DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
B•••••••• M••••
Independent wealth manager, based in Mclean, Virginia, reporting $9.1M of regulatory assets.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $9.1M
- Advisors
- 0
- Net advisor flow, 12 months
- Not established
- RAUM change, last fiscal year
- -27%
- Private clients
- 100% of RAUM, $9.1M
Form ADV
IAPD
Form ADV, consecutive annual filings
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- RAUM a year earlier $12.5MRAUM now $9.1M
- Contact points 4
Every filed figure, and the identifiersCRD 328273 · SEC 801-129191 · 7 filingsShowHide
CRD 328273SEC 801-129191Legal name 1••••• I••••••••• S•••••••• L••First filing on the tape Nov 9, 2023, latest Mar 6, 2026SEC status approved since Mar 1, 2024IAPD
RAUM
$9.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$9.1M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$9.1M as of Mar 6, 2026
Mar 28, 2025$12.5M then
HNW client RAUM$9.1M as of Mar 6, 2026
Mar 28, 2025$12.5M then
State-registered IARs (5.B.3)1 as of Mar 6, 2026
Mar 28, 20251 then
Employees (5.A)3 as of Mar 6, 2026
Mar 28, 20251 then
Private funds: no history
RAUM -27% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $9.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $701,107derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -27%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$9.1M100%
- Individual clients
- n/areported
- HNW clients
- 5reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• J•••• J•••••• · Chief Compliance Officercontrolsince 06/2023 · owns 75% or more
- B••••• J•••• J•••••• · Ownercontrolsince 06/2023 · owns 75% or more of 1••• F•••••••• C••••••••• I•••
Entity owners
- 1••• F•••••••• C••••••••• I••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- P•••••• W••••• C••• L••investment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 12 to 13Mar 28, 2025 to Mar 6, 2026
- HNW clients · 12 to 5Mar 28, 2025 to Mar 6, 2026
- Employees · 1 to 3Mar 28, 2025 to Mar 6, 2026
- Discretionary RAUM · $12.5M to $9.1MMar 28, 2025 to Mar 6, 2026
- HNW RAUM · $12.5M to $9.1MMar 28, 2025 to Mar 6, 2026
- RAUM · $12.5M to $9.1MMar 28, 2025 to Mar 6, 2026
- Accounts · 0 to 12Oct 22, 2024 to Mar 28, 2025
- HNW clients · unset to 12.0Oct 22, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 1-10Oct 22, 2024 to Mar 28, 2025
- Discretionary RAUM · $0 to $12.5MOct 22, 2024 to Mar 28, 2025
- HNW RAUM · unset to 12500000.0Oct 22, 2024 to Mar 28, 2025
- RAUM · $0 to $12.5MOct 22, 2024 to Mar 28, 2025
- Business name · 1••••• I••••••••• S•••••••• L•• to B•••••••• M••••Nov 9, 2023 to Jan 24, 2024
Signals
1 dated events
- ••• LockedNov 9, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
- Website
- ••• Lockedreportedpublic record, Form ADV, Mar 6, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Mar 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026