DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• E••••• M••••••••• L••
Latest filing Mar 23, 2026
First filing on the tape Sep 4, 2024 · 5 filings
SEC status approved since Nov 13, 2024
RAUM
$7.3M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$7.3M as of Mar 23, 2026
Mar 27, 2025$1.5M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 23, 2026
Mar 27, 20252 then
Employees (5.A)2 as of Mar 23, 2026
Mar 27, 20252 then
Private funds: no history
RAUM +403% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
- RAUM per advisor
- $3.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $7.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +403%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$7.3M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••••• H•••••• B•••• · Chief Investment Officercontrolsince 01/2024 · owns 25% to 50%
- M••••••••• S••••• R••• · Chief Compliance Officercontrolsince 01/2024 · owns 25% to 50%
- C••••• D••••• T••••• · Membersince 01/2024 · owns 10% to 25%
- M•••• M••••••• B•••• · Membersince 01/2024 · owns 25% to 50%
- P•••••• R•••••• C•••••• · Membersince 01/2024 · owns 5% to 10%
Related persons
Schedule D 7.A
- S••• H••••• F••••••••• L••investment advisernRAUM $130M
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $1.5M to $0Mar 27, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $0 to $7.3MMar 27, 2025 to Mar 23, 2026
- RAUM · $1.5M to $7.3MMar 27, 2025 to Mar 23, 2026
- Accounts · 0 to 1Nov 14, 2024 to Mar 27, 2025
- Financial planning clients · 0 to 0Nov 14, 2024 to Mar 27, 2025
- Discretionary RAUM · $0 to $1.5MNov 14, 2024 to Mar 27, 2025
- RAUM · $0 to $1.5MNov 14, 2024 to Mar 27, 2025
Signals
1 dated events
- C•••••• E••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Sep 4, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- coastalequitymanagement.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 850-435-4844reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026