DFX Intelligence
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SEC-registered adviser
S•••••• P•••••••• L••
Latest filing Feb 5, 2026
First filing on the tape Dec 20, 2024 · 4 filings
SEC status approved since Jan 21, 2025
RAUM
$33.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$16.5M
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$33.0M as of Feb 5, 2026
Mar 14, 2025$3.2M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Feb 5, 2026
Mar 14, 20250 then
Employees (5.A)6 as of Feb 5, 2026
Mar 14, 20253 then
Private funds: no history
RAUM +918% over the last fiscal yearIARs 0 to 2
Practice profile
derived from the filing of Feb 5, 2026; every figure names its basis
- RAUM per advisor
- $16.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $33.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +918%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$33.0M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• C•••••••• P••••• | San Antonio, Tx | Nov 2, 2025 | 10 y | 1 |
| W•••• A•••• L•••• | San Antonio, Tx | Nov 25, 2025 | 31 y | 1 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- W•••• A•••• L•••• from T••••• A••••••• S•••••••• I•••Nov 25, 2025 · Other
- J•••• C•••••••• P••••• from T••••• A••••••• S•••••••• I•••Nov 2, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••••••••• K•••• R• S• · Chief Compliance Officer And Chief Operations Officercontrolsince 01/2024 · owns 50% to 75%
- L••••• W••••• A•••• · Chief Investment Officercontrolsince 01/2024 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Antonio, Tx · principal | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 2Aug 22, 2025 to Feb 5, 2026
- Employees · 4 to 6Aug 22, 2025 to Feb 5, 2026
- Financial planning clients · 0 to 1-10Aug 22, 2025 to Feb 5, 2026
- Discretionary RAUM · $6.0M to $33.0MAug 22, 2025 to Feb 5, 2026
- RAUM · $6.0M to $33.0MAug 22, 2025 to Feb 5, 2026
- Advisory employees · 3 to 4Mar 14, 2025 to Aug 22, 2025
- BD registered reps · 0 to 2Mar 14, 2025 to Aug 22, 2025
- Employees · 3 to 4Mar 14, 2025 to Aug 22, 2025
- Financial planning clients · 0 to 0Mar 14, 2025 to Aug 22, 2025
- State-registered IARs · 0 to 2Mar 14, 2025 to Aug 22, 2025
- Discretionary RAUM · $3.2M to $6.0MMar 14, 2025 to Aug 22, 2025
- RAUM · $3.2M to $6.0MMar 14, 2025 to Aug 22, 2025
- Accounts · 0 to 1Dec 20, 2024 to Mar 14, 2025
- Other offices · 0 to 2Dec 20, 2024 to Mar 14, 2025
- Discretionary RAUM · $0 to $3.2MDec 20, 2024 to Mar 14, 2025
- RAUM · $0 to $3.2MDec 20, 2024 to Mar 14, 2025
Signals
1 dated events
- S•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Dec 20, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/sarmayapartnersreportedpublic record, Form ADV, Sep 21, 2026
- Website
- s•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 303-520-2419reportedpublic record, Form ADV, Feb 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $16.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026