolsince 08/2023 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 38 to 37Jan 16, 2025 to Jan 12, 2026
- HNW clients · 5 to 4Jan 16, 2025 to Jan 12, 2026
- Individual clients · 15 to 17Jan 16, 2025 to Jan 12, 2026
- Discretionary RAUM · $134M to $134MJan 16, 2025 to Jan 12, 2026
- HNW RAUM · $130M to $127MJan 16, 2025 to Jan 12, 2026
- Individual RAUM · $4.1M to $6.2MJan 16, 2025 to Jan 12, 2026
- RAUM · $134M to $134MJan 16, 2025 to Jan 12, 2026
- Accounts · 35 to 38Jul 30, 2024 to Jan 16, 2025
- Individual clients · 13 to 15Jul 30, 2024 to Jan 16, 2025
- Financial planning clients · 0 to 0Jul 30, 2024 to Jan 16, 2025
- HQ city · unset to Jul 30, 2024 to Jan 16, 2025
- HQ state · unset to Jul 30, 2024 to Jan 16, 2025
- Discretionary RAUM · $130M to $134MJul 30, 2024 to Jan 16, 2025
- HNW RAUM · $127M to $130MJul 30, 2024 to Jan 16, 2025
- Individual RAUM · $3.3M to $4.1MJul 30, 2024 to Jan 16, 2025
- RAUM · $130M to $134MJul 30, 2024 to Jan 16, 2025
- Accounts · 0 to 35Dec 14, 2023 to Feb 11, 2024
- HNW clients · unset to 5.0Dec 14, 2023 to Feb 11, 2024
- Individual clients · unset to 13.0Dec 14, 2023 to Feb 11, 2024
- State-registered IARs · 0 to 1Dec 14, 2023 to Feb 11, 2024
- Discretionary RAUM · $0 to $130MDec 14, 2023 to Feb 11, 2024
- HNW RAUM · unset to 126943116.0Dec 14, 2023 to Feb 11, 2024
- Individual RAUM · unset to 3296228.0Dec 14, 2023 to Feb 11, 2024
- RAUM · $0 to $130MDec 14, 2023 to Feb 11, 2024
Signals
1 dated events
- D•• R••••••••• A•• F•••••••• S••••••• filed its initial SEC registration (Form ADV)Oct 10, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- r••@d•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 703-201-3825reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 703-791-4091reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 703-791-5955reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- d•••••••••.comreportedpublic record, Form ADV, Jan 12, 2026
- Principal office phone
- 703-791-5955reportedpublic record, Form ADV, Jan 12, 2026
- Contact form
- d•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $134Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026