DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••••• K•••• L••
Latest filing Jun 15, 2026
First filing on the tape Jun 30, 2025 · 3 filings
SEC status approved since Jul 30, 2025
RAUM
$1.7B
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.7B
derived; firm RAUM over IAPD count
Employees
14
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
12
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$1.7B as of Jun 15, 2026
Jun 30, 2025$1.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Jun 15, 2026
Jun 30, 20250 then
Employees (5.A)14 as of Jun 15, 2026
Jun 30, 202512 then
Private funds12 as of Jun 15, 2026
Jun 30, 202512 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.7BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $129MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 14.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• W•••••••• | Greenwich, Ct | Aug 14, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•• F••• ••• L• | Private Equity Fund | $71.0M | 18 | May 29, 2024 |
| R•• F••• •• | Private Equity Fund | $43.9M | 2 | May 29, 2024 |
| R•• F••• I• C••••• | Private Equity Fund | $13.4M | 1 | May 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- F••••••••• H•••••••• G••••• · Principalcontrolsince 03/2025 · owns less than 5%
- K•••••• R••••• W• · Partner, Managing Membercontrolsince 09/2023 · owns less than 5%
- W••••••••• J••••• · Chief Compliance Officercontrolsince 05/2024 · owns less than 5%
Entity owners
- R•• F••••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 12 to 13Jun 30, 2025 to Mar 31, 2026
- Advisory employees · 10 to 11Jun 30, 2025 to Mar 31, 2026
- Employees · 12 to 14Jun 30, 2025 to Mar 31, 2026
- State-registered IARs · 0 to 1Jun 30, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.2B to $1.6BJun 30, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $0 to $121MJun 30, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.2B to $1.7BJun 30, 2025 to Mar 31, 2026
- RAUM · $1.2B to $1.7BJun 30, 2025 to Mar 31, 2026
Signals
1 dated events
- R•••••• K•••• L•• reported RAUM $1.7B, up 37% from $1.2B (2025-06-30 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- R•••••• K•••• L•• · Independent Sponsorsshared crd · capital_provider
- R•••••• K•••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/renwave-korereportedpublic record, Form ADV, Sep 19, 2026
- Website
- r•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 203-905-9236reportedpublic record, Form ADV, Jun 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.7Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026