DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
One Wealth Investors
Legal name One Wealth Management Investment And Advisory Services, LLC
Latest filing Mar 11, 2026
First filing on the tape May 6, 2022 · 18 filings
SEC status approved since Jun 3, 2022
RAUM
$193M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
85%
$165M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$48.4M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$193M as of Mar 11, 2026
Mar 14, 2023$104M then
HNW client RAUM$150M as of Mar 11, 2026
Mar 14, 2023$78.2M then
State-registered IARs (5.B.3)4 as of Mar 11, 2026
Mar 14, 20232 then
Employees (5.A)5 as of Mar 11, 2026
Mar 14, 20233 then
Private funds: no history
RAUM +26% over the last fiscal year+23% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $48.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 28derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $416,128derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 7.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -6.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $27.3M, 23 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$150M77%
- Individuals$15.0M7.8%
- Pension and profit-sharing plans$14.5M7.5%
- Corporations and businesses$14.2M7.4%
- Charitable organizations$119,1340.1%
- Individual clients
- 58reported
- HNW clients
- 54reported
- Pension plan clients
- 14reported
- Charitable clients
- n/areported
- Accounts
- 465reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $27.3M for 23 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.85 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jordan Alan Linn | Boca Raton, Fl | Oct 25, 2017 | 26 y | 2 |
| Ericka Vanessa Herrera | Boca Raton, Fl | Mar 15, 2021 | 10 y | 1 |
| Vishail Singh | Boca Raton, Fl | Mar 7, 2025 | 10 y | 1 |
| Alec Marc Musa | Boca Raton, Fl | Dec 12, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount5 left over 36 months
Left, latest
- Brandon Wells Tesar to One Wealth Capital Management, LLCJul 31, 2024 · RIA to a newly registered adviser
- Thomas Andrew Hughes to One Wealth Capital Management, LLCJul 30, 2024 · RIA to a newly registered adviser
- Ryan Cleary to One Wealth Capital Management, LLCJul 30, 2024 · RIA to a newly registered adviser
- Jeremy Paul Dicker to One Wealth Capital Management, LLCJul 30, 2024 · RIA to a newly registered adviser
- Timothy Jerald Pearce to One Wealth Capital Management, LLCJul 30, 2024 · RIA to a newly registered adviser
Joined, latest
- Vishail Singh from Omnia Family Wealth, LLCMar 7, 2025 · RIA to RIA
- Jeremy Paul Dicker from Park Avenue Securities LLCJul 12, 2023 · Affiliated broker-dealer or bank to independent RIA
- Brandon Wells Tesar from Park Avenue Securities LLCJul 12, 2023 · Affiliated broker-dealer or bank to independent RIA
- Ryan Cleary from Park Avenue Securities LLCJul 11, 2023 · Affiliated broker-dealer or bank to independent RIA
- Timothy Jerald Pearce from Park Avenue Securities LLCJul 11, 2023 · Affiliated broker-dealer or bank to independent RIA
- Jordan Alan Linn from Fortitude Advisory Group L.L.C.Oct 25, 2017 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for One Wealth Capital Management, LLCJul 30, 2024 · Phoenix, Az
- 2 left for One Wealth Capital Management, LLCJul 30, 2024 · El Segundo, Ca
- 2 joined from Park Avenue Securities LLCJun 30, 2023 · El Segundo, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Alan Jordan Linn · Principalcontrolsince 07/2024 · owns less than 5%
- Alan Jordan Linn · Trusteecontrolsince 10/2023 · owns F of Jordan A. Linn Revocable Trust
- V Ericka Herrera · Ccosince 08/2023 · owns less than 5%
Entity owners
- Jordan A. Linn Revocable Trust · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- One Wealth Insurance Brokerage Services, LLCreal estaten
Advisers that list One Wealth Investors as a related person
- 331395 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boca Raton, Fl · principal | 4 | 1 | 0 | ||
| Chicago, Il | 0 | 0 | 0 | ||
| El Segundo, Ca | 0 | 0 | 0 | ||
| Phoenix, Az | 0 | 0 | 0 | ||
| West Hills, Ca | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Boca Raton, FL2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 11, 2026accounts (Item 5.F.2.f) moved from 310.0 to 465.0 (+50.0%) between the annual amendments of 2025-03-10 and 2026-03-11; the peer median change was +5.0% (3688 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 310 to 465Oct 16, 2025 to Mar 11, 2026
- Charity clients · 0.0 to unsetOct 16, 2025 to Mar 11, 2026
- Corporate clients · unset to 12.0Oct 16, 2025 to Mar 11, 2026
- HNW clients · 77 to 54Oct 16, 2025 to Mar 11, 2026
- Individual clients · 43 to 58Oct 16, 2025 to Mar 11, 2026
- Pension plan clients · 7 to 14Oct 16, 2025 to Mar 11, 2026
- Assets in custody · $35.0M to $27.3MOct 16, 2025 to Mar 11, 2026
- Employees · 6 to 5Oct 16, 2025 to Mar 11, 2026
