DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•• G••••• L••
Latest filing Aug 19, 2026
First filing on the tape Jul 8, 2024 · 9 filings
SEC status approved since Aug 9, 2024
RAUM
$155M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$155M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$51.7M
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$155M as of Aug 19, 2026
Jan 27, 2025$121M then
HNW client RAUM$90.0M as of Aug 19, 2026
Jan 27, 2025$50.0M then
State-registered IARs (5.B.3)3 as of Aug 19, 2026
Jan 27, 20252 then
Employees (5.A)6 as of Aug 19, 2026
Jan 27, 20255 then
Private funds: no history
RAUM +29% over the last fiscal yearIARs 2 to 3offices 0 to 1
Practice profile
derived from the filing of Aug 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $51.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 117derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $176,703derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.5%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$90.0M58%
- Individuals$65.1M42%
- Charitable organizations$50,0000.0%
- Individual clients
- 300reported
- HNW clients
- 50reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 878reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••••• T••••• R••••••Chartered Financial Consultant | Holly, Mi | Aug 21, 2024 | 36 y | 4 |
| P••• J••••• P••• | Holly, Mi | Aug 21, 2024 | 29 y | 2 |
| A•••••••• M••• F••••••••• | Holly, Mi | Nov 3, 2025 | 15 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••••••• M••• F••••••••• from A•••• W••••• A•••••••• L••Nov 3, 2025 · RIA to RIA
- P••• J••••• P••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Aug 21, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- R••••••• T••••• R•••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Aug 21, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from C•••••••• I••••••••• R••••••• A•••••••• I•••Aug 30, 2024 · Holly, Mi
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R••••••• R•••••••• T••••• · Managing Member/Ccocontrolsince 07/2024 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Holly, Mi · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Feb 8, 2026HNW share of RAUM moved from 41.0% to 58.0% between the annual amendments of 2025-01-27 and 2026-02-08peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Other offices · 0 to 1Feb 8, 2026 to Aug 19, 2026
- Accounts · 748 to 878Jul 30, 2025 to Feb 8, 2026
- HNW clients · 35 to 50Jul 30, 2025 to Feb 8, 2026
- Employees · 5 to 6Jul 30, 2025 to Feb 8, 2026
- State-registered IARs · 2 to 3Jul 30, 2025 to Feb 8, 2026
- Discretionary RAUM · $121M to $155MJul 30, 2025 to Feb 8, 2026
- HNW RAUM · $50.0M to $90.0MJul 30, 2025 to Feb 8, 2026
- Individual RAUM · $70.0M to $65.1MJul 30, 2025 to Feb 8, 2026
- RAUM · $121M to $155MJul 30, 2025 to Feb 8, 2026
- Financial planning clients · 1-10 to 1-10Jan 27, 2025 to Jul 30, 2025
- Accounts · 734 to 748Nov 22, 2024 to Jan 27, 2025
- Charity clients · unset to 1.0Nov 22, 2024 to Jan 27, 2025
- HNW clients · unset to 35.0Nov 22, 2024 to Jan 27, 2025
- Individual clients · 350 to 300Nov 22, 2024 to Jan 27, 2025
- Financial planning clients · 0 to 1-10Nov 22, 2024 to Jan 27, 2025
- Discretionary RAUM · $124M to $121MNov 22, 2024 to Jan 27, 2025
- HNW RAUM · unset to 50000000.0Nov 22, 2024 to Jan 27, 2025
- Individual RAUM · $124M to $70.0MNov 22, 2024 to Jan 27, 2025
- RAUM · $124M to $121MNov 22, 2024 to Jan 27, 2025
- Accounts · 0 to 734Nov 20, 2024 to Nov 22, 2024
- Individual clients · unset to 350.0Nov 20, 2024 to Nov 22, 2024
- Discretionary RAUM · $0 to $124MNov 20, 2024 to Nov 22, 2024
- Individual RAUM · unset to 123690124.0Nov 20, 2024 to Nov 22, 2024
- RAUM · $0 to $124MNov 20, 2024 to Nov 22, 2024
Signals
2 dated events
- 2 advisors left C•••••••• I••••••••• R••••••• A•••••••• I••• (Holly, MI) for R•• G••••• L•• on the same dayAug 30, 2024 · Team lift-out · derived
- R•• G••••• L•• filed its initial SEC registration (Form ADV)Jul 8, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 248-634-7720reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- rhlgroup.usreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 248-634-7720reportedpublic record, Form ADV, Aug 19, 2026
- Contact form
- rhlgroup.us/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- rhlgroup.us/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $51.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026