DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sturman Wealth Advisors
Legal name Sturman Wealth Advisors, LLC
Latest filing Feb 26, 2026
First filing on the tape Jun 11, 2024 · 8 filings
SEC status approved since Jul 25, 2024
RAUM
$116M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$116M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$58.2M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$116M as of Feb 26, 2026
Jan 27, 2025$97.7M then
HNW client RAUM$97.5M as of Feb 26, 2026
Jan 27, 2025$70.2M then
State-registered IARs (5.B.3)2 as of Feb 26, 2026
Jan 27, 20251 then
Employees (5.A)2 as of Feb 26, 2026
Jan 27, 20251 then
Private funds: no history
RAUM +19% over the last fiscal yearIARs 1 to 2offices 0 to 1
Practice profile
derived from the filing of Feb 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $58.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 46derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $412,838derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -5.2%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$97.5M84%
- Individuals$18.9M16%
- Individual clients
- 51reported
- HNW clients
- 40reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 282reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Todd Anthony SturmanCertified Financial Planner | Charlottesville, Va | Sep 11, 2024 | 26 y | 3 |
| Howard Jay CranfordCertified Financial Planner | Baton Rouge, La | Jan 13, 2026 | 14 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Howard Jay Cranford from Buff Your FinancesJan 13, 2026 · Other
- Todd Anthony Sturman from Private Advisor Group, LLCSep 11, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Anthony Todd Sturman · Owner And Chief Compliance Officercontrolsince 05/2024 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Charlottesville, Va · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 272 to 282Jan 16, 2026 to Feb 26, 2026
- Advisory employees · 1 to 2Jan 16, 2026 to Feb 26, 2026
- HNW clients · 38 to 40Jan 16, 2026 to Feb 26, 2026
- Individual clients · 58 to 51Jan 16, 2026 to Feb 26, 2026
- Employees · 1 to 2Jan 16, 2026 to Feb 26, 2026
- Financial planning clients · 0 to 26-50Jan 16, 2026 to Feb 26, 2026
- State-registered IARs · 1 to 2Jan 16, 2026 to Feb 26, 2026
- Other offices · 0 to 1Jan 16, 2026 to Feb 26, 2026
- Discretionary RAUM · $94.5M to $116MJan 16, 2026 to Feb 26, 2026
- HNW RAUM · $70.2M to $97.5MJan 16, 2026 to Feb 26, 2026
- Individual RAUM · $20.5M to $18.9MJan 16, 2026 to Feb 26, 2026
- Non-discretionary RAUM · $3.2M to $0Jan 16, 2026 to Feb 26, 2026
- Pension RAUM · 3182615.0 to unsetJan 16, 2026 to Feb 26, 2026
- RAUM · $97.7M to $116MJan 16, 2026 to Feb 26, 2026
- Accounts · 292 to 272Nov 18, 2024 to Jan 27, 2025
- Financial planning clients · 0 to 0Nov 18, 2024 to Jan 27, 2025
- Discretionary RAUM · $99.3M to $94.5MNov 18, 2024 to Jan 27, 2025
- HNW RAUM · $73.8M to $70.2MNov 18, 2024 to Jan 27, 2025
- Individual RAUM · $21.6M to $20.5MNov 18, 2024 to Jan 27, 2025
- Non-discretionary RAUM · $3.2M to $3.2MNov 18, 2024 to Jan 27, 2025
- Pension RAUM · $3.2M to $3.2MNov 18, 2024 to Jan 27, 2025
- RAUM · $103M to $97.7MNov 18, 2024 to Jan 27, 2025
- Accounts · 0 to 292Sep 11, 2024 to Nov 7, 2024
- HNW clients · unset to 38.0Sep 11, 2024 to Nov 7, 2024
- Individual clients · unset to 58.0Sep 11, 2024 to Nov 7, 2024
- Discretionary RAUM · $0 to $99.3MSep 11, 2024 to Nov 7, 2024
- HNW RAUM · unset to 73752817.0Sep 11, 2024 to Nov 7, 2024
- Individual RAUM · unset to 21576359.0Sep 11, 2024 to Nov 7, 2024
- Non-discretionary RAUM · $0 to $3.2MSep 11, 2024 to Nov 7, 2024
- Pension RAUM · unset to 3237818.0Sep 11, 2024 to Nov 7, 2024
- RAUM · $0 to $103MSep 11, 2024 to Nov 7, 2024
- Advisory activities · 2 to 3Aug 26, 2024 to Sep 11, 2024
Signals
1 dated events
- Sturman Wealth Advisors filed its initial SEC registration (Form ADV)Jun 11, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- crawford@sturmanwealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 434-201-2255reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- sturmanwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (434) 201-2255reportedpublic record, Form ADV, Feb 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $58.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026