DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••• V•••••••
Legal name C••••••• R•• L••
Latest filing Jun 29, 2026
First filing on the tape May 20, 2024 · 6 filings
SEC status approved since Jun 21, 2024
RAUM
$41.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$20.7M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$41.3M as of Jun 29, 2026
Jun 30, 2025$38.6M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Jun 30, 20250 then
Employees (5.A)4 as of Jun 29, 2026
Jun 30, 20254 then
Private funds1 as of Jun 29, 2026
Mar 5, 20261 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
- RAUM per advisor
- $20.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $20.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $500,000, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$40.9M99%
- Pooled investment vehicles$450,0001.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $500,000 for 10 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• H•••• J•••••••• | Covington, Ky | Aug 21, 2024 | 29 y | 4 |
| C••••••••• M•••••• H•••• | Covington, Ky | Jan 3, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••• H•••• J•••••••• from C••••• P••••••• O••• L••Aug 21, 2024 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R•••• D•••• · Presidentcontrolsince 05/2024 · owns less than 5%
- Z•••• B••••••• R••••• · Portfolio Managercontrolsince 05/2024 · owns less than 5%
- G•••••• M••••••• M•••••• · Chief Compliance Officersince 05/2024 · owns less than 5%
Entity owners
- W••••• I••• · Parent Companydirect · owns 75% or more
Related persons
Schedule D 7.A
- W••••• I•••investment advisery
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Covington, Ky · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Jun 29, 2026portfolio management for pooled vehicles (Item 5.G.4): no on the filing of 2026-03-05, yes on the filing of 2026-06-29peers: asset managers, under $100M (330)
What changed
consecutive filings, newest first
- Accounts · 1 to 2Mar 5, 2026 to Jun 29, 2026
- Advisory activities · 1 to 2Mar 5, 2026 to Jun 29, 2026
- Pooled vehicle clients · unset to 1.0Mar 5, 2026 to Jun 29, 2026
- Discretionary RAUM · $38.6M to $41.3MMar 5, 2026 to Jun 29, 2026
- Pooled vehicle RAUM · unset to 450000.0Mar 5, 2026 to Jun 29, 2026
- RAUM · $38.6M to $41.3MMar 5, 2026 to Jun 29, 2026
- Assets in custody · unset to 500000.0Jun 30, 2025 to Mar 5, 2026
- Custody of client assets · false to trueJun 30, 2025 to Mar 5, 2026
- Private funds · unset to 1Jun 30, 2025 to Mar 5, 2026
- Advisory employees · 3 to 4Oct 8, 2024 to Jun 30, 2025
- Employees · 3 to 4Oct 8, 2024 to Jun 30, 2025
- Financial planning clients · 0 to 0Oct 8, 2024 to Jun 30, 2025
- Discretionary RAUM · $37.0M to $38.6MOct 8, 2024 to Jun 30, 2025
- RAUM · $37.0M to $38.6MOct 8, 2024 to Jun 30, 2025
- Accounts · 0 to 1Jun 5, 2024 to Oct 8, 2024
- Discretionary RAUM · $0 to $37.0MJun 5, 2024 to Oct 8, 2024
- RAUM · $0 to $37.0MJun 5, 2024 to Oct 8, 2024
Signals
2 dated events
- Robert Bradley Zapp (Portfolio Manager) appeared on Schedule A of C••••••• V•••••••Jun 5, 2024 · Control person joined · fact
- C••••••• V••••••• filed its initial SEC registration (Form ADV)May 20, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C••••••• V••••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/connetic-venturesreportedpublic record, Form ADV, Sep 18, 2026
- Website
- conneticventures.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 859-201-6235reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $20.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026