DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
T•• K••••••••• G••••
Legal name T•• K••••••••• G•••• L••
Latest filing Jan 27, 2026
First filing on the tape Apr 16, 2024 · 7 filings
SEC status approved since May 16, 2024
RAUM
$241M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$241M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$120M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$241M as of Jan 27, 2026
Mar 11, 2025$185M then
HNW client RAUM$229M as of Jan 27, 2026
Mar 11, 2025$173M then
State-registered IARs (5.B.3)2 as of Jan 27, 2026
Mar 11, 20252 then
Employees (5.A)3 as of Jan 27, 2026
Mar 11, 20252 then
Private funds: no history
RAUM +30% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Jan 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $120MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 31derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.9MderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.9%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$229M95%
- Individuals$11.4M4.7%
- Individual clients
- 32reported
- HNW clients
- 29reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 148reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••• S••••••Chartered Financial Analyst | Mequon, Wi | Jun 5, 2024 | 14 y | 1 |
| R••••• A•••••• K••••••••• | Mequon, Wi | Jun 25, 2024 | 27 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••••• A•••••• K••••••••• from D••••• W••••• M••••••••• I•••Jun 25, 2024 · RIA to a newly registered adviser
- E••• S•••••• from D••••• W••••• M••••••••• I•••Jun 5, 2024 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from D••••• W••••• M••••••••• I•••Jul 2, 2024 · Mequon, Wi
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K••••••••• R•••••• A•••••• · Managing Membercontrolsince 07/2013 · owns 75% or more
- R•••••••• D••••• J•••• · Chief Compliance Officersince 09/2024 · owns less than 5%
- S••••••• E••• · Investment Adviser Representativesince 07/2021 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mequon, Wi · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Jan 27, 2026HNW RAUM per HNW client of $7,911,003 against a peer median of $2,404,040 (4940 comparable advisers, 99.0th percentile, 3.7 robust deviations)peers: independent wealth managers, $100M to $500M (4,940) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 150 to 148Mar 11, 2025 to Jan 27, 2026
- Individual clients · 27 to 32Mar 11, 2025 to Jan 27, 2026
- Employees · 2 to 3Mar 11, 2025 to Jan 27, 2026
- Discretionary RAUM · $185M to $241MMar 11, 2025 to Jan 27, 2026
- HNW RAUM · $173M to $229MMar 11, 2025 to Jan 27, 2026
- Individual RAUM · $11.8M to $11.4MMar 11, 2025 to Jan 27, 2026
- RAUM · $185M to $241MMar 11, 2025 to Jan 27, 2026
- Accounts · 138 to 150Sep 19, 2024 to Mar 11, 2025
- HNW clients · 28 to 29Sep 19, 2024 to Mar 11, 2025
- Individual clients · 26 to 27Sep 19, 2024 to Mar 11, 2025
- Financial planning clients · unset to Sep 19, 2024 to Mar 11, 2025
- Legal name · T•• K••••••••• G•••• to T•• K••••••••• G•••• LLCSep 19, 2024 to Mar 11, 2025
- Discretionary RAUM · $168M to $185MSep 19, 2024 to Mar 11, 2025
- HNW RAUM · $158M to $173MSep 19, 2024 to Mar 11, 2025
- Individual RAUM · $10.5M to $11.8MSep 19, 2024 to Mar 11, 2025
- RAUM · $168M to $185MSep 19, 2024 to Mar 11, 2025
- Accounts · unset to 138.0May 14, 2024 to Aug 29, 2024
- HNW clients · unset to 28.0May 14, 2024 to Aug 29, 2024
- Individual clients · unset to 26.0May 14, 2024 to Aug 29, 2024
- Discretionary RAUM · unset to 168025208.0May 14, 2024 to Aug 29, 2024
- HNW RAUM · unset to 157550976.0May 14, 2024 to Aug 29, 2024
- Individual RAUM · unset to 10474232.0May 14, 2024 to Aug 29, 2024
- Non-discretionary RAUM · unset to 0.0May 14, 2024 to Aug 29, 2024
- RAUM · unset to 168025208.0May 14, 2024 to Aug 29, 2024
Signals
2 dated events
- 2 advisors left D••••• W••••• M••••••••• I••• (Mequon, WI) for T•• K••••••••• G•••• on the same dayJul 2, 2024 · Team lift-out · derived
- T•• K••••••••• G•••• filed its initial SEC registration (Form ADV)Apr 16, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- kieckhefergroup.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 4147043826reportedpublic record, Form ADV, Jan 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $120Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026