- Discretionary RAUM · $139M to $183MOct 16, 2025 to Mar 11, 2026
- HNW RAUM · $128M to $150MOct 16, 2025 to Mar 11, 2026
- Individual RAUM · $8.5M to $15.0MOct 16, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $14.0M to $10.4MOct 16, 2025 to Mar 11, 2026
- Pension RAUM · $14.0M to $14.5MOct 16, 2025 to Mar 11, 2026
- RAUM · $153M to $193MOct 16, 2025 to Mar 11, 2026
- Advisory employees · 3 to 4Mar 10, 2025 to Oct 16, 2025
- Employees · 5 to 6Mar 10, 2025 to Oct 16, 2025
- Financial planning clients · 0 to 0Mar 10, 2025 to Oct 16, 2025
- State-registered IARs · 3 to 4Mar 10, 2025 to Oct 16, 2025
- Accounts · 301 to 310Sep 10, 2024 to Mar 5, 2025
- Advisory employees · 2 to 3Sep 10, 2024 to Mar 5, 2025
- Advisory activities · 3 to 4Sep 10, 2024 to Mar 5, 2025
- Business name · ONE WEALTH MANAGEMENT INVESTMENT AND ADVISORY SERVICES to ONE WEALTH INVESTORSSep 10, 2024 to Mar 5, 2025
- Corporate clients · 11.0 to unsetSep 10, 2024 to Mar 5, 2025
- HNW clients · 53 to 77Sep 10, 2024 to Mar 5, 2025
- Individual clients · 32 to 43Sep 10, 2024 to Mar 5, 2025
- Assets in custody · $15.8M to $35.0MSep 10, 2024 to Mar 5, 2025
- HQ city · MIAMI BEACH to BOCA RATONSep 10, 2024 to Mar 5, 2025
- State-registered IARs · 2 to 3Sep 10, 2024 to Mar 5, 2025
- Other offices · 1 to 0Sep 10, 2024 to Mar 5, 2025
- Discretionary RAUM · $114M to $139MSep 10, 2024 to Mar 5, 2025
- HNW RAUM · $96.3M to $128MSep 10, 2024 to Mar 5, 2025
- Individual RAUM · $7.8M to $8.5MSep 10, 2024 to Mar 5, 2025
- Non-discretionary RAUM · $14.0M to $14.0MSep 10, 2024 to Mar 5, 2025
- Pension RAUM · $14.0M to $14.0MSep 10, 2024 to Mar 5, 2025
- RAUM · $128M to $153MSep 10, 2024 to Mar 5, 2025
- Business name · ONE WEALTH MANAGEMENT to ONE WEALTH MANAGEMENT INVESTMENT AND ADVISORY SERVICESSep 9, 2024 to Sep 10, 2024
- Accounts · 714 to 301Mar 22, 2024 to Sep 9, 2024
- Advisory employees · 6 to 2Mar 22, 2024 to Sep 9, 2024
- Corporate clients · 9 to 11Mar 22, 2024 to Sep 9, 2024
- HNW clients · 100 to 53Mar 22, 2024 to Sep 9, 2024
Signals
17 dated events
- One Wealth Investors reported RAUM $127.8M, down 63% from $343.8M (2024-03-22 to 2024-09-09)Sep 9, 2024 · RAUM change · derived
- One Wealth Investors reported 1 offices beyond its principal office, down from 8 (2024-03-22 to 2024-09-09)Sep 9, 2024 · Office count change · derived
- Paul Jeremy Dicker (Founder, Ceo) no longer on Schedule A of One Wealth Investors (listed 2024-03-22, absent 2024-09-09)Sep 9, 2024 · Control person left · inference
- Brandon Wells Tesar left One Wealth Investors for One Wealth Capital Management, Llc (registered 2024-07-01)Jul 31, 2024 · Advisor changed firm · fact
- Timothy Jerald Pearce left One Wealth Investors for One Wealth Capital Management, Llc (registered 2024-05-24)Jul 30, 2024 · Advisor changed firm · fact
- Jeremy Paul Dicker left One Wealth Investors for One Wealth Capital Management, Llc (registered 2024-05-22)Jul 30, 2024 · Advisor changed firm · fact
- Thomas Andrew Hughes left One Wealth Investors for One Wealth Capital Management, Llc (registered 2024-05-24)Jul 30, 2024 · Advisor changed firm · fact
- Ryan Cleary left One Wealth Investors for One Wealth Capital Management, Llc (registered 2024-05-24)Jul 30, 2024 · Advisor changed firm · fact
- 3 advisors left One Wealth Investors (Phoenix, AZ) for One Wealth Capital Management, LLC on the same dayJul 30, 2024 · Team lift-out · derived
- 2 advisors left One Wealth Investors (EL Segundo, CA) for One Wealth Capital Management, LLC a day apartJul 30, 2024 · Team lift-out · derived
- One Wealth Investors reported RAUM $343.8M, up 229% from $104.5M (2024-01-10 to 2024-03-22)Mar 22, 2024 · RAUM change · derived
- Paul Jeremy Dicker (Ceo) appeared on Schedule A of One Wealth InvestorsOct 23, 2023 · Control person joined · fact
- One Wealth Investors reported 13 offices beyond its principal office, up from 5 (2023-06-20 to 2023-07-11)Jul 11, 2023 · Office count change · derived
- 3 advisors left Park Avenue Securities LLC (EL Segundo, CA) for One Wealth Investors on the same dayJun 30, 2023 · Team lift-out · derived
- One Wealth Investors reported 5 offices beyond its principal office, up from 0 (2023-03-14 to 2023-05-12)May 12, 2023 · Office count change · derived
- Anne Samantha Viola (Chief Compliance Officer) no longer on Schedule A of One Wealth Investors (listed 2022-05-06, absent 2022-06-20)Jun 20, 2022 · Control person left · inference
- Linn Wealth Capital Management, Llc filed its initial SEC registration (Form ADV)May 6, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 561-453-2182reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- onewealthinvestors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (561) 289-8105reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- onewealthinvestors.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $48.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026