DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Belmont Private Wealth
Latest filing Sep 10, 2026
First filing on the tape May 28, 2024 · 7 filings
SEC status approved since Jun 27, 2024
RAUM
$192M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$192M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$64.0M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$192M as of Jan 16, 2026
Mar 7, 2025$140M then
HNW client RAUM$192M as of Jan 16, 2026
Mar 7, 2025$137M then
State-registered IARs (5.B.3)3 as of Jan 16, 2026
Mar 7, 20253 then
Employees (5.A)3 as of Jan 16, 2026
Mar 7, 20253 then
Private funds: no history
RAUM +37% over the last fiscal yearIARs 3 to 3offices 0 to 2
Practice profile
derived from the filing of Sep 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $64.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.6MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +37%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$192M100%
- Individuals$249,6220.1%
- Individual clients
- n/areported
- HNW clients
- 29reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 142reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James F PieperCertified Financial Planner | Chesterfield, Mo | Jun 28, 2024 | 10 y | 1 |
| John Joseph RhodesCertified Financial Planner | Chesterfield, Mo | Jul 1, 2024 | 12 y | 2 |
| Bradley J Bishop | Chesterfield, Mo | Oct 10, 2024 | 34 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Bradley J Bishop from Namtaf Advisors, LLCOct 10, 2024 · RIA to RIA
- John Joseph Rhodes from KrilogyJul 1, 2024 · RIA to a newly registered adviser
- James F Pieper from KrilogyJun 28, 2024 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F James Pieper · Partner, Co-Founder, And Ccocontrolsince 02/2024 · owns 50% to 75%
- Joseph John Rhodes · Partner, Co-Foundercontrolsince 02/2024 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chesterfield, Mo · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Jan 16, 2026RAUM (Item 5.F) moved from $140,075,000 to $192,130,228 (+37.0%) between the annual amendments of 2025-03-07 and 2026-01-16; the peer median change was +15.0% (4551 comparable advisers, 91.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 91% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 11-25 to 11-25Jan 16, 2026 to Sep 10, 2026
- HQ city · to CHESTERFIELDJan 16, 2026 to Sep 10, 2026
- HQ state · to MOJan 16, 2026 to Sep 10, 2026
- Other offices · 3 to 2Jan 16, 2026 to Sep 10, 2026
- Related adviser · false to unsetJan 16, 2026 to Sep 10, 2026
- Related bank · false to unsetJan 16, 2026 to Sep 10, 2026
- Related broker-dealer · false to unsetJan 16, 2026 to Sep 10, 2026
- Related insurance company · false to unsetJan 16, 2026 to Sep 10, 2026
- Succession · false to unsetJan 16, 2026 to Sep 10, 2026
- Accounts · 137 to 142Nov 24, 2025 to Jan 16, 2026
- Corporate clients · 1 to 0Nov 24, 2025 to Jan 16, 2026
- HNW clients · 24 to 29Nov 24, 2025 to Jan 16, 2026
- Individual clients · 5.0 to unsetNov 24, 2025 to Jan 16, 2026
- Other offices · 0 to 3Nov 24, 2025 to Jan 16, 2026
- Discretionary RAUM · $140M to $192MNov 24, 2025 to Jan 16, 2026
- HNW RAUM · $137M to $192MNov 24, 2025 to Jan 16, 2026
- Individual RAUM · $3.0M to $249,622Nov 24, 2025 to Jan 16, 2026
- RAUM · $140M to $192MNov 24, 2025 to Jan 16, 2026
- Accounts · 116 to 137Oct 14, 2024 to Mar 7, 2025
- Corporate clients · 0 to 1Oct 14, 2024 to Mar 7, 2025
- HNW clients · 21 to 24Oct 14, 2024 to Mar 7, 2025
- Financial planning clients · 26-50 to 11-25Oct 14, 2024 to Mar 7, 2025
- HQ city · unset to Oct 14, 2024 to Mar 7, 2025
- HQ state · unset to Oct 14, 2024 to Mar 7, 2025
- Discretionary RAUM · $118M to $140MOct 14, 2024 to Mar 7, 2025
- HNW RAUM · $117M to $137MOct 14, 2024 to Mar 7, 2025
- Individual RAUM · $850,000 to $3.0MOct 14, 2024 to Mar 7, 2025
- RAUM · $118M to $140MOct 14, 2024 to Mar 7, 2025
- Accounts · 0 to 116May 28, 2024 to Oct 4, 2024
- Charity clients · unset to 0.0May 28, 2024 to Oct 4, 2024
- Corporate clients · unset to 0.0May 28, 2024 to Oct 4, 2024
- HNW clients · unset to 21.0May 28, 2024 to Oct 4, 2024
- Individual clients · unset to 5.0May 28, 2024 to Oct 4, 2024
- Pension plan clients · unset to 0.0May 28, 2024 to Oct 4, 2024
- Pooled vehicle clients · unset to 0.0May 28, 2024 to Oct 4, 2024
- Financial planning clients · 0 to 26-50May 28, 2024 to Oct 4, 2024
- Discretionary RAUM · $0 to $118MMay 28, 2024 to Oct 4, 2024
- HNW RAUM · unset to 117400000.0May 28, 2024 to Oct 4, 2024
- Individual RAUM · unset to 850000.0May 28, 2024 to Oct 4, 2024
- Pension RAUM · unset to 0.0May 28, 2024 to Oct 4, 2024
Signals
2 dated events
- 2 advisors left Krilogy (ST Louis, MO) for Belmont Private Wealth on the same dayAug 8, 2024 · Team lift-out · derived
- Belmont Private Wealth filed its initial SEC registration (Form ADV)May 28, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 314-384-6512reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- belmontpw.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 314-566-9887reportedpublic record, Form ADV, Sep 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $64.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026