DFX Intelligence

RIA Intelligence

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SEC-registered adviser

S••••••••• P•••••••• L••

Independent wealth managerBraintree, MassachusettsCRD 328503SEC 801-129030website IAPD

Latest filing Jul 2, 2026

First filing on the tape Oct 7, 2023 · 16 filings

SEC status approved since Nov 15, 2023

RAUM

$930M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

99%

$921M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$186M

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

16 filings and snapshots on the tape

RAUM$930M as of Jul 2, 2026

Feb 8, 2024$535M then

HNW client RAUM$798M as of Jul 2, 2026

Feb 8, 2024$516M then

State-registered IARs (5.B.3)5 as of Jul 2, 2026

Feb 8, 20245 then

Employees (5.A)11 as of Jul 2, 2026

Feb 8, 20246 then

Private funds: no history

RAUM +17% over the last fiscal yearIARs 6 to 5

Practice profile

derived from the filing of Jul 2, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $186MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 112derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.0MderivedHNW RAUM over HNW clients
Average account: $433,350derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.2derivedItem 5.A over advisors
Advisors per office: 5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +17%derivedbetween the last two annual amendments
Advisor growth, one year: -17%derivedItem 5.B.3 between annual amendments
Client growth, one year: +17%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Wrap fee program: $926MreportedItem 5.I
Custody: $100M, 71 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$798M86%
Individuals$123M13%
State and municipal entities$5.0M0.5%
Pension and profit-sharing plans$3.9M0.4%

Individual clients: 298reported
HNW clients: 263reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 2,146reported
Financial planning clients: 0reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: $100M for 71 clientsreported
Compensation: % of AUMreported
Class basis: private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

5 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
C••••••••• K• G•••••••Certified Financial Planner	Braintree, Ma	Nov 17, 2023	25 y	3
H•••• J••••••• W•••••••••Certified Financial Planner	Braintree, Ma	Nov 17, 2023	24 y	2
C••••• A•••••••• S••••Certified Financial Planner	Braintree, Ma	Nov 17, 2023	11 y	2
K••••• R••• S••••••••Certified Financial Planner	Braintree, Ma	Aug 2, 2024	11 y	1
M•••••• W•••••• J••••	Braintree, Ma	Jan 2, 2025	19 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

K••••• R••• S•••••••• from M••••• S••••••
Aug 2, 2024 · Wirehouse to independent RIA
C••••••••• K• G••••••• from M••••• S••••••
Nov 17, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
H•••• J••••••• W••••••••• from M••••• S••••••
Nov 17, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
C••••• A•••••••• S•••• from M••••• S••••••
Nov 17, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

3 joined from M••••• S••••••
Nov 28, 2023 · Norwell, Ma

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

G•••••••• C••••••••• K• · Managing Partner, Co- Founder, And Chief Compliance Officercontrol
since 11/2023 · owns less than 5%
W••••••••• H••••• J••••••• · Managing Partner, Co- Foundercontrol
since 11/2023 · owns less than 5%
G•••••••• C••••••••• K• · Managing Membercontrol
since 11/2023 · owns 75% or more of E•••• C••••••••• L••
W••••••••• H••••• J••••••• · Managing Membercontrol
since 11/2023 · owns 75% or more of W•• C••••••••• L••

