DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••••••• W••••• P•••••••
Legal name T••••••••• W••••• P••••••• L••
Latest filing Mar 11, 2026
First filing on the tape Jun 14, 2024 · 10 filings
SEC status approved since Nov 17, 2025
RAUM
$118M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$118M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$59.2M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$118M as of Mar 11, 2026
Jan 31, 2025$83.0M then
HNW client RAUM$93.8M as of Mar 11, 2026
Jan 31, 2025$61.0M then
State-registered IARs (5.B.3)2 as of Mar 11, 2026
Jan 31, 20251 then
Employees (5.A)3 as of Mar 11, 2026
Jan 31, 20253 then
Private funds: no history
RAUM +43% over the last fiscal yearIARs 1 to 2offices 1 to 2
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $59.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +43%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +21%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$93.8M79%
- Individuals$24.6M21%
- Individual clients
- 51reported
- HNW clients
- 43reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 95reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• G•• Q••• F•••Certified Financial Planner | Walnut Creek, Ca | Aug 2, 2024 | 19 y | 5 |
| K••••••• R•••• M••• | Walnut Creek, Ca | Dec 2, 2025 | 21 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• G•• Q••• F••• from E•••••• F•••••••• E••••••Aug 2, 2024 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••• J••••• G• · Principal And Chief Compliance Officercontrolsince 06/2024 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Walnut Creek, Ca · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 11, 2026accounts (Item 5.F.2.f) moved from 261.0 to 95.0 (-64.0%) between the annual amendments of 2025-02-27 and 2026-03-11; the peer median change was +5.0% (3686 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,686) · 1.6% percentile
- RAUM up 25 %Change between filings · filing Mar 11, 2026RAUM (Item 5.F) moved from $83,000,000 to $118,465,077 (+43.0%) between the annual amendments of 2025-02-27 and 2026-03-11; the peer median change was +15.0% (4549 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,549) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 91 to 95Dec 9, 2025 to Mar 11, 2026
- Advisory employees · 1 to 2Dec 9, 2025 to Mar 11, 2026
- HNW clients · 50 to 43Dec 9, 2025 to Mar 11, 2026
- Individual clients · 40 to 51Dec 9, 2025 to Mar 11, 2026
- State-registered IARs · 1 to 2Dec 9, 2025 to Mar 11, 2026
- Discretionary RAUM · $108M to $118MDec 9, 2025 to Mar 11, 2026
- HNW RAUM · $94.0M to $93.8MDec 9, 2025 to Mar 11, 2026
- Individual RAUM · $14.6M to $24.6MDec 9, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $424,589 to $25,272Dec 9, 2025 to Mar 11, 2026
- RAUM · $109M to $118MDec 9, 2025 to Mar 11, 2026
- Accounts · 261 to 91Jun 9, 2025 to Oct 14, 2025
- HNW clients · 32 to 50Jun 9, 2025 to Oct 14, 2025
- Individual clients · 46 to 40Jun 9, 2025 to Oct 14, 2025
- Financial planning clients · 51-100 to 51-100Jun 9, 2025 to Oct 14, 2025
- Discretionary RAUM · $81.5M to $108MJun 9, 2025 to Oct 14, 2025
- HNW RAUM · $61.0M to $94.0MJun 9, 2025 to Oct 14, 2025
- Individual RAUM · $22.0M to $14.6MJun 9, 2025 to Oct 14, 2025
- Non-discretionary RAUM · $1.5M to $424,589Jun 9, 2025 to Oct 14, 2025
- RAUM · $83.0M to $109MJun 9, 2025 to Oct 14, 2025
- Other offices · 1 to 2Feb 27, 2025 to May 16, 2025
- Accounts · 81 to 261Nov 27, 2024 to Jan 31, 2025
- HNW clients · 35 to 32Nov 27, 2024 to Jan 31, 2025
- Assets in custody · $62.9M to $0Nov 27, 2024 to Jan 31, 2025
- Custody of client assets · true to falseNov 27, 2024 to Jan 31, 2025
- Employees · 4 to 3Nov 27, 2024 to Jan 31, 2025
- Financial planning clients · 0 to 51-100Nov 27, 2024 to Jan 31, 2025
- Other offices · 0 to 1Nov 27, 2024 to Jan 31, 2025
- Discretionary RAUM · $77.0M to $81.5MNov 27, 2024 to Jan 31, 2025
- HNW RAUM · $55.0M to $61.0MNov 27, 2024 to Jan 31, 2025
- Individual RAUM · $25.0M to $22.0MNov 27, 2024 to Jan 31, 2025
- Non-discretionary RAUM · $3.0M to $1.5MNov 27, 2024 to Jan 31, 2025
- RAUM · $80.0M to $83.0MNov 27, 2024 to Jan 31, 2025
- Accounts · 65 to 81Oct 28, 2024 to Nov 27, 2024
- HNW clients · 23 to 35Oct 28, 2024 to Nov 27, 2024
- Individual clients · 37 to 46Oct 28, 2024 to Nov 27, 2024
- Assets in custody · unset to 62948124.0Oct 28, 2024 to Nov 27, 2024
- Custody of client assets · false to trueOct 28, 2024 to Nov 27, 2024
- Discretionary RAUM · $60.0M to $77.0MOct 28, 2024 to Nov 27, 2024
- HNW RAUM · $40.0M to $55.0MOct 28, 2024 to Nov 27, 2024
- Individual RAUM · $22.0M to $25.0MOct 28, 2024 to Nov 27, 2024
Signals
2 dated events
- T••••••••• W••••• P••••••• no longer on the SEC adviser roster (last listed 2025-07-01, RAUM $83.0M)Aug 1, 2025 · Left the SEC roster · derived
- T••••••••• W••••• P••••••• filed its initial SEC registration (Form ADV)Jun 14, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@t•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 925-639-4592reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 925-587-8882reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 925-587-8883reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/terrafirma-wealth-partnersreportedpublic record, Form ADV, Sep 19, 2026
- Website
- t•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 925-587-8882reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- t•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $59.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026