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SEC-registered adviser

E••••• C•••••• M••••••••• L••

Independent wealth managerCRD 330816SEC 801-130280websiteIAPD
Latest filing Mar 27, 2026
First filing on the tape Apr 15, 2024 · 9 filings
SEC status 120-day approval since May 15, 2024
RAUM
$71.8M
reported, Item 5.F
Discretionary
8.4%
of RAUM
Private clients
78%
$56.2M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$35.9M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$71.8M as of Mar 27, 2026
Mar 28, 2025$68.0M then
HNW client RAUM$56.2M as of Mar 27, 2026
Mar 28, 2025$53.6M then
State-registered IARs (5.B.3)2 as of Mar 27, 2026
Mar 28, 20252 then
Employees (5.A)2 as of Mar 27, 2026
Mar 28, 20252 then
Private funds: no history
RAUM +5.5% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
  • UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
RAUM per advisor
$35.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$18.7MderivedHNW RAUM over HNW clients
Average account
$17.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
8.4%derivedof RAUM
Institutional
22%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+5.5%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$56.2M78%
  • Charitable organizations$15.5M22%
Individual clients
n/areported
HNW clients
3reported
Pension plan clients
n/areported
Charitable clients
1reported
Accounts
4reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.78 fund_share=0.0 institutional_share=0.22 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J•• C•••• W•••••Chartered Financial AnalystBoston, MaJun 25, 202419 y1
M••• M•••••• C•••••••••Boston, MaSep 17, 202510 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • W•••••• J••• C•••• · Managing Partner And Chief Compliance Officercontrol
        since 04/2024 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Boston, Ma200
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $5.2M to $6.0M
        Mar 28, 2025 to Mar 27, 2026
      • HNW RAUM · $53.6M to $56.2M
        Mar 28, 2025 to Mar 27, 2026
      • Non-discretionary RAUM · $62.8M to $65.7M
        Mar 28, 2025 to Mar 27, 2026
      • RAUM · $68.0M to $71.8M
        Mar 28, 2025 to Mar 27, 2026
      • Accounts · 0 to 4
        Dec 17, 2024 to Mar 28, 2025
      • Advisory activities · 2 to 1
        Dec 17, 2024 to Mar 28, 2025
      • Charity clients · unset to 1.0
        Dec 17, 2024 to Mar 28, 2025
      • HNW clients · unset to 3.0
        Dec 17, 2024 to Mar 28, 2025
      • Assets in custody · 0.0 to unset
        Dec 17, 2024 to Mar 28, 2025
      • Custody of client assets · true to false
        Dec 17, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        Dec 17, 2024 to Mar 28, 2025
      • HQ city · unset to
        Dec 17, 2024 to Mar 28, 2025
      • HQ state · unset to
        Dec 17, 2024 to Mar 28, 2025
      • Discretionary RAUM · $0 to $5.2M
        Dec 17, 2024 to Mar 28, 2025
      • HNW RAUM · unset to 53589838.0
        Dec 17, 2024 to Mar 28, 2025
      • Non-discretionary RAUM · $0 to $62.8M
        Dec 17, 2024 to Mar 28, 2025
      • RAUM · $0 to $68.0M
        Dec 17, 2024 to Mar 28, 2025
      • Advisory employees · 1 to 2
        Oct 2, 2024 to Dec 17, 2024
      • Employees · 1 to 2
        Oct 2, 2024 to Dec 17, 2024
      • State-registered IARs · 1 to 2
        Oct 2, 2024 to Dec 17, 2024
      • Business name · E••••• C•••••• M••••••••• to E••••• C•••••• M••••••••• L••
        Apr 15, 2024 to Apr 29, 2024
      Signals
      2 dated events
      • ••• Locked
        Aug 7, 2024 · Team lift-out · derived
      • ••• Locked
        Apr 15, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      e•••••••••.comreportedpublic record, Form ADV, Mar 27, 2026
      Principal office phone
      9788867388reportedpublic record, Form ADV, Mar 27, 2026
      Team page
      e•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $35.9Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026