DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••••• W•••••
Legal name R••••••• L••
Latest filing Mar 9, 2026
First filing on the tape Mar 29, 2024 · 16 filings
SEC status approved since Apr 29, 2024
RAUM
$232M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$232M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$232M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$232M as of Mar 9, 2026
Mar 28, 2025$172M then
HNW client RAUM$220M as of Mar 9, 2026
Mar 28, 2025$158M then
State-registered IARs (5.B.3)1 as of Mar 9, 2026
Mar 28, 20251 then
Employees (5.A)3 as of Mar 9, 2026
Mar 28, 20252 then
Private funds: no history
RAUM +35% over the last fiscal yearIARs 1 to 1offices 0 to 1
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $232MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 127derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $358,382derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +35%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$220M95%
- Individuals$11.9M5.1%
- Pension and profit-sharing plans$550,3640.2%
- Individual clients
- 39reported
- HNW clients
- 88reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 648reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• E• K••••Certified Financial Planner | Boca Raton, Fl | May 24, 2024 | 17 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D•••• E• K•••• from B•••••••• A•••• M••••••••• L••May 24, 2024 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K••••• D••••• E• · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- K••••• D••••• E• · Ceocontrolsince 03/2024 · owns 75% or more of R•••••• W••••• L••
Entity owners
- R•••••• W••••• L•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 9, 2026RAUM (Item 5.F) moved from $171,942,100 to $232,231,669 (+35.0%) between the annual amendments of 2025-03-28 and 2026-03-09; the peer median change was +15.0% (4549 comparable advisers, 90.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,549) · 90% percentile
What changed
consecutive filings, newest first
- Accounts · 575 to 648Jan 7, 2026 to Mar 9, 2026
- HNW clients · 80 to 88Jan 7, 2026 to Mar 9, 2026
- Individual clients · 46 to 39Jan 7, 2026 to Mar 9, 2026
- Pension plan clients · 0.0 to unsetJan 7, 2026 to Mar 9, 2026
- Employees · 4 to 3Jan 7, 2026 to Mar 9, 2026
- Discretionary RAUM · $172M to $232MJan 7, 2026 to Mar 9, 2026
- HNW RAUM · $158M to $220MJan 7, 2026 to Mar 9, 2026
- Individual RAUM · $13.2M to $11.9MJan 7, 2026 to Mar 9, 2026
- Pension RAUM · $319,794 to $550,364Jan 7, 2026 to Mar 9, 2026
- RAUM · $172M to $232MJan 7, 2026 to Mar 9, 2026
- Employees · 2 to 4Oct 14, 2025 to Jan 7, 2026
- HQ city · JERSEY CITY to BOCA RATONOct 14, 2025 to Jan 7, 2026
- HQ state · NJ to FLOct 14, 2025 to Jan 7, 2026
- Other offices · 0 to 1Aug 5, 2025 to Oct 14, 2025
- Accounts · 300 to 575Oct 24, 2024 to Mar 28, 2025
- Charity clients · 0.0 to unsetOct 24, 2024 to Mar 28, 2025
- Corporate clients · 0.0 to unsetOct 24, 2024 to Mar 28, 2025
- HNW clients · 100 to 80Oct 24, 2024 to Mar 28, 2025
- Individual clients · 0 to 46Oct 24, 2024 to Mar 28, 2025
- Pooled vehicle clients · 0.0 to unsetOct 24, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 26-50Oct 24, 2024 to Mar 28, 2025
- Discretionary RAUM · $150M to $172MOct 24, 2024 to Mar 28, 2025
- HNW RAUM · $150M to $158MOct 24, 2024 to Mar 28, 2025
- Individual RAUM · $0 to $13.2MOct 24, 2024 to Mar 28, 2025
- Pension RAUM · $0 to $319,794Oct 24, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · 0.0 to unsetOct 24, 2024 to Mar 28, 2025
- RAUM · $150M to $172MOct 24, 2024 to Mar 28, 2025
- Accounts · unset to 300.0May 24, 2024 to Jun 20, 2024
- Business name · R••••••• L•• to R•••••• W•••••May 24, 2024 to Jun 20, 2024
- HNW clients · 0 to 100May 24, 2024 to Jun 20, 2024
- Insurance-licensed employees · 1 to 0May 24, 2024 to Jun 20, 2024
- Discretionary RAUM · unset to 150000000.0May 24, 2024 to Jun 20, 2024
- HNW RAUM · unset to 150000000.0May 24, 2024 to Jun 20, 2024
- Individual RAUM · unset to 0.0May 24, 2024 to Jun 20, 2024
- Non-discretionary RAUM · unset to 0.0May 24, 2024 to Jun 20, 2024
- Pension RAUM · unset to 0.0May 24, 2024 to Jun 20, 2024
- Pooled vehicle RAUM · unset to 0.0May 24, 2024 to Jun 20, 2024
- RAUM · unset to 150000000.0May 24, 2024 to Jun 20, 2024
- Employees · 1 to 2May 22, 2024 to May 24, 2024
- Insurance-licensed employees · 0 to 1May 22, 2024 to May 24, 2024
Signals
3 dated events
- Mehrizi Leila Shaver (Cco) no longer on Schedule A of R•••••• W••••• (listed 2024-04-09, absent 2024-05-07)May 7, 2024 · Control person left · inference
- Mehrizi Leila Shaver (Cco) appeared on Schedule A of R•••••• W•••••Apr 9, 2024 · Control person joined · fact
- R••••••• L•• filed its initial SEC registration (Form ADV)Mar 29, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/reshape-wealth/aboutreportedpublic record, Form ADV, Sep 19, 2026
- Website
- r•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-626-7902reportedpublic record, Form ADV, Mar 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $232Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026