RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• D• K•••••
- W••••••• A••••••• L•• independent RIA currentsince Apr 27, 2026 · Redmond, Wa
- F••••••••• C•••••• independent RIAAug 17, 2023 to Jan 2, 2026 · Las Vegas, Nv
- G••••••• A•••••••• L•• independent RIASep 30, 2021 to Jan 26, 2022 · Miami, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 20, 2018 to Feb 18, 2020 · Wall Township, Nj
- H••••• I••••••••• M••••••••• L•• independent RIAJan 29, 2018 to Jul 9, 2018 · Toms River, Nj
- P•••• S••••••••• L•• no RAUMAug 8, 2014 to Feb 17, 2016 · East Brunswick, Nj
- F••••••••• C•••••• to W••••••• A••••••• L••left Jan 2, 2026, registered Apr 27, 2026 (115 days) · RIA to RIA
- G••••••• A•••••••• L•• to F••••••••• C••••••left Jan 26, 2022, registered Aug 17, 2023 (568 days) · RIA to RIA
- M•• I•••••••• S•••••••• L•• to G••••••• A•••••••• L••left Feb 18, 2020, registered Sep 30, 2021 (590 days) · Affiliated broker-dealer or bank to independent RIA
- H••••• I••••••••• M••••••••• L•• to M•• I•••••••• S•••••••• L••left Jul 9, 2018, registered Aug 20, 2018 (42 days) · RIA to affiliated broker-dealer or bank
- P•••• S••••••••• L•• to H••••• I••••••••• M••••••••• L••left Feb 17, 2016, registered Jan 29, 2018 (712 days) · Other
- C••••••••• D• K••••• left F••••••••• C•••••• for W••••••• A••••••• L•• (registered 2026-04-27)Jan 2, 2026 · Advisor changed firm · fact
- C••••••••• D• K••••• left G••••••• A•••••••• L•• for F••••••••• C•••••• (registered 2023-08-17)Jan 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address