DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• W••••• A•••••••• L••
Latest filing Jun 11, 2026
First filing on the tape Feb 8, 2014 · 56 filings
SEC status approved since Feb 27, 2014
RAUM
$561M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$561M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$112M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
56 filings and snapshots on the tape
RAUM$561M as of Jun 11, 2026
Mar 25, 2015$185M then
HNW client RAUM$0 as of Jun 11, 2026
Mar 29, 2018$169M then
State-registered IARs (5.B.3)5 as of Jun 11, 2026
Mar 25, 20154 then
Employees (5.A)5 as of Jun 11, 2026
Mar 25, 20157 then
Private funds: no history
RAUM +31% over the last fiscal year+20% a year over threeIARs 5 to 5offices 1 to 2
Practice profile
derived from the filing of Jun 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $112MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 162derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $263,302derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.7%derived
- Compensation
- percentage of assets, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $120M, 472 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$561M100%
- Individual clients
- 809reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2,132reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $20.3M managedreported
- Custody of client assets
- $120M for 472 clientsreported
- Compensation
- % of AUM, fixed, commissionsreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••• P••• T••••••••Certified Financial Planner | Grand Blanc, Mi | May 19, 2014 | 34 y | 1 |
| N••• C• M•••••Certified Financial Planner | Fenton, Mi | Jul 10, 2014 | 18 y | 3 |
| J•••• J••••• B•••••• | Grand Blanc, Mi | Jul 10, 2014 | 28 y | 1 |
| C••••••••• C••• R••••••Chartered Financial Consultant | Grand Blanc, Mi | Jul 11, 2014 | 24 y | 1 |
| B••••••• D••• O•••••Certified Financial Planner | Grand Blanc, Mi | Jun 30, 2025 | 11 y | 2 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 20% of current headcount2 left over 36 months
Left, latest
- A•••••••• M••• F••••••••• to R•• G••••• L••Nov 5, 2025 · RIA to RIA
- G••• J••••• S•••••••• to L••• B•••• W••••• M••••••••• L••Jan 25, 2024 · RIA to RIA
- J••• P•••••• S•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••May 5, 2021 · RIA to affiliated broker-dealer or bank
Joined, latest
- B••••••• D••• O••••• from O••••• L••••• V••••••• I••••••••• G••••• I•••Jun 30, 2025 · RIA to RIA
- J••• P•••••• S•••••• from S•••••• • A••••••••• L••Jul 11, 2018 · Other
- C••••••••• C••• R•••••• from A••••••••• F•••••••• S•••••••• L••Jul 11, 2014 · Other
- J•••• J••••• B•••••• from A••••••••• F•••••••• S•••••••• L••Jul 10, 2014 · Other
- N••• C• M••••• from A••••••••• F•••••••• S•••••••• L••Jul 10, 2014 · Other
- T••• P••• T•••••••• from A••••••••• F•••••••• S•••••••• L••May 19, 2014 · Affiliated broker-dealer or bank to a newly registered adviser
- G••• J••••• S•••••••• from W••••••••• A•••••••• L••Feb 27, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••••• G•••• J••••• · Ccocontrolsince 01/2014 · owns less than 5%
- T••••••••• T•••• P••• · Ceo & Managing Membercontrolsince 05/2014 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Grand Blanc, Mi · principal | 5 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Fenton, MI1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 3, 2026accounts (Item 5.F.2.f) moved from 1,223.0 to 2,132.0 (+74.0%) between the annual amendments of 2025-03-16 and 2026-03-03; the peer median change was +6.0% (1256 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,256) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 1,223 to 2,132Jan 5, 2026 to Mar 3, 2026
