DFX Intelligence
RIA Intelligence
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SEC-registered adviser
B••••• W••••• M••••••••• L••
Latest filing Mar 4, 2026
First filing on the tape Apr 19, 2024 · 10 filings
SEC status approved since May 24, 2024
RAUM
$241M
reported, Item 5.F
Discretionary
49%
of RAUM
Private clients
87%
$209M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$241M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$241M as of Mar 4, 2026
Mar 20, 2025$222M then
HNW client RAUM$209M as of Mar 4, 2026
Mar 20, 2025$199M then
State-registered IARs (5.B.3)1 as of Mar 4, 2026
Mar 20, 20251 then
Employees (5.A)3 as of Mar 4, 2026
Mar 20, 20253 then
Private funds: no history
RAUM +8.6% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $241MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.7MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 49%derivedof RAUM
- Institutional
- 13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $7.1M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$209M87%
- Pension and profit-sharing plans$31.9M13%
- Individual clients
- n/areported
- HNW clients
- 24reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 176reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.1M for 5 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.87 fund_share=0.0 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E•••• S• B••••• | Palm Beach, Fl | May 24, 2024 | 17 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- E•••• S• B••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••May 24, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• E••••• S• · Managing Member And Chief Compliance Officercontrolsince 05/2024 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 4, 2026custody of client assets (Item 9.A): no on the filing of 2025-03-20, yes on the filing of 2026-03-04peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · 94 to 176Mar 20, 2025 to Mar 4, 2026
- HNW clients · 27 to 24Mar 20, 2025 to Mar 4, 2026
- Assets in custody · unset to 7131454.0Mar 20, 2025 to Mar 4, 2026
- Custody of client assets · false to trueMar 20, 2025 to Mar 4, 2026
- Discretionary RAUM · $98.2M to $118MMar 20, 2025 to Mar 4, 2026
- HNW RAUM · $199M to $209MMar 20, 2025 to Mar 4, 2026
- Non-discretionary RAUM · $124M to $123MMar 20, 2025 to Mar 4, 2026
- Pension RAUM · $23.3M to $31.9MMar 20, 2025 to Mar 4, 2026
- RAUM · $222M to $241MMar 20, 2025 to Mar 4, 2026
- BD registered reps · 1 to 0Sep 19, 2024 to Mar 20, 2025
- Employees · 2 to 3Sep 19, 2024 to Mar 20, 2025
- Financial planning clients · 0 to 0Sep 19, 2024 to Mar 20, 2025
- Discretionary RAUM · $69.4M to $98.2MSep 19, 2024 to Mar 20, 2025
- HNW RAUM · $167M to $199MSep 19, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $123M to $124MSep 19, 2024 to Mar 20, 2025
- Pension RAUM · $24.9M to $23.3MSep 19, 2024 to Mar 20, 2025
- RAUM · $192M to $222MSep 19, 2024 to Mar 20, 2025
- Accounts · 0 to 94Aug 28, 2024 to Sep 19, 2024
- HNW clients · unset to 27.0Aug 28, 2024 to Sep 19, 2024
- Discretionary RAUM · $0 to $69.4MAug 28, 2024 to Sep 19, 2024
- HNW RAUM · unset to 167334329.0Aug 28, 2024 to Sep 19, 2024
- Non-discretionary RAUM · $0 to $123MAug 28, 2024 to Sep 19, 2024
- Pension RAUM · unset to 24868800.0Aug 28, 2024 to Sep 19, 2024
- RAUM · $0 to $192MAug 28, 2024 to Sep 19, 2024
- Business name · A••• F•••••••• M••••••••• L•• to B••••• W••••• M••••••••• L••May 24, 2024 to May 29, 2024
- HQ city · unset to PALM BEACHMay 24, 2024 to May 29, 2024
- HQ state · unset to FLMay 24, 2024 to May 29, 2024
- Legal name · A••• F•••••••• M••••••••• L•• to B••••• W••••• M••••••••• L••May 24, 2024 to May 29, 2024
Signals
2 dated events
- Michael Brian Young (Interim Chief Compliance Officer) no longer on Schedule A of B••••• W••••• M••••••••• L•• (listed 2024-05-17, absent 2024-05-24)May 24, 2024 · Control person left · inference
- A••• F•••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Apr 19, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/bassam-wealth-managementreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- (561) 494-6391reportedpublic record, Form ADV, Mar 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $241Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026