DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••• F••• W•••••
Legal name B••• F••• W•••••• L••
Latest filing Mar 27, 2026
First filing on the tape Apr 4, 2024 · 7 filings
SEC status approved since May 3, 2024
RAUM
$144M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$144M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$144M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$144M as of Mar 27, 2026
Mar 26, 2025$102M then
HNW client RAUM$139M as of Mar 27, 2026
Mar 26, 2025$99.0M then
State-registered IARs (5.B.3)1 as of Mar 27, 2026
Mar 26, 20251 then
Employees (5.A)2 as of Mar 27, 2026
Mar 26, 20252 then
Private funds: no history
RAUM +42% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $144MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 55derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $696,404derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +42%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +34%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $38.4M, 19 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$139M96%
- Individuals$5.3M3.7%
- Individual clients
- 15reported
- HNW clients
- 40reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 207reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $38.4M for 19 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••••• C•••••••• M••••Certified Financial Planner | Austin, Tx | May 3, 2024 | 22 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••••••• C•••••••• M•••• from M••• W••••• M••••••••• L••May 3, 2024 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••• M•••••••• C•••••••• · Managing Member/Chief Compliance Officercontrolsince 03/2024 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $101,603,737 to $144,155,656 (+42.0%) between the annual amendments of 2025-03-26 and 2026-03-27; the peer median change was +15.0% (4550 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 161 to 207Aug 28, 2025 to Mar 27, 2026
- HNW clients · 33 to 40Aug 28, 2025 to Mar 27, 2026
- Individual clients · 8 to 15Aug 28, 2025 to Mar 27, 2026
- Assets in custody · $26.0M to $38.4MAug 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $102M to $144MAug 28, 2025 to Mar 27, 2026
- HNW RAUM · $99.0M to $139MAug 28, 2025 to Mar 27, 2026
- Individual RAUM · $2.6M to $5.3MAug 28, 2025 to Mar 27, 2026
- RAUM · $102M to $144MAug 28, 2025 to Mar 27, 2026
- Assets in custody · unset to 25952475.0Mar 26, 2025 to Aug 28, 2025
- Custody of client assets · false to trueMar 26, 2025 to Aug 28, 2025
- Accounts · 155 to 161Aug 30, 2024 to Mar 26, 2025
- HNW clients · 34 to 33Aug 30, 2024 to Mar 26, 2025
- Individual clients · 6 to 8Aug 30, 2024 to Mar 26, 2025
- Financial planning clients · 26-50 to 26-50Aug 30, 2024 to Mar 26, 2025
- HQ city · unset to Aug 30, 2024 to Mar 26, 2025
- HQ state · unset to Aug 30, 2024 to Mar 26, 2025
- Discretionary RAUM · $101M to $102MAug 30, 2024 to Mar 26, 2025
- HNW RAUM · $98.9M to $99.0MAug 30, 2024 to Mar 26, 2025
- Individual RAUM · $2.0M to $2.6MAug 30, 2024 to Mar 26, 2025
- RAUM · $101M to $102MAug 30, 2024 to Mar 26, 2025
- Accounts · unset to 155.0Aug 3, 2024 to Aug 30, 2024
- HNW clients · unset to 34.0Aug 3, 2024 to Aug 30, 2024
- Individual clients · unset to 6.0Aug 3, 2024 to Aug 30, 2024
- Employees · 1 to 2Aug 3, 2024 to Aug 30, 2024
- Financial planning clients · 0 to 26-50Aug 3, 2024 to Aug 30, 2024
- Discretionary RAUM · unset to 100873139.0Aug 3, 2024 to Aug 30, 2024
- HNW RAUM · unset to 98892565.0Aug 3, 2024 to Aug 30, 2024
- Individual RAUM · unset to 1980574.0Aug 3, 2024 to Aug 30, 2024
- Non-discretionary RAUM · unset to 0.0Aug 3, 2024 to Aug 30, 2024
- RAUM · unset to 100873139.0Aug 3, 2024 to Aug 30, 2024
Signals
1 dated events
- B••• F••• W••••• filed its initial SEC registration (Form ADV)Apr 4, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- b•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 512-882-3899reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $144Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026