DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

SEC-registered adviser

T••••••••• M•••• L••

No RAUM reportedReno, NevadaCRD 329306SEC 801-131404websiteIAPD
Latest filing Apr 7, 2026
First filing on the tape Oct 2, 2024 · 9 filings
SEC status approved since Jan 15, 2025
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$0 as of Apr 7, 2026
Jan 28, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Apr 7, 2026
Jan 28, 20251 then
Employees (5.A)1 as of Apr 7, 2026
Jan 28, 20251 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Apr 7, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed fees, otherreportedItem 5.E
Advisory activities
publications, educational seminars, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
A••••• A••• P••••• T••••••Reno, NvJul 28, 202532 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • T••••••• A•••••• A••• P••••• · Founder And Chief Compliance Officercontrol
        since 10/2023 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Individual clients · 1012.0 to unset
        Jul 27, 2025 to Mar 30, 2026
      • HQ city · to RENO
        Jul 27, 2025 to Mar 30, 2026
      • HQ state · to NV
        Jul 27, 2025 to Mar 30, 2026
      • Financial planning clients · unset to
        Jan 28, 2025 to Jul 27, 2025
      • Accounts · unset to 0.0
        Dec 2, 2024 to Jan 28, 2025
      • HQ city · SEBASTOPOL to
        Dec 2, 2024 to Jan 28, 2025
      • HQ state · CA to
        Dec 2, 2024 to Jan 28, 2025
      • Discretionary RAUM · unset to 0.0
        Dec 2, 2024 to Jan 28, 2025
      • Non-discretionary RAUM · unset to 0.0
        Dec 2, 2024 to Jan 28, 2025
      • RAUM · unset to 0.0
        Dec 2, 2024 to Jan 28, 2025
      • Individual clients · 77 to 1,012
        Nov 23, 2024 to Dec 2, 2024
      • Individual clients · unset to 77.0
        Nov 7, 2024 to Nov 23, 2024
      • Individual RAUM · unset to 0.0
        Nov 7, 2024 to Nov 23, 2024
      Signals
      1 dated events
      • T••••••••• M•••• L•• filed its initial SEC registration (Form ADV)
        Oct 2, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      thoughtfulmoney.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      408-398-9944reportedpublic record, Form ADV, Apr 7, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026