DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Tide Cycle Resources LLC
Latest filing Jul 2, 2026
First filing on the tape Apr 29, 2024 · 5 filings
SEC status approved since May 30, 2024
RAUM
$1.9B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$1.9B individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$926M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$1.9B as of Jul 2, 2026
Mar 25, 2025$1.6B then
HNW client RAUM$1.9B as of Jul 2, 2026
Mar 25, 2025$1.6B then
State-registered IARs (5.B.3)2 as of Jul 2, 2026
Mar 25, 20252 then
Employees (5.A)3 as of Jul 2, 2026
Mar 25, 20252 then
Private funds: no history
RAUM +19% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Jul 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $926MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9BderivedHNW RAUM over HNW clients
- Average account
- $1.9BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.9B100%
- Individual clients
- n/areported
- HNW clients
- 1reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jeffrey Robert CroteauChartered Financial Analyst | Portsmouth, Nh | Jun 13, 2024 | 26 y | 2 |
| Kate Doughan DumasChartered Financial Analyst | Portsmouth, Nh | Feb 6, 2025 | 20 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Jeffrey Robert Croteau from Prime Buchholz LLCJun 13, 2024 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Robert Jeffrey Croteau · Founder, Chief Investment Officer Chief Compliance Officercontrolsince 02/2024 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Portsmouth, Nh · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Jul 2, 2026discretionary share of RAUM of 0% against a peer median of 99% (1362 comparable advisers, 0.0th percentile, 33.2 robust deviations)peers: independent wealth managers, $1B to $5B (1,362) · 0.0% percentile
What changed
consecutive filings, newest first
- Employees · 2 to 3Mar 11, 2026 to Jul 2, 2026
- HNW clients · unset to 1.0Mar 25, 2025 to Mar 11, 2026
- HNW RAUM · $1.6B to $1.9BMar 25, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $1.6B to $1.9BMar 25, 2025 to Mar 11, 2026
- RAUM · $1.6B to $1.9BMar 25, 2025 to Mar 11, 2026
- Advisory employees · 1 to 2Aug 29, 2024 to Mar 25, 2025
- Employees · 1 to 2Aug 29, 2024 to Mar 25, 2025
- Financial planning clients · 0 to 0Aug 29, 2024 to Mar 25, 2025
- State-registered IARs · 1 to 2Aug 29, 2024 to Mar 25, 2025
- HNW RAUM · $1.4B to $1.6BAug 29, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $1.4B to $1.6BAug 29, 2024 to Mar 25, 2025
- RAUM · $1.4B to $1.6BAug 29, 2024 to Mar 25, 2025
Signals
1 dated events
- Tide Cycle Resources Llc filed its initial SEC registration (Form ADV)Apr 29, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Tide Cycle Resources LLC · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business email
- hannah@tidecycleresources.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 207-752-7970reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/tide-cycle-resources-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- tidecycleresources.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 207-752-7970reportedpublic record, Form ADV, Jul 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $926Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026