DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Burling Wealth Partners
Legal name Burling Wealth Partners, LLC
Latest filing Mar 31, 2026
First filing on the tape Jul 9, 2024 · 8 filings
SEC status approved since Aug 8, 2024
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$998M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$167M
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$1.0B as of Mar 31, 2026
Feb 13, 2025$747M then
HNW client RAUM$977M as of Mar 31, 2026
Feb 13, 2025$729M then
State-registered IARs (5.B.3)6 as of Mar 31, 2026
Feb 13, 20254 then
Employees (5.A)8 as of Mar 31, 2026
Feb 13, 20255 then
Private funds: no history
RAUM +31% over the last fiscal yearIARs 7 to 6offices 0 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $167MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 42derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.3MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- -14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +29%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $332M, 113 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$977M97%
- Individuals$20.9M2.1%
- Pension and profit-sharing plans$4.1M0.4%
- Charitable organizations$2.5M0.3%
- Individual clients
- 67reported
- HNW clients
- 183reported
- Pension plan clients
- 2reported
- Charitable clients
- 1reported
- Accounts
- 922reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $332M for 113 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Steven Ross Resnik | Chicago, Il | Aug 30, 2024 | 11 y | 0 |
| Zachary PatzikCertified Financial Planner, Chartered Financial Analyst | Chicago, Il | Sep 11, 2024 | 12 y | 1 |
| Abby Davis | Chicago, Il | Sep 11, 2024 | 12 y | 2 |
| Mark Earl Resnik | Chicago, Il | Sep 11, 2024 | 33 y | 3 |
| Young Bin ImChartered Financial Analyst | Chicago, Il | Dec 18, 2024 | 21 y | 0 |
| Zachary Talus | San Francisco, Ca | Feb 18, 2025 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Mark Earl Resnik from Cibc Private Wealth Advisors, Inc.Sep 11, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- Abby Davis from Cibc Private Wealth Advisors, Inc.Sep 11, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- Zachary Patzik from Curi Capital, LLCSep 11, 2024 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Cibc Private Wealth Advisors, Inc.Sep 17, 2024 · Chicago, Il
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Earl Mark Resnik · Member And Managing Directorcontrolsince 09/2024 · owns less than 5%
- Ross Steven Resnik · Member And Managing Directorcontrolsince 06/2024 · owns 10% to 25%
- Russell James Hadaway · Chief Compliance Officersince 03/2024 · owns less than 5%
- Allen Christopher Nelson · Chief Compliance Officersince 08/2024 · owns less than 5%
Entity owners
- Bwp Irrevocable Trust · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chicago, Il · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 642 to 922Mar 28, 2025 to Mar 31, 2026
- Charity clients · unset to 1.0Mar 28, 2025 to Mar 31, 2026
- HNW clients · 141 to 183Mar 28, 2025 to Mar 31, 2026
- Individual clients · 53 to 67Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $152M to $332MMar 28, 2025 to Mar 31, 2026
- Financial planning clients · 1-10 to 11-25Mar 28, 2025 to Mar 31, 2026
- State-registered IARs · 7 to 6Mar 28, 2025 to Mar 31, 2026
- Other offices · 0 to 1Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $767M to $1.0BMar 28, 2025 to Mar 31, 2026
- HNW RAUM · $749M to $977MMar 28, 2025 to Mar 31, 2026
- Individual RAUM · $15.7M to $20.9MMar 28, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $707,507 to $709,818Mar 28, 2025 to Mar 31, 2026
- Pension RAUM · $3.5M to $4.1MMar 28, 2025 to Mar 31, 2026
- RAUM · $768M to $1.0BMar 28, 2025 to Mar 31, 2026
- Accounts · 609 to 642Feb 13, 2025 to Mar 28, 2025
- Advisory employees · 5 to 7Feb 13, 2025 to Mar 28, 2025
- HNW clients · 135 to 141Feb 13, 2025 to Mar 28, 2025
- Individual clients · 46 to 53Feb 13, 2025 to Mar 28, 2025
- Pension plan clients · unset to 2.0Feb 13, 2025 to Mar 28, 2025
- Assets in custody · $72.1M to $152MFeb 13, 2025 to Mar 28, 2025
- Employees · 5 to 8Feb 13, 2025 to Mar 28, 2025
- Financial planning clients · 1-10 to 1-10Feb 13, 2025 to Mar 28, 2025
- State-registered IARs · 4 to 7Feb 13, 2025 to Mar 28, 2025
- Discretionary RAUM · $747M to $767MFeb 13, 2025 to Mar 28, 2025
- HNW RAUM · $729M to $749MFeb 13, 2025 to Mar 28, 2025
- Individual RAUM · $14.8M to $15.7MFeb 13, 2025 to Mar 28, 2025
- Non-discretionary RAUM · $699,464 to $707,507Feb 13, 2025 to Mar 28, 2025
- Pension RAUM · $3.5M to $3.5MFeb 13, 2025 to Mar 28, 2025
- RAUM · $747M to $768MFeb 13, 2025 to Mar 28, 2025
- Accounts · 0 to 609Sep 6, 2024 to Dec 6, 2024
- Advisory employees · 1 to 5Sep 6, 2024 to Dec 6, 2024
- HNW clients · unset to 135.0Sep 6, 2024 to Dec 6, 2024
- Individual clients · unset to 46.0Sep 6, 2024 to Dec 6, 2024
- Assets in custody · unset to 72060165.0Sep 6, 2024 to Dec 6, 2024
- Custody of client assets · false to trueSep 6, 2024 to Dec 6, 2024
- Employees · 1 to 5Sep 6, 2024 to Dec 6, 2024
- Financial planning clients · 0 to 1-10Sep 6, 2024 to Dec 6, 2024
- HQ city · unset to CHICAGOSep 6, 2024 to Dec 6, 2024
- HQ state · unset to ILSep 6, 2024 to Dec 6, 2024
- State-registered IARs · 0 to 4Sep 6, 2024 to Dec 6, 2024
Signals
4 dated events
- Burling Wealth Partners reported RAUM $1.0B, up 31% from $768.0M (2025-03-28 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- 2 advisors left CIBC Private Wealth Advisors, Inc. (Chicago, IL) for Burling Wealth Partners on the same daySep 17, 2024 · Team lift-out · derived
- Earl Mark Resnik (Managing Director) appeared on Schedule A of Burling Wealth PartnersJul 15, 2024 · Control person joined · fact
- Burling Wealth Partners filed its initial SEC registration (Form ADV)Jul 9, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/burlingwealthpartnersreportedpublic record, Form ADV, Sep 17, 2026
- Website
- burlingwp.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 1-312-825-0262reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $167Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026