DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••••••• W••••• S••••••••• I•••
Latest filing Mar 10, 2026
First filing on the tape Dec 5, 2023 · 7 filings
SEC status approved since Jan 4, 2024
RAUM
$443M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$419M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$222M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$443M as of Mar 10, 2026
Mar 20, 2025$335M then
HNW client RAUM$394M as of Mar 10, 2026
Mar 20, 2025$297M then
State-registered IARs (5.B.3)2 as of Mar 10, 2026
Mar 20, 20251 then
Employees (5.A)5 as of Mar 10, 2026
Mar 20, 20254 then
Private funds: no history
RAUM +32% over the last fiscal yearIARs 1 to 2
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $222MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 61derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.7MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $443M, 124 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$394M89%
- Individuals$26.0M5.9%
- Pension and profit-sharing plans$23.7M5.3%
- Individual clients
- 38reported
- HNW clients
- 83reported
- Pension plan clients
- 3reported
- Charitable clients
- 0reported
- Accounts
- 409reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $443M for 124 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• J•••••• E•••••••••Certified Financial Planner | Danville, Ca | Jan 1, 2025 | 16 y | 1 |
| C•••••• A••••• M•••••Certified Financial Planner | Danville, Ca | Aug 27, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D•••• J•••••• E••••••••• from N••••••••• M••••• I••••••••• S•••••••••Jan 1, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••••••••• D••••• J•••••• · Owner & Presidentcontrolsince 12/2023 · owns 75% or more
- R•••••• J••••••• J• · Chief Compliance Officercontrolsince 02/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Danville, Ca · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 377 to 409Mar 20, 2025 to Mar 10, 2026
- Advisory employees · 2 to 3Mar 20, 2025 to Mar 10, 2026
- HNW clients · 74 to 83Mar 20, 2025 to Mar 10, 2026
- Individual clients · 36 to 38Mar 20, 2025 to Mar 10, 2026
- Pension plan clients · 1 to 3Mar 20, 2025 to Mar 10, 2026
- Assets in custody · $335M to $443MMar 20, 2025 to Mar 10, 2026
- Employees · 4 to 5Mar 20, 2025 to Mar 10, 2026
- Financial planning clients · 1-10 to 101-250Mar 20, 2025 to Mar 10, 2026
- State-registered IARs · 1 to 2Mar 20, 2025 to Mar 10, 2026
- Discretionary RAUM · $335M to $443MMar 20, 2025 to Mar 10, 2026
- HNW RAUM · $297M to $394MMar 20, 2025 to Mar 10, 2026
- Individual RAUM · $20.0M to $26.0MMar 20, 2025 to Mar 10, 2026
- Pension RAUM · $17.5M to $23.7MMar 20, 2025 to Mar 10, 2026
- RAUM · $335M to $443MMar 20, 2025 to Mar 10, 2026
- Accounts · 292 to 377Oct 1, 2024 to Mar 20, 2025
- Advisory activities · 2 to 4Oct 1, 2024 to Mar 20, 2025
- HNW clients · 68 to 74Oct 1, 2024 to Mar 20, 2025
- Individual clients · 29 to 36Oct 1, 2024 to Mar 20, 2025
- Assets in custody · $291M to $335MOct 1, 2024 to Mar 20, 2025
- Employees · 3 to 4Oct 1, 2024 to Mar 20, 2025
- Financial planning clients · 0 to 1-10Oct 1, 2024 to Mar 20, 2025
- Discretionary RAUM · $291M to $335MOct 1, 2024 to Mar 20, 2025
- HNW RAUM · $260M to $297MOct 1, 2024 to Mar 20, 2025
- Individual RAUM · $14.8M to $20.0MOct 1, 2024 to Mar 20, 2025
- Pension RAUM · $16.4M to $17.5MOct 1, 2024 to Mar 20, 2025
- RAUM · $291M to $335MOct 1, 2024 to Mar 20, 2025
- Accounts · 0 to 292Feb 15, 2024 to Apr 15, 2024
- Advisory employees · 3 to 2Feb 15, 2024 to Apr 15, 2024
- HNW clients · 0 to 68Feb 15, 2024 to Apr 15, 2024
- Individual clients · 0 to 29Feb 15, 2024 to Apr 15, 2024
- Pension plan clients · 0 to 1Feb 15, 2024 to Apr 15, 2024
- Assets in custody · unset to 291195547.0Feb 15, 2024 to Apr 15, 2024
- Custody of client assets · false to trueFeb 15, 2024 to Apr 15, 2024
- State-registered IARs · 3 to 1Feb 15, 2024 to Apr 15, 2024
- Discretionary RAUM · $0 to $291MFeb 15, 2024 to Apr 15, 2024
- HNW RAUM · $0 to $260MFeb 15, 2024 to Apr 15, 2024
- Individual RAUM · $0 to $14.8MFeb 15, 2024 to Apr 15, 2024
- Pension RAUM · $0 to $16.4MFeb 15, 2024 to Apr 15, 2024
- RAUM · $0 to $291MFeb 15, 2024 to Apr 15, 2024
Signals
4 dated events
- G••••••••• W••••• S••••••••• I••• reported RAUM $443.2M, up 32% from $334.6M (2025-03-20 to 2026-03-10)Mar 10, 2026 · RAUM change · derived
- A••••• C•••••• P•••••• (Cco) no longer on Schedule A of G••••••••• W••••• S••••••••• I••• (listed 2023-12-20, absent 2024-02-15)Feb 15, 2024 · Control person left · inference
- J Jessica Roeper (Chief Compliance Officer) appeared on Schedule A of G••••••••• W••••• S••••••••• I•••Feb 15, 2024 · Control person joined · fact
- G••••••••• W••••• S••••••••• I••• filed its initial SEC registration (Form ADV)Dec 5, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 925-263-9275reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/greykasell-wealth-strategiesreportedpublic record, Form ADV, Sep 19, 2026
- Website
- g•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 925-263-9275reportedpublic record, Form ADV, Mar 10, 2026
- Contact form
- g•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $222Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026