DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••••• A••••••• L••
Latest filing Aug 7, 2026
First filing on the tape Nov 15, 2023 · 18 filings
SEC status approved since Dec 15, 2023
RAUM
$179M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$179M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$44.8M
derived; firm RAUM over IAPD count
Employees
14
4 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$179M as of Aug 7, 2026
Mar 27, 2024$111M then
HNW client RAUM$123M as of Aug 7, 2026
Mar 27, 2024$61.0M then
State-registered IARs (5.B.3)4 as of Aug 7, 2026
Mar 27, 20242 then
Employees (5.A)14 as of Aug 7, 2026
Mar 27, 20249 then
Private funds: no history
RAUM +32% over the last fiscal yearIARs 4 to 4offices 2 to 4
Practice profile
derived from the filing of Aug 7, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $44.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 76derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $270,507derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.5derivedItem 5.A over advisors
- Advisors per office
- 0.8derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +23%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$123M69%
- Individuals$55.7M31%
- Charitable organizations$396,5250.2%
- Individual clients
- 258reported
- HNW clients
- 45reported
- Pension plan clients
- 0reported
- Charitable clients
- 3reported
- Accounts
- 663reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• D•••••• D•••Certified Financial Planner, Chartered Financial Consultant | Redmond, Wa | Jan 5, 2024 | 14 y | 3 |
| D••••• A••• D•••••• | Redmond, Wa | Mar 26, 2024 | 12 y | 0 |
| N••••• A••••• O••••• W••••••••• | Stockton, Ca | Jun 2, 2025 | 10 y | 1 |
| C••••••••• D• K••••• | Redmond, Wa | Apr 27, 2026 | 23 y | 5 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C••••••••• D• K••••• from F••••••••• C••••••Apr 27, 2026 · RIA to RIA
- N••••• A••••• O••••• W••••••••• from F••••• W••••• S•••••••• I•••Jun 2, 2025 · RIA to RIA
- A••••• D•••••• D••• from L••• S••••• A•••••••• L••Jan 5, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••• A•••••• D•••••• · Managing Member / Ceocontrolsince 10/2023 · owns 75% or more
- H••••••••• S••••••••• A•• · Chief Compliance Officercontrolsince 08/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Redmond, Wa | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Advisory employees · 3 to 4Feb 4, 2026 to Apr 20, 2026
- Employees · 13 to 14Feb 4, 2026 to Apr 20, 2026
- State-registered IARs · 3 to 4Feb 4, 2026 to Apr 20, 2026
- Other offices · 2 to 4Feb 4, 2026 to Apr 20, 2026
- Accounts · 695 to 663Nov 18, 2025 to Feb 4, 2026
- Advisory employees · 4 to 3Nov 18, 2025 to Feb 4, 2026
- HNW clients · 41 to 45Nov 18, 2025 to Feb 4, 2026
- Individual clients · 249 to 258Nov 18, 2025 to Feb 4, 2026
- Discretionary RAUM · $173M to $179MNov 18, 2025 to Feb 4, 2026
- HNW RAUM · $116M to $123MNov 18, 2025 to Feb 4, 2026
- Individual RAUM · $56.6M to $55.7MNov 18, 2025 to Feb 4, 2026
- RAUM · $173M to $179MNov 18, 2025 to Feb 4, 2026
- Accounts · 582 to 695May 5, 2025 to Nov 18, 2025
- Charity clients · unset to 3.0May 5, 2025 to Nov 18, 2025
- Corporate clients · unset to 0.0May 5, 2025 to Nov 18, 2025
- HNW clients · 32 to 41May 5, 2025 to Nov 18, 2025
- Individual clients · 214 to 249May 5, 2025 to Nov 18, 2025
- Pension plan clients · unset to 0.0May 5, 2025 to Nov 18, 2025
- Pooled vehicle clients · unset to 0.0May 5, 2025 to Nov 18, 2025
- Employees · 14 to 13May 5, 2025 to Nov 18, 2025
- State-registered IARs · 4 to 3May 5, 2025 to Nov 18, 2025
- Discretionary RAUM · $136M to $173MMay 5, 2025 to Nov 18, 2025
- HNW RAUM · $82.4M to $116MMay 5, 2025 to Nov 18, 2025
- Individual RAUM · $53.3M to $56.6MMay 5, 2025 to Nov 18, 2025
- Pension RAUM · unset to 0.0May 5, 2025 to Nov 18, 2025
- Pooled vehicle RAUM · unset to 0.0May 5, 2025 to Nov 18, 2025
- RAUM · $136M to $173MMay 5, 2025 to Nov 18, 2025
- Financial planning clients · 251-500 to 251-500Apr 30, 2025 to May 5, 2025
- Employees · 13 to 14Feb 28, 2025 to Apr 30, 2025
- Financial planning clients · 51-100 to 251-500Feb 28, 2025 to Apr 30, 2025
- HQ city · REDMOND to Feb 28, 2025 to Apr 30, 2025
- HQ state · WA to Feb 28, 2025 to Apr 30, 2025
- Other offices · 3 to 2Feb 28, 2025 to Apr 30, 2025
- Assets in custody · $26.8M to $0Feb 28, 2025 to Apr 30, 2025
- Custody of client assets · true to falseFeb 28, 2025 to Apr 30, 2025
- Accounts · 538 to 582Nov 21, 2024 to Feb 28, 2025
- Advisory employees · 2 to 4Nov 21, 2024 to Feb 28, 2025
- HNW clients · 23 to 32Nov 21, 2024 to Feb 28, 2025
- Individual clients · 218 to 214Nov 21, 2024 to Feb 28, 2025
- Assets in custody · unset to 26808415.0Nov 21, 2024 to Feb 28, 2025
Signals
4 dated events
- S••••• R••••••• (Chief Compliance Officer, Chief Operating Office) no longer on Schedule A of W••••••• A••••••• L•• (listed 2024-06-13, absent 2024-08-15)Aug 15, 2024 · Control person left · inference
- Ann Stephanie Hebert-Roscoe (Chief Compliance Officer) appeared on Schedule A of W••••••• A••••••• L••Aug 15, 2024 · Control person joined · fact
- S••••• R••••••• (Chief Compliance Officer, Chief Operating Office) appeared on Schedule A of W••••••• A••••••• L••Jun 13, 2024 · Control person joined · fact
- W••••••• A••••••• L•• filed its initial SEC registration (Form ADV)Nov 15, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@w•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 425-484-0045reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/waystoneadvisorsllcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (425) 484-0045reportedpublic record, Form ADV, Aug 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $44.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026