- Advisory activities · 2 to 3Jan 5, 2026 to Mar 3, 2026
- Individual clients · 840 to 809Jan 5, 2026 to Mar 3, 2026
- Assets in custody · $370M to $120MJan 5, 2026 to Mar 3, 2026
- Financial planning clients · 51-100 to 251-500Jan 5, 2026 to Mar 3, 2026
- Discretionary RAUM · $415M to $553MJan 5, 2026 to Mar 3, 2026
- Individual RAUM · $430M to $561MJan 5, 2026 to Mar 3, 2026
- Non-discretionary RAUM · $14.5M to $8.2MJan 5, 2026 to Mar 3, 2026
- RAUM · $430M to $561MJan 5, 2026 to Mar 3, 2026
- Wrap assets (manager) · $19.4M to $20.3MJan 5, 2026 to Mar 3, 2026
- Other offices · 1 to 2Nov 13, 2025 to Jan 5, 2026
- Wrap assets (manager) · unset to 19357989.0Jul 11, 2025 to Aug 19, 2025
- Wrap assets (sponsor) · unset to 0.0Jul 11, 2025 to Aug 19, 2025
- Financial planning clients · 51-100 to 51-100Mar 16, 2025 to Jul 11, 2025
- Accounts · 1,690 to 1,223Aug 29, 2024 to Mar 16, 2025
- Assets in custody · $2,749 to $370MAug 29, 2024 to Mar 16, 2025
- Discretionary RAUM · $366M to $415MAug 29, 2024 to Mar 16, 2025
- Individual RAUM · $377M to $430MAug 29, 2024 to Mar 16, 2025
- Non-discretionary RAUM · $11.0M to $14.5MAug 29, 2024 to Mar 16, 2025
- RAUM · $377M to $430MAug 29, 2024 to Mar 16, 2025
- Accounts · 1,622 to 1,690Nov 2, 2023 to Feb 6, 2024
- Advisory activities · 4 to 2Nov 2, 2023 to Feb 6, 2024
- HNW clients · 379 to 0Nov 2, 2023 to Feb 6, 2024
- Individual clients · 447 to 840Nov 2, 2023 to Feb 6, 2024
- Assets in custody · $2.9M to $2,749Nov 2, 2023 to Feb 6, 2024
- Discretionary RAUM · $316M to $366MNov 2, 2023 to Feb 6, 2024
- HNW RAUM · $227M to $0Nov 2, 2023 to Feb 6, 2024
- Individual RAUM · $98.7M to $377MNov 2, 2023 to Feb 6, 2024
- Non-discretionary RAUM · $9.9M to $11.0MNov 2, 2023 to Feb 6, 2024
- RAUM · $326M to $377MNov 2, 2023 to Feb 6, 2024
- Advisory activities · 3 to 4Feb 23, 2023 to Mar 14, 2023
- Accounts · 1,541 to 1,622Jan 26, 2023 to Feb 23, 2023
- HNW clients · 170 to 379Jan 26, 2023 to Feb 23, 2023
- Individual clients · 730 to 447Jan 26, 2023 to Feb 23, 2023
- Assets in custody · $2.9M to $2.9MJan 26, 2023 to Feb 23, 2023
- Discretionary RAUM · $322M to $316MJan 26, 2023 to Feb 23, 2023
- HNW RAUM · $191M to $227MJan 26, 2023 to Feb 23, 2023
- Individual RAUM · $143M to $98.7MJan 26, 2023 to Feb 23, 2023
- Non-discretionary RAUM · $11.0M to $9.9MJan 26, 2023 to Feb 23, 2023
- RAUM · $333M to $326MJan 26, 2023 to Feb 23, 2023
Signals
5 dated events
- A•••• W••••• A•••••••• L•• reported RAUM $561.4M, up 31% from $429.9M (2026-01-05 to 2026-03-03)Mar 3, 2026 · RAUM change · derived
- A•••••••• M••• F••••••••• left A•••• W••••• A•••••••• L•• for R•• G••••• L•• (registered 2025-11-03)Nov 5, 2025 · Advisor changed firm · fact
- G••• J••••• S•••••••• left A•••• W••••• A•••••••• L•• for L••• B•••• W••••• M••••••••• L•• (registered 2014-04-21)Jan 25, 2024 · Advisor changed firm · fact
- Charles Steven Bliss (Ceo & Managing Partner) no longer on Schedule A of A•••• W••••• A•••••••• L•• (listed 2023-03-15, absent 2023-10-31)Oct 31, 2023 · control person l••• · inference
- A•••• W••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Feb 8, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 810-373-6509reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 810-953-4400reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 810-953-4444reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- A••••WEALTHADVISORS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 810-953-4444reportedpublic record, Form ADV, Jun 11, 2026
- Contact form
- a•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- a•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $112Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026