Entity owners

E•••• C••••••••• L•• · Managing Member
direct · owns 50% to 75%
S••••••••• H••••••• L•• · Managing Member
direct · owns 75% or more
W•• C••••••••• L•• · Managing Member
direct · owns 50% to 75%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Braintree, Ma · principal	5	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 2,166 to 2,146
Sep 4, 2025 to Mar 11, 2026
Advisory employees · 6 to 5
Sep 4, 2025 to Mar 11, 2026
HNW clients · 232 to 263
Sep 4, 2025 to Mar 11, 2026
Individual clients · 249 to 298
Sep 4, 2025 to Mar 11, 2026
Assets in custody · unset to 100000000.0
Sep 4, 2025 to Mar 11, 2026
Custody of client assets · false to true
Sep 4, 2025 to Mar 11, 2026
Employees · 9 to 11
Sep 4, 2025 to Mar 11, 2026
State-registered IARs · 6 to 5
Sep 4, 2025 to Mar 11, 2026
Discretionary RAUM · $798M to $926M
Sep 4, 2025 to Mar 11, 2026
HNW RAUM · $685M to $798M
Sep 4, 2025 to Mar 11, 2026
Individual RAUM · $112M to $123M
Sep 4, 2025 to Mar 11, 2026
Non-discretionary RAUM · $0 to $3.9M
Sep 4, 2025 to Mar 11, 2026
Pension RAUM · unset to 3875792.0
Sep 4, 2025 to Mar 11, 2026
RAUM · $798M to $930M
Sep 4, 2025 to Mar 11, 2026
Financial planning clients · 0 to 0
Apr 8, 2025 to Sep 4, 2025
Accounts · 1,636 to 2,166
Nov 15, 2024 to Apr 8, 2025
Advisory employees · 5 to 6
Nov 15, 2024 to Apr 8, 2025
HNW clients · 275 to 232
Nov 15, 2024 to Apr 8, 2025
Individual clients · 25 to 249
Nov 15, 2024 to Apr 8, 2025
Employees · 6 to 9
Nov 15, 2024 to Apr 8, 2025
State-registered IARs · 5 to 6
Nov 15, 2024 to Apr 8, 2025
Discretionary RAUM · $512M to $798M
Nov 15, 2024 to Apr 8, 2025
HNW RAUM · $516M to $685M
Nov 15, 2024 to Apr 8, 2025
Individual RAUM · $18.7M to $112M
Nov 15, 2024 to Apr 8, 2025
Non-discretionary RAUM · $23.2M to $0
Nov 15, 2024 to Apr 8, 2025
RAUM · $535M to $798M
Nov 15, 2024 to Apr 8, 2025
Accounts · 0 to 1,636
Nov 16, 2023 to Feb 8, 2024
HNW clients · unset to 275.0
Nov 16, 2023 to Feb 8, 2024
Individual clients · unset to 25.0
Nov 16, 2023 to Feb 8, 2024
Employees · 5 to 6
Nov 16, 2023 to Feb 8, 2024
Discretionary RAUM · $0 to $512M
Nov 16, 2023 to Feb 8, 2024
HNW RAUM · unset to 515940575.0
Nov 16, 2023 to Feb 8, 2024
Individual RAUM · unset to 18741235.0
Nov 16, 2023 to Feb 8, 2024
Non-discretionary RAUM · $0 to $23.2M
Nov 16, 2023 to Feb 8, 2024
RAUM · $0 to $535M
Nov 16, 2023 to Feb 8, 2024
Wrap assets (manager) · unset to 0.0
Nov 16, 2023 to Feb 8, 2024
Wrap assets (sponsor) · unset to 0.0
Nov 16, 2023 to Feb 8, 2024
Insurance-licensed employees · 1 to 0
Nov 6, 2023 to Nov 14, 2023
HQ city · MARSHFIELD to BRAINTREE
Nov 6, 2023 to Nov 14, 2023
Advisory employees · 1 to 5
Oct 7, 2023 to Nov 6, 2023

Signals

6 dated events

S••••••••• P•••••••• L•• reported RAUM $797.7M, up 49% from $534.7M (2024-11-15 to 2025-04-08)
Apr 8, 2025 · RAUM change · derived
3 advisors left M••••• S•••••• (Norwell, MA) for S••••••••• P•••••••• L•• on the same day
Nov 28, 2023 · Team lift-out · derived
Edward Christopher Winn (Chief Compliance Officer) no longer on Schedule A of S••••••••• P•••••••• L•• (listed 2023-11-06, absent 2023-11-14)
Nov 14, 2023 · Control person left · inference
K Christopher Griffith (Managing Partner, Co-Founder, And Chief Compliance Officer) appeared on Schedule A of S••••••••• P•••••••• L••
Nov 14, 2023 · Control person joined · fact
Jefferds Henry Wheelwright (Managing Partner, Co-Founder) appeared on Schedule A of S••••••••• P•••••••• L••
Nov 14, 2023 · Control person joined · fact
S••••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)
Oct 7, 2023 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: i•••@s•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 781-654-4600reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/stablepoint-partnersreportedpublic record, Form ADV, Sep 21, 2026
Website: s•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: (781) 654-4600reportedpublic record, Form ADV, Jul 2, 2026
Team page: stablepointprivatewealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $186Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026