DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••• I•••
Latest filing Mar 9, 2026
First filing on the tape Jun 28, 2024 · 6 filings
SEC status approved since Jul 25, 2024
RAUM
$254,054
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$254,054 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$254,054
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$254,054 as of Mar 9, 2026
Mar 11, 2025$2,415 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 9, 2026
Mar 11, 20251 then
Employees (5.A)4 as of Mar 9, 2026
Mar 11, 20253 then
Private funds: no history
RAUM +10420% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $254,054derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $207derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10420%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$254,054100%
- Individual clients
- 1,230reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,230reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K••••• Y• Y•••••Chartered Financial Analyst | Sherman Oaks, Ca | Jul 25, 2024 | 18 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K••••• Y• Y••••• from U•••• A•••••••• L••Jul 25, 2024 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K••••••••• D••••••• N•• · Ceo / Co-Foundercontrolsince 03/2024 · owns 25% to 50%
- Y•••••• K•••••• Y• · Cco / Coo / Co-Foundercontrolsince 03/2024 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 30 to 1,230Mar 11, 2025 to Mar 9, 2026
- Individual clients · 30 to 1,230Mar 11, 2025 to Mar 9, 2026
- Employees · 3 to 4Mar 11, 2025 to Mar 9, 2026
- Discretionary RAUM · $2,415 to $254,054Mar 11, 2025 to Mar 9, 2026
- Individual RAUM · $2,415 to $254,054Mar 11, 2025 to Mar 9, 2026
- RAUM · $2,415 to $254,054Mar 11, 2025 to Mar 9, 2026
- Accounts · 11 to 30Nov 22, 2024 to Mar 11, 2025
- Individual clients · 11 to 30Nov 22, 2024 to Mar 11, 2025
- Financial planning clients · unset to Nov 22, 2024 to Mar 11, 2025
- Discretionary RAUM · $1,001 to $2,415Nov 22, 2024 to Mar 11, 2025
- Individual RAUM · $1,001 to $2,415Nov 22, 2024 to Mar 11, 2025
- RAUM · $1,001 to $2,415Nov 22, 2024 to Mar 11, 2025
- Accounts · 0 to 11Nov 21, 2024 to Nov 22, 2024
- Individual clients · unset to 11.0Nov 21, 2024 to Nov 22, 2024
- Discretionary RAUM · $0 to $1,001Nov 21, 2024 to Nov 22, 2024
- Individual RAUM · unset to 1001.0Nov 21, 2024 to Nov 22, 2024
- RAUM · $0 to $1,001Nov 21, 2024 to Nov 22, 2024
Signals
1 dated events
- M•••• I••• filed its initial SEC registration (Form ADV)Jun 28, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- support@mostt.coreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 805-262-7911reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- mostt.coreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 310-923-0363reportedpublic record, Form ADV, Mar 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $254,054derivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026