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RIA Intelligence

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SEC-registered adviser

A••••• W•••••

Independent wealth managerWestlake Village, CaliforniaCRD 331100SEC 801-130234website IAPD

Legal name A••••• W••••• L••

Latest filing Jun 24, 2026

First filing on the tape Apr 9, 2024 · 20 filings

SEC status approved since May 23, 2024

RAUM

$566M

reported, Item 5.F

Discretionary

96%

of RAUM

Private clients

97%

$550M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$189M

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

20 filings and snapshots on the tape

RAUM$566M as of Jun 24, 2026

Feb 28, 2025$771M then

HNW client RAUM$247M as of Jun 24, 2026

Feb 28, 2025$526M then

State-registered IARs (5.B.3)3 as of Jun 24, 2026

Feb 28, 20253 then

Employees (5.A)7 as of Jun 24, 2026

Feb 28, 20257 then

Private funds: no history

RAUM -27% over the last fiscal yearIARs 3 to 3

Practice profile

derived from the filing of Jun 24, 2026; every figure names its basis

Archetypes, each a printed rule

Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $189MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 109derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $12.4MderivedHNW RAUM over HNW clients
Average account: $421,221derivedRAUM over accounts (5.F.2.f)
Discretionary: 96%derivedof RAUM
Institutional: 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.3derivedItem 5.A over advisors
Advisors per office: 3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: -27%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: -8.9%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Custody: $15.9M, 45 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Individuals$303M54%
High-net-worth individuals$247M44%
Corporations and businesses$10.2M1.8%
Pension and profit-sharing plans$4.1M0.7%
Charitable organizations$1.3M0.2%

Individual clients: 308reported
HNW clients: 20reported
Pension plan clients: 5reported
Charitable clients: 2reported
Accounts: 1,344reported
Financial planning clients: 26-50reported
Wrap fee programs: noreported
Custody of client assets: $15.9M for 45 clientsreported
Compensation: % of AUMreported
Class basis: private_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=3.0derived

Advisors registered through the firm

3 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
M••••••• R• G•••••	Westlake Village, Ca	May 28, 2024	23 y	2
M•••••• C• M••••••	Westlake Village, Ca	May 28, 2024	43 y	1
A••• G• M••••••••	Westlake Village, Ca	Jan 1, 2026	15 y	1

Advisor movement

0 left, 1 joined in 12 months

net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

A••• G• M•••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Jan 1, 2026 · Wirehouse to independent RIA
M••••••• R• G••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
May 28, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
M•••••• C• M•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
May 28, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

3 joined from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
May 28, 2024 · Westlake Village, Ca

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

G•••••• M•••••••• R• · Founding Member And Managercontrol
since 05/2024 · owns 25% to 50%
H••• V••••••• · Chief Operating Officercontrol
since 05/2024 · owns less than 5%
M••••••••• A•••• G• · Founding Member And Managercontrol
since 05/2024 · owns 25% to 50%
H••••••• R•••••• · Chief Compliance Officer
since 04/2024 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Westlake Village, Ca · principal	3	1	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

