DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••••
Latest filing Mar 27, 2026
First filing on the tape Feb 22, 2024 · 13 filings
SEC status approved since Mar 29, 2024
RAUM
$39.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
46%
$18.5M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$10.0M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$39.9M as of Mar 27, 2026
Jan 6, 2025$0 then
HNW client RAUM$3.3M as of Mar 27, 2026
Feb 7, 2025$0 then
State-registered IARs (5.B.3)3 as of Mar 27, 2026
Jan 6, 20251 then
Employees (5.A)5 as of Mar 27, 2026
Jan 6, 20251 then
Private funds: no history
RAUM +1378% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $10.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $387,818derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 54%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1378%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
- Wrap fee program
- $39.9MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$21.5M54%
- Individuals$15.2M38%
- High-net-worth individuals$3.3M8.3%
- Individual clients
- 23reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 103reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.46 fund_share=0.0 institutional_share=0.54 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• S•••• B••••• | Charlotte, Nc | Jan 31, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- D•••• E••••• L••••••• to A••••••• A•••• M••••••••• L••Sep 4, 2025 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• D•••••• R••••• · President And Ccocontrolsince 01/2024 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fort Bragg, Ca · principal | 4 | 2 | 0 | ||
| Powell, Wy | 1 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Powell, WY1 employees
What changed
consecutive filings, newest first
- Accounts · 4 to 103Jan 16, 2026 to Mar 27, 2026
- Individual clients · unset to 23.0Jan 16, 2026 to Mar 27, 2026
- Financial planning clients · 1-10 to 0Jan 16, 2026 to Mar 27, 2026
- Other offices · 2 to 1Jan 16, 2026 to Mar 27, 2026
- Discretionary RAUM · $2.7M to $39.9MJan 16, 2026 to Mar 27, 2026
- HNW RAUM · $0 to $3.3MJan 16, 2026 to Mar 27, 2026
- Individual RAUM · $492,518 to $15.2MJan 16, 2026 to Mar 27, 2026
- RAUM · $2.7M to $39.9MJan 16, 2026 to Mar 27, 2026
- Advisory employees · 3 to 4Oct 14, 2025 to Jan 16, 2026
- Insurance-licensed employees · 1 to 3Oct 14, 2025 to Jan 16, 2026
- Other offices · 1 to 2Oct 14, 2025 to Jan 16, 2026
- Advisory activities · 3 to 4Jun 20, 2025 to Oct 14, 2025
- HQ city · SOUTH COAST METRO to FORT BRAGGJun 20, 2025 to Oct 14, 2025
- Financial planning clients · 1-10 to 1-10May 14, 2025 to Jun 20, 2025
- Advisory activities · 2 to 3Feb 7, 2025 to Apr 15, 2025
- Accounts · 0 to 4Jan 6, 2025 to Feb 7, 2025
- Advisory employees · 1 to 3Jan 6, 2025 to Feb 7, 2025
- Advisory activities · 3 to 2Jan 6, 2025 to Feb 7, 2025
- BD registered reps · 1 to 0Jan 6, 2025 to Feb 7, 2025
- Employees · 1 to 5Jan 6, 2025 to Feb 7, 2025
- Financial planning clients · 0 to 1-10Jan 6, 2025 to Feb 7, 2025
- HQ city · POWELL to SOUTH COAST METROJan 6, 2025 to Feb 7, 2025
- HQ state · WY to CAJan 6, 2025 to Feb 7, 2025
- State-registered IARs · 1 to 3Jan 6, 2025 to Feb 7, 2025
- Discretionary RAUM · $0 to $2.7MJan 6, 2025 to Feb 7, 2025
- HNW RAUM · unset to 0.0Jan 6, 2025 to Feb 7, 2025
- Individual RAUM · unset to 492518.0Jan 6, 2025 to Feb 7, 2025
- Pension RAUM · unset to 0.0Jan 6, 2025 to Feb 7, 2025
- Pooled vehicle RAUM · unset to 0.0Jan 6, 2025 to Feb 7, 2025
- RAUM · $0 to $2.7MJan 6, 2025 to Feb 7, 2025
- HQ city · SOUTH COAST METRO to POWELLFeb 29, 2024 to Jul 22, 2024
- HQ state · CA to WYFeb 29, 2024 to Jul 22, 2024
Signals
2 dated events
- D•••• E••••• L••••••• left Arimathea for A••••••• A•••• M••••••••• L•• (registered 2025-01-31)Sep 4, 2025 · Advisor changed firm · fact
- Arimathea filed its initial SEC registration (Form ADV)Feb 22, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ArimatheaInvesting.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 707-813-7070reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $10.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026