DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••• P••• F•••••• C•• M••••••••• L••
Latest filing Jul 31, 2026
First filing on the tape Jul 18, 2024 · 6 filings
SEC status approved since Aug 30, 2024
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$0 as of Jul 31, 2026
Mar 31, 2025$0 then
HNW client RAUM$0 as of Jul 31, 2026
Mar 31, 2025$0 then
State-registered IARs (5.B.3)0 as of Jul 31, 2026
Mar 31, 20250 then
Employees (5.A)6 as of Jul 31, 2026
Mar 31, 2025106 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0offices 3 to 0
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 0reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• J•••• C••••••••• · Chief Compliance Officercontrolsince 07/2024 · owns less than 5%
- C••••••••• C•••••••• · Chief Legal Officercontrolsince 07/2024 · owns less than 5%
- H••••••• L••••• T••• · Founder, Managing Partner, Chief Investment Officercontrolsince 07/2024 · owns less than 5%
- P•••••••• S•••• M•••••• · Chief Financial Officercontrolsince 07/2024 · owns less than 5%
- R••••• J••••• B••••••• · Chief Operating Officercontrolsince 07/2024 · owns less than 5%
- R•••••••• B••••• J•••••• · Founder, Managing Partner, Chief Executive Officercontrolsince 07/2024 · owns less than 5%
- H••••••• L••••• T••• · Managing Partnercontrolsince 01/1998 · owns 25% to 50% of M••••••• A•••• M••••••••• L•••
- H••••••• L••••• T••• · Class A Membercontrolsince 06/2018 · owns 50% to 75% of M••••••• A•••• M••••••••• G•• L•••••
- R•••••••• B••••• J•••••• · Class A Membercontrolsince 06/2018 · owns 50% to 75% of M••••••• A•••• M••••••••• G•• L•••••
- R•••••••• B••••• J•••••• · Managing Partnercontrolsince 01/1998 · owns 25% to 50% of M••••••• A•••• M••••••••• L•••
Entity owners
- M••••••• A•••• M••••••••• L••• · Managing Memberdirect · owns 75% or more
- M••••••• A•••• M••••••••• G•• L••••• · General Partnerindirect · owns F of M••••••• A•••• M••••••••• L•••
Related persons
Schedule D 7.A
- M•• 2•• W• 3••• S••••• H••••• G•• L••investment adviserpooled vehicle sponsorn
- M•• K••••••••• I••••••••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• A•••• M••••••••• L•••investment adviserbanky
- M••••••• A••••••• F•••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• A••••••• O••••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• B••• G•••• C••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• C••••• S••••• P••••••••• G•• L••investment adviserbankpooled vehicle sponsorn
- M••••••• C•• E••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• C•••• S••••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• C••••• D••••••••• F••• G•• L••investment adviserbankpooled vehicle sponsorn
- M••••••• C•••••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• D••••••••• C••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• E•• I• G• S••••••investment adviserpooled vehicle sponsorn
- M••••••• E•• I• O•••••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• E••••••• M•••••• B••• F••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• E••••••• M•••••• B••• F••• I• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• E••••••• C•• O••••••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• E••••••• C••••• O••••••••• F••• I• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• E••••••• C••••• O••••••••• F••• I•• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• G••••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• L••• O••••••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• M•••• F••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• M••••••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• P••••••••• H••••••••• F••• G•• L••pooled vehicle sponsorn
- M••••••• R••• E••••• D••• F••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• R••• R•••••••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• S•••••• I••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• S•••••• P•••••• S••••••••• F••• I• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• S•••••• P•••••• S••••••••• F••• I•• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• S••••••••• C••••• F••• G•• L••investment adviserpooled vehicle sponsorn
Advisers that list B••••• P••• F•••••• C•• M••••••••• L•• as a related person
- 332429 n
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom5 employees
- Los Angeles, CA2 employees
- Miami, FL1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- employee count dropChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 106.0 to 6.0 (-94.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (103 comparable advisers, 1.0th percentile of changes)peers: other advisers, under $100M (103) · 1.0% percentile
- office count dropChange between filings · filing Mar 31, 2026offices other than the principal office (Item 1.F.5) moved from 3.0 to 0.0 (-100.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (42 comparable advisers, 0.0th percentile of changes)peers: other advisers, under $100M (42) · 0.0% percentile
What changed
consecutive filings, newest first
- Advisory employees · 47 to 0Jul 24, 2025 to Mar 31, 2026
- Employees · 106 to 6Jul 24, 2025 to Mar 31, 2026
- Other offices · 3 to 0Jul 24, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jul 24, 2025
- Accounts · unset to 0.0Oct 30, 2024 to Mar 31, 2025
- Advisory employees · 44 to 47Oct 30, 2024 to Mar 31, 2025
- Discretionary RAUM · unset to 0.0Oct 30, 2024 to Mar 31, 2025
- Non-discretionary RAUM · unset to 0.0Oct 30, 2024 to Mar 31, 2025
- RAUM · unset to 0.0Oct 30, 2024 to Mar 31, 2025
Signals
1 dated events
- B••••• P••• F•••••• C•• M••••••••• L•• filed its initial SEC registration (Form ADV)Jul 18, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- M•••••••FUND.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-500-3000reportedpublic record, Form ADV, Jul 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026