DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• W••••• M••••••••• G•••• L••
Latest filing Mar 5, 2026
First filing on the tape Feb 28, 2024 · 11 filings
SEC status approved since Mar 29, 2024
RAUM
$233M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$231M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$233M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$233M as of Mar 5, 2026
Feb 26, 2025$196M then
HNW client RAUM$183M as of Mar 5, 2026
Feb 26, 2025$156M then
State-registered IARs (5.B.3)1 as of Mar 5, 2026
Feb 26, 20251 then
Employees (5.A)1 as of Mar 5, 2026
Feb 26, 20251 then
Private funds: no history
RAUM +19% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 5, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $233MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 208derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $369,802derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$183M79%
- Individuals$47.2M20%
- Charitable organizations$2.3M1.0%
- Individual clients
- 115reported
- HNW clients
- 93reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 630reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••••••• A••• M••••••Certified Financial Planner | West Palm Beach, Fl | Jun 24, 2024 | 21 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K•••••••• A••• M•••••• from J• W• C••• A•••••••• I•••Jun 24, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••• K••••••••• A••• · Managing Member/Ccocontrolsince 10/2010 · owns 75% or more
- M••••••• M••••• · Membersince 10/2010 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 617 to 630Jun 4, 2025 to Mar 5, 2026
- HNW clients · 95 to 93Jun 4, 2025 to Mar 5, 2026
- Individual clients · 112 to 115Jun 4, 2025 to Mar 5, 2026
- Assets in custody · $24.9M to $26.7MJun 4, 2025 to Mar 5, 2026
- Financial planning clients · 51-100 to 101-250Jun 4, 2025 to Mar 5, 2026
- Discretionary RAUM · $205M to $233MJun 4, 2025 to Mar 5, 2026
- HNW RAUM · $164M to $183MJun 4, 2025 to Mar 5, 2026
- Individual RAUM · $38.9M to $47.2MJun 4, 2025 to Mar 5, 2026
- RAUM · $205M to $233MJun 4, 2025 to Mar 5, 2026
- Accounts · 609 to 617May 9, 2025 to Jun 4, 2025
- HNW clients · 92 to 95May 9, 2025 to Jun 4, 2025
- Individual clients · 108 to 112May 9, 2025 to Jun 4, 2025
- Assets in custody · $24.9M to $24.9MMay 9, 2025 to Jun 4, 2025
- Financial planning clients · 51-100 to 51-100May 9, 2025 to Jun 4, 2025
- Discretionary RAUM · $196M to $205MMay 9, 2025 to Jun 4, 2025
- HNW RAUM · $156M to $164MMay 9, 2025 to Jun 4, 2025
- Individual RAUM · $37.3M to $38.9MMay 9, 2025 to Jun 4, 2025
- RAUM · $196M to $205MMay 9, 2025 to Jun 4, 2025
- Accounts · 574 to 609Nov 6, 2024 to Feb 26, 2025
- HNW clients · 91 to 92Nov 6, 2024 to Feb 26, 2025
- Individual clients · 99 to 108Nov 6, 2024 to Feb 26, 2025
- Assets in custody · $20.2M to $24.9MNov 6, 2024 to Feb 26, 2025
- Financial planning clients · 0 to 51-100Nov 6, 2024 to Feb 26, 2025
- Discretionary RAUM · $178M to $196MNov 6, 2024 to Feb 26, 2025
- HNW RAUM · $142M to $156MNov 6, 2024 to Feb 26, 2025
- Individual RAUM · $33.8M to $37.3MNov 6, 2024 to Feb 26, 2025
- RAUM · $178M to $196MNov 6, 2024 to Feb 26, 2025
- Insurance-licensed employees · 1 to 0Jul 26, 2024 to Sep 17, 2024
- Accounts · 0 to 574Jun 20, 2024 to Jul 26, 2024
- Charity clients · unset to 1.0Jun 20, 2024 to Jul 26, 2024
- HNW clients · unset to 91.0Jun 20, 2024 to Jul 26, 2024
- Individual clients · unset to 99.0Jun 20, 2024 to Jul 26, 2024
- Assets in custody · unset to 20175900.0Jun 20, 2024 to Jul 26, 2024
- Discretionary RAUM · $0 to $178MJun 20, 2024 to Jul 26, 2024
- HNW RAUM · unset to 142359602.0Jun 20, 2024 to Jul 26, 2024
- Individual RAUM · unset to 33768249.0Jun 20, 2024 to Jul 26, 2024
- RAUM · $0 to $178MJun 20, 2024 to Jul 26, 2024
- Insurance-licensed employees · 0 to 1Mar 13, 2024 to Jun 20, 2024
- Financial planning clients · unset to 0Feb 28, 2024 to Mar 13, 2024
Signals
1 dated events
- A••••• W••••• M••••••••• G•••• L•• filed its initial SEC registration (Form ADV)Feb 28, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 561-228-8628reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 561-228-8688reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/anchor-wealth-managment-group-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (561) 228-8688reportedpublic record, Form ADV, Mar 5, 2026
- Contact form
- a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $233Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026