DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••• F•••••••• G••••
Legal name G••••• F•••••••• G•••• L••
Latest filing Jun 15, 2026
First filing on the tape Jun 20, 2024 · 7 filings
SEC status approved since Jul 19, 2024
RAUM
$234M
reported, Item 5.F
Discretionary
69%
of RAUM
Private clients
68%
$158M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$234M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$234M as of Jun 15, 2026
Mar 28, 2025$188M then
HNW client RAUM$150M as of Jun 15, 2026
Mar 28, 2025$128M then
State-registered IARs (5.B.3)1 as of Jun 15, 2026
Mar 28, 20251 then
Employees (5.A)2 as of Jun 15, 2026
Mar 28, 20252 then
Private funds: no history
RAUM +24% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Jun 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $234MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 39derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $12.5MderivedHNW RAUM over HNW clients
- Average account
- $2.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 69%derivedof RAUM
- Institutional
- 3.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.6%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$150M64%
- Corporations and businesses$66.8M29%
- Charitable organizations$8.3M3.5%
- Individuals$8.0M3.4%
- Pension and profit-sharing plans$789,6870.3%
- Individual clients
- 27reported
- HNW clients
- 12reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 111reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.68 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• F•••••• | Lakewood, Nj | Jul 24, 2024 | 32 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••••• F•••••• from B• R•••• W••••• A•••••••• I•••Jul 24, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F••••••• J•••••• · Managing Member And Chief Compliance Officercontrolsince 06/2024 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 31, 2026discretionary share of RAUM moved from 4.0% to 69.0% between the annual amendments of 2025-03-28 and 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- HQ city · JACKSON to LAKEWOODMar 31, 2026 to Jun 15, 2026
- Accounts · 71 to 111Mar 28, 2025 to Mar 31, 2026
- Charity clients · 0.0 to unsetMar 28, 2025 to Mar 31, 2026
- Corporate clients · 5 to 10Mar 28, 2025 to Mar 31, 2026
- HNW clients · 11 to 12Mar 28, 2025 to Mar 31, 2026
- Pension plan clients · 1.0 to unsetMar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $7.6M to $162MMar 28, 2025 to Mar 31, 2026
- HNW RAUM · $128M to $150MMar 28, 2025 to Mar 31, 2026
- Individual RAUM · $6.6M to $8.0MMar 28, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $181M to $71.5MMar 28, 2025 to Mar 31, 2026
- Pension RAUM · $718,803 to $789,687Mar 28, 2025 to Mar 31, 2026
- RAUM · $188M to $234MMar 28, 2025 to Mar 31, 2026
- Accounts · 65 to 71Sep 24, 2024 to Mar 28, 2025
- Charity clients · unset to 0.0Sep 24, 2024 to Mar 28, 2025
- Corporate clients · unset to 5.0Sep 24, 2024 to Mar 28, 2025
- HNW clients · 9 to 11Sep 24, 2024 to Mar 28, 2025
- Individual clients · 23 to 27Sep 24, 2024 to Mar 28, 2025
- Pension plan clients · unset to 1.0Sep 24, 2024 to Mar 28, 2025
- Pooled vehicle clients · unset to 0.0Sep 24, 2024 to Mar 28, 2025
- Employees · 1 to 2Sep 24, 2024 to Mar 28, 2025
- Financial planning clients · unset to Sep 24, 2024 to Mar 28, 2025
- Discretionary RAUM · $5.5M to $7.6MSep 24, 2024 to Mar 28, 2025
- HNW RAUM · $119M to $128MSep 24, 2024 to Mar 28, 2025
- Individual RAUM · $4.3M to $6.6MSep 24, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $150M to $181MSep 24, 2024 to Mar 28, 2025
- Pension RAUM · unset to 718803.0Sep 24, 2024 to Mar 28, 2025
- RAUM · $155M to $188MSep 24, 2024 to Mar 28, 2025
- Accounts · 0 to 65Aug 2, 2024 to Sep 24, 2024
- HNW clients · unset to 9.0Aug 2, 2024 to Sep 24, 2024
- Individual clients · unset to 23.0Aug 2, 2024 to Sep 24, 2024
- Discretionary RAUM · $0 to $5.5MAug 2, 2024 to Sep 24, 2024
- HNW RAUM · unset to 118957246.0Aug 2, 2024 to Sep 24, 2024
- Individual RAUM · unset to 4271305.0Aug 2, 2024 to Sep 24, 2024
- Non-discretionary RAUM · $0 to $150MAug 2, 2024 to Sep 24, 2024
- RAUM · $0 to $155MAug 2, 2024 to Sep 24, 2024
Signals
1 dated events
- G••••• F•••••••• G•••• filed its initial SEC registration (Form ADV)Jun 20, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 732-719-4101reportedpublic record, Form ADV, Jun 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $234Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026