DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
2•• F••••••••
Legal name 2•• W••••• M••••••••• I•••
Latest filing Aug 3, 2026
First filing on the tape Oct 25, 2023 · 7 filings
SEC status approved since Nov 24, 2023
RAUM
$243M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$240M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$48.6M
derived; firm RAUM over IAPD count
Employees
16
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$243M as of Aug 3, 2026
Mar 25, 2024$117M then
HNW client RAUM$58.5M as of Aug 3, 2026
Mar 25, 2024$0 then
State-registered IARs (5.B.3)5 as of Aug 3, 2026
Mar 25, 20243 then
Employees (5.A)16 as of Aug 3, 2026
Mar 25, 202413 then
Private funds: no history
RAUM +67% over the last fiscal yearIARs 5 to 5
Practice profile
derived from the filing of Aug 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $48.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 187derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $135,973derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.2derivedItem 5.A over advisors
- Advisors per office
- 1.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +67%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +36%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$181M75%
- High-net-worth individuals$58.5M24%
- Pension and profit-sharing plans$3.0M1.2%
- Corporations and businesses$229,7690.1%
- Individual clients
- 904reported
- HNW clients
- 32reported
- Pension plan clients
- 65reported
- Charitable clients
- 0reported
- Accounts
- 1,786reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••••• S•••••• S•••• | Morton, Il | Jan 10, 2024 | 11 y | 2 |
| J•••• D••••• P••••• | Morton, Il | Jan 10, 2024 | 10 y | 1 |
| P••••• J•••• C••••• | Morton, Il | Jan 16, 2024 | 24 y | 2 |
| J•••• L•••••• H••••• | Morton, Il | Jul 4, 2024 | 13 y | 0 |
| L••••• L•••• | Davenport, Ia | Jan 6, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- P••••• J•••• C••••• from A• W••••• M••••••••• L••Jan 16, 2024 · RIA to a newly registered adviser
- K•••••• S•••••• S•••• from A• W••••• M••••••••• L••Jan 10, 2024 · RIA to a newly registered adviser
- J•••• D••••• P••••• from A• W••••• M••••••••• L••Jan 10, 2024 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from A• W••••• M••••••••• L••May 23, 2024 · Davenport, Ia
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• K••••• K• · Operations Directorcontrolsince 10/2023 · owns 25% to 50%
- C•••••• P•••••• J•••• · Founder & Advisorcontrolsince 10/2023 · owns 25% to 50%
- S••••• C•••••• S•• · Chief Executive Officercontrolsince 10/2023 · owns 10% to 25%
- S••••• K••••••• S•••••• · Director Of Sales & Advisorcontrolsince 10/2023 · owns 10% to 25%
- O•••••• T••••• M••••••• · Chief Compliance Officersince 10/2023 · owns less than 5%
Related persons
Schedule D 7.A
- 2•• F••••••••• I•••real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Morton, Il · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Bloomington, IL3 employees
- Davenport, IA3 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 23, 2026RAUM (Item 5.F) moved from $145,139,695 to $242,847,830 (+67.0%) between the annual amendments of 2025-03-31 and 2026-03-23; the peer median change was +15.0% (4550 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 1,335 to 1,786Mar 31, 2025 to Mar 23, 2026
- Charity clients · unset to 0.0Mar 31, 2025 to Mar 23, 2026
- HNW clients · 20 to 32Mar 31, 2025 to Mar 23, 2026
- Individual clients · 667 to 904Mar 31, 2025 to Mar 23, 2026
- Pension plan clients · 51 to 65Mar 31, 2025 to Mar 23, 2026
- Discretionary RAUM · $144M to $243MMar 31, 2025 to Mar 23, 2026
- HNW RAUM · $37.7M to $58.5MMar 31, 2025 to Mar 23, 2026
- Individual RAUM · $105M to $181MMar 31, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $775,816 to $0Mar 31, 2025 to Mar 23, 2026
- Pension RAUM · $2.0M to $3.0MMar 31, 2025 to Mar 23, 2026
- RAUM · $145M to $243MMar 31, 2025 to Mar 23, 2026
- Accounts · 547 to 1,335Jul 25, 2024 to Mar 31, 2025
- Advisory employees · 3 to 5Jul 25, 2024 to Mar 31, 2025
- Charity clients · 2.0 to unsetJul 25, 2024 to Mar 31, 2025
- HNW clients · 0 to 20Jul 25, 2024 to Mar 31, 2025
- Individual clients · 513 to 667Jul 25, 2024 to Mar 31, 2025
- Pension plan clients · 15 to 51Jul 25, 2024 to Mar 31, 2025
- Employees · 13 to 16Jul 25, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Jul 25, 2024 to Mar 31, 2025
- State-registered IARs · 3 to 5Jul 25, 2024 to Mar 31, 2025
- Discretionary RAUM · $117M to $144MJul 25, 2024 to Mar 31, 2025
- HNW RAUM · $0 to $37.7MJul 25, 2024 to Mar 31, 2025
- Individual RAUM · $115M to $105MJul 25, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $0 to $775,816Jul 25, 2024 to Mar 31, 2025
- Pension RAUM · $1.1M to $2.0MJul 25, 2024 to Mar 31, 2025
- RAUM · $117M to $145MJul 25, 2024 to Mar 31, 2025
- Accounts · 0 to 547Oct 25, 2023 to Mar 25, 2024
- Charity clients · 0 to 2Oct 25, 2023 to Mar 25, 2024
- Individual clients · 0 to 513Oct 25, 2023 to Mar 25, 2024
- Pension plan clients · 0 to 15Oct 25, 2023 to Mar 25, 2024
- Employees · 11 to 13Oct 25, 2023 to Mar 25, 2024
- Legal name · 2•• F•••••••• WEALTH MANAGEMENT INC. to 210 WEALTH MANAGEMENT, INC.Oct 25, 2023 to Mar 25, 2024
- Discretionary RAUM · $0 to $117MOct 25, 2023 to Mar 25, 2024
- Individual RAUM · $0 to $115MOct 25, 2023 to Mar 25, 2024
- Pension RAUM · $0 to $1.1MOct 25, 2023 to Mar 25, 2024
- RAUM · $0 to $117MOct 25, 2023 to Mar 25, 2024
Signals
2 dated events
- 2 advisors left A• W••••• M••••••••• L•• (Davenport, IA) for 2•• F•••••••• on the same dayMay 23, 2024 · Team lift-out · derived
- 2•• F•••••••• filed its initial SEC registration (Form ADV)Oct 25, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- office@210financial.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 309-214-5181reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 309-263-1333reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 563-253-7993reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/210-financial/homereportedpublic record, Form ADV, Sep 18, 2026
- Website
- 210financial.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 309-263-1333reportedpublic record, Form ADV, Aug 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $48.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026