DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Clarendon Private LLC
Latest filing Jul 28, 2026
First filing on the tape Aug 31, 2021 · 21 filings
SEC status approved since Oct 1, 2021
RAUM
$352M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
54%
$191M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$70.4M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$352M as of Jul 28, 2026
Jan 26, 2022$127M then
HNW client RAUM$188M as of Jul 28, 2026
Jan 26, 2022$7.3M then
State-registered IARs (5.B.3)5 as of Jul 28, 2026
Jan 26, 20222 then
Employees (5.A)8 as of Jul 28, 2026
Jan 26, 20226 then
Private funds: no history
RAUM +2.3% over the last fiscal year+15% a year over threeIARs 4 to 5offices 2 to 1
Practice profile
derived from the filing of Jul 28, 2026; every figure names its basis
Archetypes, each a printed rule
- Bank affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- RAUM per advisor
- $70.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 9derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.8MderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 10%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +31%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $8.6M, 10 clientsreportedItem 9.A
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$188M53%
- Corporations and businesses$125M36%
- Charitable organizations$36.2M10%
- Individuals$2.2M0.6%
- Individual clients
- 7reported
- HNW clients
- 39reported
- Pension plan clients
- n/areported
- Charitable clients
- 10reported
- Accounts
- 231reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $8.6M for 10 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.54 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Nicholas James Cruise | Boston, Ma | Dec 7, 2021 | 11 y | 1 |
| Tracy L Welch | Boston, Ma | May 19, 2022 | 26 y | 0 |
| Marc Anthony White | Boston, Ma | May 23, 2022 | 41 y | 0 |
| Edwin Robert HamlinCertified Financial Planner | Boston, Ma | Aug 1, 2023 | 13 y | 1 |
| Christopher David Coleman | Boston, Ma | Mar 4, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Thomas Vincent Dunlap to Harmony Wealth PartnersAug 13, 2024 · RIA to a newly registered adviser
- Matthew Stephen Morse to Harmony Wealth PartnersApr 9, 2024 · RIA to a newly registered adviser
- Christopher John Brady to Rwa Wealth PartnersAug 9, 2023 · RIA to RIA
Joined, latest
- Edwin Robert Hamlin from Svb WealthAug 1, 2023 · Affiliated broker-dealer or bank to independent RIA
- Christopher John Brady from Fidelity Personal And Workplace AdvisorsApr 12, 2022 · Other
- Nicholas James Cruise from Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 7, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Matthew Stephen Morse from Ethic Wealth Advisors LLCOct 25, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Anthony Marc White · President & Chief Executive Officer / Chief Compliance Officercontrolsince 08/2021 · owns less than 5%
Entity owners
- Brookline Bancorp, Inc. · Managing Member (Parent)direct · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- Brookline Bancorp, Inc.y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Providence, RI1 employees
What changed
consecutive filings, newest first
- Accounts · 184 to 231Sep 12, 2025 to Mar 13, 2026
- Advisory employees · 4 to 5Sep 12, 2025 to Mar 13, 2026
- Charity clients · 5 to 10Sep 12, 2025 to Mar 13, 2026
- Corporate clients · 13 to 11Sep 12, 2025 to Mar 13, 2026
- HNW clients · 29 to 39Sep 12, 2025 to Mar 13, 2026
- Individual clients · 6 to 7Sep 12, 2025 to Mar 13, 2026
- Assets in custody · $5.3M to $8.6MSep 12, 2025 to Mar 13, 2026
- Employees · 9 to 8Sep 12, 2025 to Mar 13, 2026
- State-registered IARs · 4 to 5Sep 12, 2025 to Mar 13, 2026
- Discretionary RAUM · $344M to $352MSep 12, 2025 to Mar 13, 2026
- HNW RAUM · $159M to $188MSep 12, 2025 to Mar 13, 2026
- Individual RAUM · $1.3M to $2.2MSep 12, 2025 to Mar 13, 2026
- RAUM · $344M to $352MSep 12, 2025 to Mar 13, 2026
- Other offices · 2 to 1Jun 26, 2025 to Sep 12, 2025
- Financial planning clients · 1-10 to 1-10Mar 7, 2025 to Jun 26, 2025
- Accounts · 128 to 184Dec 11, 2024 to Feb 20, 2025
- Advisory employees · 7 to 4Dec 11, 2024 to Feb 20, 2025
- Charity clients · unset to 5.0Dec 11, 2024 to Feb 20, 2025
- Corporate clients · 14 to 13Dec 11, 2024 to Feb 20, 2025
- Individual clients · unset to 6.0Dec 11, 2024 to Feb 20, 2025
- Assets in custody · $2.8M to $5.3MDec 11, 2024 to Feb 20, 2025
- State-registered IARs · 7 to 4Dec 11, 2024 to Feb 20, 2025
- Other offices · 1 to 2Dec 11, 2024 to Feb 20, 2025
- Discretionary RAUM · $329M to $344MDec 11, 2024 to Feb 20, 2025
- HNW RAUM · $114M to $159MDec 11, 2024 to Feb 20, 2025
- Individual RAUM · $822,317 to $1.3MDec 11, 2024 to Feb 20, 2025
- RAUM · $329M to $344MDec 11, 2024 to Feb 20, 2025
- Accounts · 55 to 128Jan 24, 2024 to Feb 20, 2024
- Corporate clients · 6 to 14Jan 24, 2024 to Feb 20, 2024
- HNW clients · 14 to 29Jan 24, 2024 to Feb 20, 2024
- Assets in custody · $97.1M to $2.8MJan 24, 2024 to Feb 20, 2024
- Employees · 10 to 9Jan 24, 2024 to Feb 20, 2024
- Discretionary RAUM · $230M to $329MJan 24, 2024 to Feb 20, 2024
- HNW RAUM · $60.5M to $114MJan 24, 2024 to Feb 20, 2024
- Individual RAUM · unset to 822317.0Jan 24, 2024 to Feb 20, 2024
- RAUM · $230M to $329MJan 24, 2024 to Feb 20, 2024
- Advisory employees · 6 to 7Oct 10, 2023 to Jan 24, 2024
- Employees · 9 to 10Oct 10, 2023 to Jan 24, 2024
- State-registered IARs · 6 to 7Oct 10, 2023 to Jan 24, 2024
- Other offices · 0 to 1Oct 10, 2023 to Jan 24, 2024
Signals
5 dated events
- Thomas Vincent Dunlap left Clarendon Private Llc for Harmony Wealth Partners (registered 2024-09-24)Aug 13, 2024 · Advisor changed firm · fact
- Matthew Stephen Morse left Clarendon Private Llc for Harmony Wealth Partners (registered 2024-06-18)Apr 9, 2024 · Advisor changed firm · fact
- Christopher John Brady left Clarendon Private Llc for Rwa Wealth Partners (registered 2023-10-05)Aug 9, 2023 · Advisor changed firm · fact
- Clarendon Private Llc reported RAUM $230.4M, up 82% from $126.9M (2022-04-19 to 2023-03-07)Mar 7, 2023 · RAUM change · derived
- Clarendon Private Llc filed its initial SEC registration (Form ADV)Aug 31, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@clarendonprivate.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 617-927-7999reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/clarendon-privatereportedpublic record, Form ADV, Sep 17, 2026
- Website
- clarendonprivate.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (617) 927-7999reportedpublic record, Form ADV, Jul 28, 2026
- Contact form
- clarendonprivate.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- clarendonprivate.com/about/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $70.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026