DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D•••••• P•••••• W•••••• L••
Latest filing Mar 11, 2026
First filing on the tape Jun 20, 2024 · 8 filings
SEC status approved since Jul 22, 2024
RAUM
$133M
reported, Item 5.F
Discretionary
86%
of RAUM
Private clients
100%
$133M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$133M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$133M as of Mar 11, 2026
Mar 21, 2025$100M then
HNW client RAUM$111M as of Mar 11, 2026
Mar 21, 2025$81.0M then
State-registered IARs (5.B.3)1 as of Mar 11, 2026
Mar 21, 20251 then
Employees (5.A)1 as of Mar 11, 2026
Mar 21, 20251 then
Private funds: no history
RAUM +32% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $133MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 84derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $508,845derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 86%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -16%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $91.8M, 68 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$111M84%
- Individuals$21.5M16%
- Individual clients
- 42reported
- HNW clients
- 42reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 261reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $91.8M for 68 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•• H••••• D•••••• | Scottsdale, Az | Jul 24, 2024 | 13 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S•• H••••• D•••••• from A••••••• F••••••••• L•••Jul 24, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••• S••• H••••• · Chief Executive Officer & Chief Compliance Officercontrolsince 06/2024 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 205 to 261Mar 21, 2025 to Mar 11, 2026
- Advisory activities · 4 to 3Mar 21, 2025 to Mar 11, 2026
- Corporate clients · 1.0 to unsetMar 21, 2025 to Mar 11, 2026
- HNW clients · 48 to 42Mar 21, 2025 to Mar 11, 2026
- Individual clients · 52 to 42Mar 21, 2025 to Mar 11, 2026
- Assets in custody · $76.0M to $91.8MMar 21, 2025 to Mar 11, 2026
- Discretionary RAUM · $100M to $115MMar 21, 2025 to Mar 11, 2026
- HNW RAUM · $81.0M to $111MMar 21, 2025 to Mar 11, 2026
- Individual RAUM · $17.8M to $21.5MMar 21, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $0 to $18.2MMar 21, 2025 to Mar 11, 2026
- RAUM · $100M to $133MMar 21, 2025 to Mar 11, 2026
- Accounts · 121 to 205Dec 16, 2024 to Mar 21, 2025
- HNW clients · 19 to 48Dec 16, 2024 to Mar 21, 2025
- Individual clients · 24 to 52Dec 16, 2024 to Mar 21, 2025
- Assets in custody · $35.1M to $76.0MDec 16, 2024 to Mar 21, 2025
- Financial planning clients · 0 to 0Dec 16, 2024 to Mar 21, 2025
- Discretionary RAUM · $80.9M to $100MDec 16, 2024 to Mar 21, 2025
- HNW RAUM · $65.1M to $81.0MDec 16, 2024 to Mar 21, 2025
- Individual RAUM · $14.8M to $17.8MDec 16, 2024 to Mar 21, 2025
- RAUM · $80.9M to $100MDec 16, 2024 to Mar 21, 2025
- Accounts · 128 to 121Nov 4, 2024 to Dec 16, 2024
- Charity clients · 0.0 to unsetNov 4, 2024 to Dec 16, 2024
- Pension plan clients · 0.0 to unsetNov 4, 2024 to Dec 16, 2024
- Pooled vehicle clients · 0.0 to unsetNov 4, 2024 to Dec 16, 2024
- Discretionary RAUM · $80.8M to $80.9MNov 4, 2024 to Dec 16, 2024
- Non-discretionary RAUM · $100,000 to $0Nov 4, 2024 to Dec 16, 2024
- Pension RAUM · 0.0 to unsetNov 4, 2024 to Dec 16, 2024
- Pooled vehicle RAUM · 0.0 to unsetNov 4, 2024 to Dec 16, 2024
- Accounts · 0 to 128Jul 22, 2024 to Nov 4, 2024
- Business name · G••••• P•••••• W•••••• L•• to D•••••• P•••••• W•••••• L••Jul 22, 2024 to Nov 4, 2024
- Corporate clients · 0 to 1Jul 22, 2024 to Nov 4, 2024
- HNW clients · 0 to 19Jul 22, 2024 to Nov 4, 2024
- Individual clients · 0 to 24Jul 22, 2024 to Nov 4, 2024
- Assets in custody · unset to 35100000.0Jul 22, 2024 to Nov 4, 2024
- Custody of client assets · false to trueJul 22, 2024 to Nov 4, 2024
- Legal name · G••••• P•••••• W•••••• L•• to D•••••• P•••••• W•••••• L••Jul 22, 2024 to Nov 4, 2024
- Discretionary RAUM · $0 to $80.8MJul 22, 2024 to Nov 4, 2024
- HNW RAUM · $0 to $65.1MJul 22, 2024 to Nov 4, 2024
- Individual RAUM · $0 to $14.8MJul 22, 2024 to Nov 4, 2024
- Non-discretionary RAUM · $0 to $100,000Jul 22, 2024 to Nov 4, 2024
Signals
1 dated events
- G••••• P•••••• W•••••• L•• filed its initial SEC registration (Form ADV)Jun 20, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 480-771-7000reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 813-464-7638reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/degreen-private-wealth-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- D••••••P••••••WEALTH.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 440-409-6352reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- d•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $133Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026