DFX Intelligence

RIA Intelligence

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SEC-registered adviser

F•••••••• S••••••••• L••

No RAUM reportedCRD 328270SEC 801-128843websiteIAPD
Latest filing Feb 18, 2026
First filing on the tape Sep 7, 2023 · 9 filings
SEC status approved since Oct 16, 2023
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$0 as of Feb 18, 2026
Mar 5, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 18, 2026
Jan 9, 20240 then
Employees (5.A)1 as of Feb 18, 2026
Jan 9, 20241 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Feb 18, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed feesreportedItem 5.E
Advisory activities
financial planning, educational seminars, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
K•••• R••••• N••••••ManilaMar 5, 202512 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • N••••••• K••••• R••••• · Foundercontrol
        since 04/2023 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Financial planning clients · 1-10 to 1-10
        Mar 5, 2025 to Mar 18, 2025
      • Legal name · NIELSEN, KEVIN ROBERT to F•••••••• S••••••••• L••
        Mar 5, 2025 to Mar 18, 2025
      • Accounts · unset to 0.0
        Jan 9, 2024 to Mar 5, 2025
      • Financial planning clients · 0 to 1-10
        Jan 9, 2024 to Mar 5, 2025
      • HQ city · unset to
        Jan 9, 2024 to Mar 5, 2025
      • HQ state · unset to
        Jan 9, 2024 to Mar 5, 2025
      • Legal name · F•••••••• S••••••••• L•• to NIELSEN, KEVIN ROBERT
        Jan 9, 2024 to Mar 5, 2025
      • Discretionary RAUM · unset to 0.0
        Jan 9, 2024 to Mar 5, 2025
      • Non-discretionary RAUM · unset to 0.0
        Jan 9, 2024 to Mar 5, 2025
      • RAUM · unset to 0.0
        Jan 9, 2024 to Mar 5, 2025
      Signals
      1 dated events
      • F•••••••• S••••••••• L•• filed its initial SEC registration (Form ADV)
        Sep 7, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      f•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      734 4505711reportedpublic record, Form ADV, Feb 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026