DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K•• W••••• M••••••••• L••
Latest filing Sep 17, 2026
First filing on the tape Nov 3, 2023 · 16 filings
SEC status approved since Aug 9, 2024
RAUM
$222M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$222M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$222M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$222M as of Aug 14, 2026
Mar 27, 2024$0 then
HNW client RAUM$222M as of Aug 14, 2026
Mar 4, 2025$175M then
State-registered IARs (5.B.3)1 as of Aug 14, 2026
Mar 27, 20241 then
Employees (5.A)1 as of Aug 14, 2026
Mar 27, 20241 then
Private funds: no history
RAUM +27% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Sep 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $222MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $6.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$222M100%
- Individual clients
- 0reported
- HNW clients
- n/areported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 34reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• M••••••• T•••••Certified Financial Planner | Hermosa Beach, Ca | Feb 26, 2025 | 26 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K•••• M••••••• T••••• from V•••••• C•••••• L••Feb 26, 2025 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T•••••• K••••• M••••••• · Founder/Chief Compliance Officer/Chief Executive Officercontrolsince 09/2023 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Financial planning clients · to unsetAug 14, 2026 to Sep 17, 2026
- Related adviser · false to unsetAug 14, 2026 to Sep 17, 2026
- Related bank · false to unsetAug 14, 2026 to Sep 17, 2026
- Related broker-dealer · false to unsetAug 14, 2026 to Sep 17, 2026
- Related insurance company · false to unsetAug 14, 2026 to Sep 17, 2026
- Succession · false to unsetAug 14, 2026 to Sep 17, 2026
- Accounts · 26 to 34Aug 8, 2025 to Feb 10, 2026
- Discretionary RAUM · $175M to $222MAug 8, 2025 to Feb 10, 2026
- HNW RAUM · $175M to $222MAug 8, 2025 to Feb 10, 2026
- RAUM · $175M to $222MAug 8, 2025 to Feb 10, 2026
- Financial planning clients · unset to Mar 4, 2025 to May 1, 2025
- HQ city · EL SEGUNDO to HERMOSA BEACHMar 4, 2025 to May 1, 2025
- Accounts · 7 to 26Jul 11, 2024 to Mar 4, 2025
- Discretionary RAUM · $134M to $175MJul 11, 2024 to Mar 4, 2025
- HNW RAUM · $134M to $175MJul 11, 2024 to Mar 4, 2025
- RAUM · $134M to $175MJul 11, 2024 to Mar 4, 2025
- Accounts · 0 to 7May 3, 2024 to Jul 11, 2024
- Charity clients · unset to 0.0May 3, 2024 to Jul 11, 2024
- Corporate clients · unset to 0.0May 3, 2024 to Jul 11, 2024
- Individual clients · unset to 0.0May 3, 2024 to Jul 11, 2024
- Pension plan clients · unset to 0.0May 3, 2024 to Jul 11, 2024
- Pooled vehicle clients · unset to 0.0May 3, 2024 to Jul 11, 2024
- Discretionary RAUM · $0 to $134MMay 3, 2024 to Jul 11, 2024
- HNW RAUM · unset to 133925944.0May 3, 2024 to Jul 11, 2024
- Individual RAUM · unset to 0.0May 3, 2024 to Jul 11, 2024
- Pension RAUM · unset to 0.0May 3, 2024 to Jul 11, 2024
- Pooled vehicle RAUM · unset to 0.0May 3, 2024 to Jul 11, 2024
- RAUM · $0 to $134MMay 3, 2024 to Jul 11, 2024
Signals
1 dated events
- K•• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Nov 3, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/kmt-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- k••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 213-600-6741reportedpublic record, Form ADV, Sep 17, 2026
- Contact form
- k••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $222Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026