DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Vineyard Wealth Group, LLC

Former SEC-registered adviserWest Tisbury, MassachusettsCRD 330619SEC 801-131617websiteIAPD
Latest filing Feb 27, 2025
First filing on the tape Nov 13, 2024 · 3 filings
SEC status 120-day approval since Dec 13, 2024
RAUM
$441,010
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$441,010 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$441,010
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$441,010 as of Feb 27, 2025
Nov 13, 2024$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Feb 27, 2025
Nov 13, 20241 then
Employees (5.A)1 as of Feb 27, 2025
Nov 13, 20241 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 27, 2025; every figure names its basis
RAUM per advisor
$441,010derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$220,505derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$441,010100%
Individual clients
1reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Grant Alan JoinerCertified Financial PlannerVineyard Haven, MaJan 2, 202519 y2
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Alan Grant Joiner · Chief Executive Officer And Chief Compliance Officercontrol
      since 11/2024 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 0 to 2
      Dec 13, 2024 to Feb 27, 2025
    • Individual clients · unset to 1.0
      Dec 13, 2024 to Feb 27, 2025
    • Discretionary RAUM · $0 to $441,010
      Dec 13, 2024 to Feb 27, 2025
    • Individual RAUM · unset to 441010.0
      Dec 13, 2024 to Feb 27, 2025
    • RAUM · $0 to $441,010
      Dec 13, 2024 to Feb 27, 2025
    Signals
    2 dated events
    • Vineyard Wealth Group, Llc no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $441,010)
      May 2, 2025 · Left the SEC roster · derived
    • Vineyard Wealth Group, Llc filed its initial SEC registration (Form ADV)
      Nov 13, 2024 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/vineyard-wealth-group?trk=public_profilreportedpublic record, Form ADV, Sep 17, 2026
    Website
    VINEYARDWEALTHGROUP.COMreportedpublic record, Form ADV, Sep 17, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $441,010derivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026