DFX Intelligence
RIA Intelligence
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SEC-registered adviser
Q•••••• F••••••••
Legal name Q•••••• F•••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Aug 1, 2024 · 9 filings
SEC status approved since Sep 24, 2024
RAUM
$10,390
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$10,390 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$10,390
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$10,390 as of Mar 27, 2026
Jan 19, 2025$10,000 then
HNW client RAUM$0 as of Mar 27, 2026
Jan 19, 2025$0 then
State-registered IARs (5.B.3)1 as of Mar 27, 2026
Jan 19, 20251 then
Employees (5.A)2 as of Mar 27, 2026
Jan 19, 20251 then
Private funds: no history
RAUM +3.6% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $10,390derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 2derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $5,195derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$10,390100%
- Individual clients
- 2reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A•••• J•••• F•••••• | Edmonds, Wa | Sep 24, 2024 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F••••••• A••••• J•••• · Ceo, Ccocontrolsince 01/2024 · owns 75% or more
- F••••••• R•••••••• S•••••• · Ctocontrolsince 01/2024 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $10,029 to $10,390May 15, 2025 to Mar 27, 2026
- Individual RAUM · $10,029 to $10,390May 15, 2025 to Mar 27, 2026
- RAUM · $10,029 to $10,390May 15, 2025 to Mar 27, 2026
- Financial planning clients · unset to Mar 28, 2025 to May 15, 2025
- HQ city · DOVER to EDMONDSMar 28, 2025 to May 15, 2025
- HQ state · DE to WAMar 28, 2025 to May 15, 2025
- Employees · 1 to 2Jan 19, 2025 to Mar 28, 2025
- Other offices · 0 to 1Jan 19, 2025 to Mar 28, 2025
- Discretionary RAUM · $10,000 to $10,029Jan 19, 2025 to Mar 28, 2025
- Individual RAUM · $10,000 to $10,029Jan 19, 2025 to Mar 28, 2025
- RAUM · $10,000 to $10,029Jan 19, 2025 to Mar 28, 2025
- Accounts · 0 to 2Sep 23, 2024 to Jan 19, 2025
- Individual clients · 0 to 2Sep 23, 2024 to Jan 19, 2025
- Discretionary RAUM · $0 to $10,000Sep 23, 2024 to Jan 19, 2025
- Individual RAUM · $0 to $10,000Sep 23, 2024 to Jan 19, 2025
- RAUM · $0 to $10,000Sep 23, 2024 to Jan 19, 2025
- Employees · 2 to 1Sep 19, 2024 to Sep 23, 2024
- State-registered IARs · 0 to 1Sep 19, 2024 to Sep 23, 2024
- Advisory employees · 0 to 1Aug 23, 2024 to Sep 19, 2024
- Employees · 0 to 2Aug 23, 2024 to Sep 19, 2024
Signals
1 dated events
- Q•••••• F•••••••• filed its initial SEC registration (Form ADV)Aug 1, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- quantca.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 3023215022reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $10,390derivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026