DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••• W•••••• L••
Latest filing Feb 27, 2026
First filing on the tape Sep 14, 2023 · 10 filings
SEC status approved since Oct 18, 2023
RAUM
$731M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$728M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$244M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$731M as of Feb 27, 2026
Feb 14, 2024$531M then
HNW client RAUM$695M as of Feb 27, 2026
Feb 14, 2024$488M then
State-registered IARs (5.B.3)3 as of Feb 27, 2026
Feb 14, 20242 then
Employees (5.A)7 as of Feb 27, 2026
Feb 14, 20246 then
Private funds: no history
RAUM +13% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Feb 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $244MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.2MderivedHNW RAUM over HNW clients
- Average account
- $915,752derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.4%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $250M, 130 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$695M95%
- Individuals$33.3M4.6%
- Charitable organizations$2.9M0.4%
- Individual clients
- 61reported
- HNW clients
- 133reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 798reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $250M for 130 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A•••••• L••••••• B•••••••Certified Financial Planner, Chartered Financial Analyst | Los Altos, Ca | Oct 23, 2023 | 18 y | 2 |
| S••••• M•••• P••••••Certified Financial Planner | Los Altos, Ca | Jan 1, 2025 | 9 y | 1 |
| S••• M•••••• M••••••Certified Financial Planner | Los Altos, Ca | Jan 15, 2025 | 11 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S••• M•••••• M•••••• from U••••• C•••••• F•••••••• A•••••••Jan 15, 2025 · Affiliated broker-dealer or bank to independent RIA
- S••••• M•••• P•••••• from U••••• C•••••• F•••••••• A•••••••Jan 1, 2025 · RIA to RIA
- A•••••• L••••••• B••••••• from U••••• C•••••• F•••••••• A•••••••Oct 23, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from U••••• C•••••• F•••••••• A•••••••Nov 3, 2023 · Menlo Park, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• A••••••• L• · Managing Member & Chief Compliance Officercontrolsince 10/2023 · owns 75% or more
Entity owners
- D•••••• F•••••••• H•••••••• L•• · LLC Member - Ownerindirect · owns 75% or more of D•••••• F•••••••• P•••••••• L••
- G• D•••••• H•••••••• L•• · LLC Member - Ownerindirect · owns 25% to 50% of D•••••• F•••••••• H•••••••• L••
- G• H•••••• L•• · LLC Member - Ownerindirect · owns 75% or more of G• D•••••• H•••••••• L••
- G•••• L•• · LLC Member - Ownerindirect · owns 75% or more of G• H•••••• L••
- D•••••• F•••••••• P•••••••• L•• · LLC Member - Ownerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Los Altos, Ca · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 748 to 798Jan 21, 2025 to Feb 27, 2026
- HNW clients · 99 to 133Jan 21, 2025 to Feb 27, 2026
- Individual clients · 85 to 61Jan 21, 2025 to Feb 27, 2026
- Pension plan clients · 1 to 0Jan 21, 2025 to Feb 27, 2026
- Assets in custody · $59.6M to $250MJan 21, 2025 to Feb 27, 2026
- Employees · 6 to 7Jan 21, 2025 to Feb 27, 2026
- Discretionary RAUM · $609M to $724MJan 21, 2025 to Feb 27, 2026
- HNW RAUM · $565M to $695MJan 21, 2025 to Feb 27, 2026
- Individual RAUM · $77.4M to $33.3MJan 21, 2025 to Feb 27, 2026
- Non-discretionary RAUM · $38.5M to $6.6MJan 21, 2025 to Feb 27, 2026
- Pension RAUM · $3.5M to $0Jan 21, 2025 to Feb 27, 2026
- RAUM · $648M to $731MJan 21, 2025 to Feb 27, 2026
- Accounts · 836 to 748Nov 6, 2024 to Jan 21, 2025
- Advisory employees · 2 to 3Nov 6, 2024 to Jan 21, 2025
- Charity clients · 0 to 1Nov 6, 2024 to Jan 21, 2025
- Corporate clients · 1 to 0Nov 6, 2024 to Jan 21, 2025
- HNW clients · 102 to 99Nov 6, 2024 to Jan 21, 2025
- Individual clients · 58 to 85Nov 6, 2024 to Jan 21, 2025
- Pension plan clients · 2 to 1Nov 6, 2024 to Jan 21, 2025
- Assets in custody · $94.6M to $59.6MNov 6, 2024 to Jan 21, 2025
- Financial planning clients · 101-250 to 101-250Nov 6, 2024 to Jan 21, 2025
- HQ city · SAN JOSE to LOS ALTOSNov 6, 2024 to Jan 21, 2025
- State-registered IARs · 2 to 3Nov 6, 2024 to Jan 21, 2025
- Other offices · 1 to 0Nov 6, 2024 to Jan 21, 2025
- Discretionary RAUM · $469M to $609MNov 6, 2024 to Jan 21, 2025
- HNW RAUM · $488M to $565MNov 6, 2024 to Jan 21, 2025
- Individual RAUM · $33.6M to $77.4MNov 6, 2024 to Jan 21, 2025
- Non-discretionary RAUM · $62.3M to $38.5MNov 6, 2024 to Jan 21, 2025
- Pension RAUM · $6.1M to $3.5MNov 6, 2024 to Jan 21, 2025
- RAUM · $531M to $648MNov 6, 2024 to Jan 21, 2025
- Accounts · unset to 836.0Oct 19, 2023 to Feb 14, 2024
- Advisory activities · 3 to 4Oct 19, 2023 to Feb 14, 2024
- Charity clients · unset to 0.0Oct 19, 2023 to Feb 14, 2024
- Corporate clients · unset to 1.0Oct 19, 2023 to Feb 14, 2024
- HNW clients · unset to 102.0Oct 19, 2023 to Feb 14, 2024
- Individual clients · unset to 58.0Oct 19, 2023 to Feb 14, 2024
- Pension plan clients · unset to 2.0Oct 19, 2023 to Feb 14, 2024
- Pooled vehicle clients · unset to 0.0Oct 19, 2023 to Feb 14, 2024
- Assets in custody · unset to 94591952.0Oct 19, 2023 to Feb 14, 2024
- Custody of client assets · false to trueOct 19, 2023 to Feb 14, 2024
Signals
5 dated events
- 3 advisors left U••••• C•••••• F•••••••• A••••••• (Los Altos, CA) for T•••••• W•••••• L•• within 6 daysNov 3, 2023 · Team lift-out · derived
- L Anthony Blagrove (Managing Member & Chief Compliance Officer) appeared on Schedule A of T•••••• W•••••• L••Oct 13, 2023 · Control person joined · fact
- Thomas Andrew Butte (Chief Compliance Officer) no longer on Schedule A of T•••••• W•••••• L•• (listed 2023-10-05, absent 2023-10-13)Oct 13, 2023 · Control person left · inference
- Richard Jonathan Morris (Chief Legal And Governance Officer) no longer on Schedule A of T•••••• W•••••• L•• (listed 2023-10-05, absent 2023-10-13)Oct 13, 2023 · Control person left · inference
- M••••• W••••• V•••••••• L•• filed its initial SEC registration (Form ADV)Sep 14, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/traveka-wealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- travekawealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (650) 397-2225reportedpublic record, Form ADV, Feb 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $244Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026