6 against comparable advisers; where to look, not conclusions

institutional to wealth shiftCombination · filing Feb 24, 2026
institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $771,265,644 to $566,121,304, advisors 3 to 3, private clients 360 to 328, offices 0 to 0 (2025-03-19 to 2026-02-24)
peers: independent wealth managers, $500M to $1B (1,482)
institutional asset share shiftChange between filings · filing Feb 24, 2026
institutional share of RAUM moved from 20.0% to 3.0% between the annual amendments of 2025-03-19 and 2026-02-24
peers: independent wealth managers, $500M to $1B (1,482)
client mix shiftChange between filings · filing Feb 24, 2026
private-client share of RAUM moved from 80.0% to 97.0% between the annual amendments of 2025-03-19 and 2026-02-24
peers: independent wealth managers, $500M to $1B (1,482)
discretionary share shiftChange between filings · filing Feb 24, 2026
discretionary share of RAUM moved from 60.0% to 96.0% between the annual amendments of 2025-03-19 and 2026-02-24
peers: independent wealth managers, $500M to $1B (1,482)
HNW share shiftChange between filings · filing Feb 24, 2026
HNW share of RAUM moved from 68.0% to 44.0% between the annual amendments of 2025-03-19 and 2026-02-24
peers: independent wealth managers, $500M to $1B (1,482)
RAUM down 25 %Change between filings · filing Feb 24, 2026
RAUM (Item 5.F) moved from $771,265,644 to $566,121,304 (-27.0%) between the annual amendments of 2025-03-19 and 2026-02-24; the peer median change was +16.0% (1385 comparable advisers, 1.0th percentile of changes)
peers: independent wealth managers, $500M to $1B (1,385) · 0.7% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 1,079 to 1,344
Sep 10, 2025 to Feb 24, 2026
BD registered reps · 2 to 3
Sep 10, 2025 to Feb 24, 2026
Charity clients · unset to 2.0
Sep 10, 2025 to Feb 24, 2026
Corporate clients · 5 to 15
Sep 10, 2025 to Feb 24, 2026
HNW clients · 128 to 20
Sep 10, 2025 to Feb 24, 2026
Individual clients · 232 to 308
Sep 10, 2025 to Feb 24, 2026
Pension plan clients · 1 to 5
Sep 10, 2025 to Feb 24, 2026
Assets in custody · unset to 15903206.0
Sep 10, 2025 to Feb 24, 2026
Custody of client assets · false to true
Sep 10, 2025 to Feb 24, 2026
Financial planning clients · 11-25 to 26-50
Sep 10, 2025 to Feb 24, 2026
Discretionary RAUM · $462M to $543M
Sep 10, 2025 to Feb 24, 2026
HNW RAUM · $526M to $247M
Sep 10, 2025 to Feb 24, 2026
Individual RAUM · $90.5M to $303M
Sep 10, 2025 to Feb 24, 2026
Non-discretionary RAUM · $309M to $22.8M
Sep 10, 2025 to Feb 24, 2026
Pension RAUM · $1.4M to $4.1M
Sep 10, 2025 to Feb 24, 2026
RAUM · $771M to $566M
Sep 10, 2025 to Feb 24, 2026
Financial planning clients · 11-25 to 11-25
Mar 19, 2025 to May 19, 2025
BD registered reps · 0 to 2
Oct 1, 2024 to Feb 28, 2025
Accounts · 730 to 1,079
Oct 1, 2024 to Feb 28, 2025
Corporate clients · unset to 5.0
Oct 1, 2024 to Feb 28, 2025
HNW clients · 102 to 128
Oct 1, 2024 to Feb 28, 2025
Individual clients · 118 to 232
Oct 1, 2024 to Feb 28, 2025
Financial planning clients · 0 to 11-25
Oct 1, 2024 to Feb 28, 2025
State-registered IARs · 7 to 3
Oct 1, 2024 to Feb 28, 2025
Discretionary RAUM · $524M to $462M
Oct 1, 2024 to Feb 28, 2025
HNW RAUM · $109M to $526M
Oct 1, 2024 to Feb 28, 2025
Individual RAUM · $384M to $90.5M
Oct 1, 2024 to Feb 28, 2025
Non-discretionary RAUM · $133M to $309M
Oct 1, 2024 to Feb 28, 2025
Pension RAUM · $19,786 to $1.4M
Oct 1, 2024 to Feb 28, 2025
RAUM · $657M to $771M
Oct 1, 2024 to Feb 28, 2025
Assets in custody · 650000.0 to unset
Aug 30, 2024 to Oct 1, 2024
Custody of client assets · true to false
Aug 30, 2024 to Oct 1, 2024
Accounts · 0 to 730
Jun 3, 2024 to Jul 25, 2024
HNW clients · unset to 102.0
Jun 3, 2024 to Jul 25, 2024
Individual clients · unset to 118.0
Jun 3, 2024 to Jul 25, 2024
Pension plan clients · unset to 1.0
Jun 3, 2024 to Jul 25, 2024
Assets in custody · unset to 650000.0
Jun 3, 2024 to Jul 25, 2024
Custody of client assets · false to true
Jun 3, 2024 to Jul 25, 2024
Discretionary RAUM · $0 to $524M
Jun 3, 2024 to Jul 25, 2024
HNW RAUM · unset to 109223805.0
Jun 3, 2024 to Jul 25, 2024

Signals

4 dated events

A••••• W••••• reported RAUM $566.1M, down 27% from $771.3M (2025-09-10 to 2026-02-24)
Feb 24, 2026 · RAUM change · derived
3 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (Westlake Village, CA) for A••••• W••••• on the same day
May 28, 2024 · Team lift-out · derived
Sean Kevin Woodard (Member And Manager) no longer on Schedule A of A••••• W••••• (listed 2024-05-16, absent 2024-05-24)
May 24, 2024 · Control person left · inference
A••••• W••••• filed its initial SEC registration (Form ADV)
Apr 9, 2024 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: info@alteriwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 818-337-7537reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 805-809-0400reportedpublished by the firm, firm site, Sep 15, 2026
Website: alteriwealth.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 805-809-0400reportedpublic record, Form ADV, Jun 24, 2026
Contact form: alteriwealth.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Team page: alteriwealth.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $189Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026