DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••• W••••• G•••• A•••••••
Legal name B•••••• J••••••• A•••••• M•••
Latest filing Jun 22, 2026
First filing on the tape Mar 4, 2024 · 8 filings
SEC status approved since Apr 2, 2024
RAUM
$7.1M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
100%
$7.1M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$7.1M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$7.1M as of Jun 22, 2026
Jun 20, 2025$1.4M then
HNW client RAUM: $5.3M
State-registered IARs (5.B.3)1 as of Jun 22, 2026
Jun 13, 20240 then
Employees (5.A)2 as of Jun 22, 2026
Jun 13, 20241 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 1offices 0 to 1
Practice profile
derived from the filing of Jun 22, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $7.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $284,141derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$5.3M75%
- Individuals$1.8M25%
- Individual clients
- 18reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 25reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourly, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• L••• Y• P•••• D••• | Tomball, Tx | Jul 14, 2025 | 14 y | 2 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 100% of current headcount1 left over 36 months
Left, latest
- G•••••• A•••••• M••••••• Y• C••••••• to B•• C••••••Jan 13, 2026 · RIA to a state-registered adviser
Joined, latest
- D•••• L••• Y• P•••• D••• from F•••••• A•••• M••••••••• L••Jul 14, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• J•••••••• A•••••• M••• · Principal Chief Executive Officer And Chief Compliance Officercontrolsince 02/2024 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Washington, Dc | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Jun 22, 2026pension consulting (Item 5.G.6): yes on the filing of 2026-01-09, no on the filing of 2026-06-22peers: independent wealth managers, under $100M (704)
What changed
consecutive filings, newest first
- Accounts · 14 to 25Jan 9, 2026 to Jun 22, 2026
- Advisory activities · 4 to 3Jan 9, 2026 to Jun 22, 2026
- Individual clients · 13 to 18Jan 9, 2026 to Jun 22, 2026
- HQ city · to COLONIA GRANADA, MEXICO CITYJan 9, 2026 to Jun 22, 2026
- Discretionary RAUM · $1.1M to $6.8MJan 9, 2026 to Jun 22, 2026
- HNW RAUM · unset to 5343515.0Jan 9, 2026 to Jun 22, 2026
- Individual RAUM · $1.4M to $1.8MJan 9, 2026 to Jun 22, 2026
- Non-discretionary RAUM · $335,000 to $342,915Jan 9, 2026 to Jun 22, 2026
- RAUM · $1.4M to $7.1MJan 9, 2026 to Jun 22, 2026
- Advisory employees · 3 to 2Dec 11, 2025 to Jan 9, 2026
- Employees · 3 to 2Dec 11, 2025 to Jan 9, 2026
- State-registered IARs · 2 to 1Dec 11, 2025 to Jan 9, 2026
- Advisory employees · 2 to 3Jun 20, 2025 to Jul 10, 2025
- Employees · 2 to 3Jun 20, 2025 to Jul 10, 2025
- Financial planning clients · 1-10 to 1-10Jun 20, 2025 to Jul 10, 2025
- State-registered IARs · 1 to 2Jun 20, 2025 to Jul 10, 2025
- Accounts · unset to 14.0Jun 13, 2024 to Jun 20, 2025
- Advisory employees · 1 to 2Jun 13, 2024 to Jun 20, 2025
- Individual clients · unset to 13.0Jun 13, 2024 to Jun 20, 2025
- Employees · 1 to 2Jun 13, 2024 to Jun 20, 2025
- Financial planning clients · 0 to 1-10Jun 13, 2024 to Jun 20, 2025
- HQ city · unset to Jun 13, 2024 to Jun 20, 2025
- HQ state · unset to Jun 13, 2024 to Jun 20, 2025
- State-registered IARs · 0 to 1Jun 13, 2024 to Jun 20, 2025
- Other offices · 0 to 1Jun 13, 2024 to Jun 20, 2025
- Discretionary RAUM · unset to 1085000.0Jun 13, 2024 to Jun 20, 2025
- Individual RAUM · unset to 1420000.0Jun 13, 2024 to Jun 20, 2025
- Non-discretionary RAUM · unset to 335000.0Jun 13, 2024 to Jun 20, 2025
- RAUM · unset to 1420000.0Jun 13, 2024 to Jun 20, 2025
- Business name · B••••• G•••• W••••• A••••••• to B••••• W••••• G•••• A•••••••Mar 4, 2024 to Apr 5, 2024
Signals
2 dated events
- G•••••• A•••••• M••••••• Y• C••••••• left B••••• W••••• G•••• A••••••• for B•• C•••••• (registered 2026-02-17)Jan 13, 2026 · Advisor changed firm · fact
- B••••• G•••• W••••• A••••••• filed its initial SEC registration (Form ADV)Mar 4, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/berlinadvisors/?viewAsMember=truereportedpublic record, Form ADV, Sep 18, 2026
- Website
- b•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +1 310 696 3704reportedpublic record, Form ADV, Jun 22, 2026
- Contact form
- b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $7.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026